0000791908-14-000127.txt : 20140916 0000791908-14-000127.hdr.sgml : 20140916 20140916164138 ACCESSION NUMBER: 0000791908-14-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140912 FILED AS OF DATE: 20140916 DATE AS OF CHANGE: 20140916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XOMA Corp CENTRAL INDEX KEY: 0000791908 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 942756657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 BUSINESS PHONE: 5106441170 MAIL ADDRESS: STREET 1: 2910 SEVENTH ST CITY: BERKELEY STATE: CA ZIP: 94710 FORMER COMPANY: FORMER CONFORMED NAME: XOMA LTD /DE/ DATE OF NAME CHANGE: 19990107 FORMER COMPANY: FORMER CONFORMED NAME: XOMA CORP /DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOWES WILLIAM K JR CENTRAL INDEX KEY: 0001225476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14710 FILM NUMBER: 141105842 MAIL ADDRESS: STREET 1: 2735 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-09-12 0 0000791908 XOMA Corp XOMA 0001225476 BOWES WILLIAM K JR C/O XOMA CORPORATION 2910 SEVENTH STREET BERKELEY CA 94710 1 0 0 0 Common Shares 2014-09-12 4 A 0 5500 0 A 32368 D Common Shares 1000 I by Spouse Non-Qualified Share Option (right to buy) 4.73 2014-09-12 4 A 0 7000 4.73 A 2015-05-22 2024-09-12 Common Shares 7000 7000 D These shares were acquired pursuant to a grant of restricted stock units on September 12, 2014 under the Amended and Restated XOMA Corporation 2010 Long Term Incentive and Stock Award Plan and are scheduled to vest in substantially equal installments on each of May 28, 2015, May 28, 2016, and May 28, 2017. These shares were purchased and are held by Ute C. Bowes, the spouse of William K. Bowes, Jr. Exercisable with respect to 1/12th of options in monthly increments beginning October 12, 2014 and ending September 12, 2015. By: Russell J. Wood For: William K. Bowes, Jr. 2014-09-16