0000791908-15-000048.txt : 20150320
0000791908-15-000048.hdr.sgml : 20150320
20150320193042
ACCESSION NUMBER: 0000791908-15-000048
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150318
FILED AS OF DATE: 20150320
DATE AS OF CHANGE: 20150320
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XOMA Corp
CENTRAL INDEX KEY: 0000791908
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 942756657
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2910 SEVENTH ST
CITY: BERKELEY
STATE: CA
ZIP: 94710
BUSINESS PHONE: 5106441170
MAIL ADDRESS:
STREET 1: 2910 SEVENTH ST
CITY: BERKELEY
STATE: CA
ZIP: 94710
FORMER COMPANY:
FORMER CONFORMED NAME: XOMA LTD /DE/
DATE OF NAME CHANGE: 19990107
FORMER COMPANY:
FORMER CONFORMED NAME: XOMA CORP /DE/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCANNON PATRICK J MD PHD
CENTRAL INDEX KEY: 0001222790
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-14710
FILM NUMBER: 15717452
MAIL ADDRESS:
STREET 1: C/O XOMA, LTD.
STREET 2: 2910 SEVENTH STREET
CITY: BERKELEY
STATE: CA
ZIP: 94710
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-03-18
0
0000791908
XOMA Corp
XOMA
0001222790
SCANNON PATRICK J MD PHD
C/O XOMA CORPORATION
2910 SEVENTH STREET
BERKELEY
CA
94710
1
1
0
0
Exec. VP & CSO
Common Shares
2015-03-18
4
M
0
9500.0
0.0
A
124786
D
Common Shares
2015-03-18
4
D
0
3433.0
4.0105
D
121353
D
Common Shares
2015-03-18
4
D
0
5233.0
4.0105
D
116120
D
Common Shares
25080
I
by 401(k)
Common Shares
750
I
by Daughter
Common Shares
4053
I
by Trust
Restricted Stock Units
0.0
2015-03-18
4
M
0
9500.0
0.0
D
2014-03-18
2016-03-18
Common Shares
9500
9500
D
These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on March 18, 2014.
Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock.
Shares sold on the open market to satisfy the minimum amount of taxes required to be withheld in connection with the vesting of the shares in a non-discretionary transaction pursuant to the reporting person's agreement under the Company's equity incentive plan.
This transaction was executed in multiple trades ranging at prices from $3.93 to $4.15.The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
By: Russell J. Wood For: Patrick J. Scannon, M.D., Ph.D.
2015-03-20