0001140361-23-024090.txt : 20230511
0001140361-23-024090.hdr.sgml : 20230511
20230511151006
ACCESSION NUMBER: 0001140361-23-024090
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230511
DATE AS OF CHANGE: 20230511
EFFECTIVENESS DATE: 20230511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0000791490
IRS NUMBER: 134113321
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01317
FILM NUMBER: 23910505
BUSINESS ADDRESS:
STREET 1: 360 MADISON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125933800
MAIL ADDRESS:
STREET 1: 360 MADISON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET ASSET MANAGEMENT
DATE OF NAME CHANGE: 20040823
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET & CO LLC
DATE OF NAME CHANGE: 20001010
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET & CO INC
DATE OF NAME CHANGE: 19990326
13F-HR
1
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03-31-2023
03-31-2023
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CARRET ASSET MANAGEMENT, LLC
360 MADISON AVENUE
20TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-01317
N
Marco Vega
Chief Operating Officer
212-207-2304
/s/ Marco Vega
New York
NY
05-11-2023
0
271
719875000
INFORMATION TABLE
2
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TESLA INC
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COM
91529y106
591000
14937
SH
SOLE
5582
0
9355
US BANCORP DEL NEW
COM
902973304
1602000
44437
SH
SOLE
15375
0
29062
VAXIL BIO LTD
COM
92243L107
0
20000
SH
SOLE
20000
0
0
VERIZON COMMUNICATIONS
COM
92343V104
5983000
153832
SH
SOLE
59115
0
94717
VISA INC COM CL A
COM
92826C839
4921000
21827
SH
SOLE
4300
0
17527
W P CAREY, INC
COM
92936U109
451000
5824
SH
SOLE
0
0
5824
WALMART INC
COM
931142103
6549000
44414
SH
SOLE
12628
0
31787
WALT DISNEY CO
COM
254687106
7572000
75626
SH
SOLE
21435
0
54190
WARNER BROTHERS DISCOVERY INC
COM
934423104
154000
10190
SH
SOLE
2060
0
8130
WASHINGTON REAL EST INV TR SBI
COM
939653101
503000
28190
SH
SOLE
20000
0
8190
WASTE MGMT INC
COM
94106L109
285000
1745
SH
SOLE
0
0
1745
WEC ENERGY GROUP INC
COM
92939U106
948000
10000
SH
SOLE
0
0
10000
WELLS FARGO & CO NEW
COM
949746101
1308000
35005
SH
SOLE
1000
0
34005
WELLTOWER INC
COM
95040Q104
4535000
63253
SH
SOLE
17955
0
45298
XCEL ENERGY INC
COM
98389B100
613000
9089
SH
SOLE
0
0
9089
XYLEM INC
COM
98419M100
1270000
12127
SH
SOLE
7382
0
4745
YUM BRANDS INC
COM
988498101
209000
1583
SH
SOLE
0
0
1583
AXA-SPONS ADR
ADR
054536107
1009000
32983
SH
SOLE
8108
0
24875
CANADIAN NATL RAILWAY CO
ADR
136375102
6193000
52495
SH
SOLE
3000
0
49495
DIAGEO PLC NEW
ADR
25243Q205
316000
1745
SH
SOLE
1300
0
445
NESTLE SA-SPONS ADR
ADR
641069406
2861000
23451
SH
SOLE
16966
0
6485
NOVARTIS AG ADR
ADR
66987v109
3961000
43053
SH
SOLE
13439
0
29614
SHELL PLC
ADR
780259305
261000
4536
SH
SOLE
0
0
4536
TAIWAN SEMICONDUCTOR MFG LTD-S
ADR
874039100
2116000
22745
SH
SOLE
3617
0
19128
UNILEVER PLC NEW ADS 4 ORD
ADR
904767704
210000
4044
SH
SOLE
0
0
4044
COHEN & STEERS QUAL INC RLTY F
FD
19247L106
173000
14534
SH
SOLE
0
0
14534
NUVEEN S&P 500 BUY-WRITE INC F
FD
6706er101
131000
10000
SH
SOLE
0
0
10000
BANYAN GOLD CORP.
FS
06683K106
3000
10000
SH
SOLE
0
0
10000
BROADCOM INC
FS
11135F101
1848000
2881
SH
SOLE
1186
0
1695
INVESCO LTD
FS
G491BT108
191000
11650
SH
SOLE
1650
0
10000
MEDTRONIC PLC
FS
G5960L103
210000
2601
SH
SOLE
1500
0
1101
ROYAL BANK CANADA PV$1
FS
780087102
207000
2170
SH
SOLE
0
0
2170
AMEX HEALTHCARE SELECT SPDR
ETF
81369y209
245000
1895
SH
SOLE
0
0
1895
I SHARES S&P GROWTH INDEX
ETF
464287309
2518000
39406
SH
SOLE
0
0
39406
INVESCO EXCHANGE TR FD DVD ACH
ETF
46137V506
220000
6000
SH
SOLE
0
0
6000
INVESCO QQQ NASDAQ 100 INDEX
ETF
46090E103
484000
1507
SH
SOLE
0
0
1507
INVESCO S&P 500 EQUAL WEIGHT
ETF
46137V357
977000
6758
SH
SOLE
35
0
6723
ISHARES CORE GROWTH ALLOCATION
ETF
464289867
326000
6522
SH
SOLE
0
0
6522
ISHARES CORE HIGH DIVIDEND
ETF
46429B663
234000
2305
SH
SOLE
0
0
2305
ISHARES CORE S&P 500 INDEX
ETF
464287200
2631000
6401
SH
SOLE
0
0
6401
ISHARES CORE S&P MIDCAP
ETF
464287507
449000
1793
SH
SOLE
393
0
1400
ISHARES DJ REGIONAL BANKS
ETF
464288778
967000
27005
SH
SOLE
0
0
27005
ISHARES DJ US FINANCIAL SECTOR
ETF
464287788
244000
3430
SH
SOLE
0
0
3430
ISHARES DJ US TECHNOLOGY SECTO
ETF
464287721
1074000
11572
SH
SOLE
0
0
11572
ISHARES DOW JONES SELECT DIVID
ETF
464287168
5963000
50890
SH
SOLE
0
0
50890
ISHARES EXPANDED TECK-SOFTWARE
ETF
464287515
310000
1018
SH
SOLE
0
0
1018
ISHARES MSCI EMERGING MARKETS
ETF
464287234
470000
11908
SH
SOLE
5367
0
6541
ISHARES MSCI USA ESG SELECT
ETF
464288802
599000
6828
SH
SOLE
0
0
6828
ISHARES NASDAQ BIOTECH INDX
ETF
464287556
396000
3068
SH
SOLE
170
0
2898
ISHARES RUSSELL 1000 GROWTH
ETF
464287614
681000
2786
SH
SOLE
0
0
2786
ISHARES RUSSELL 1000 VALUE
ETF
464287598
1635000
10740
SH
SOLE
0
0
10740
ISHARES RUSSELL 2000 INDEX FUN
ETF
464287655
5824000
32648
SH
SOLE
670
0
31978
ISHARES RUSSELL MID-CAP INDEX
ETF
464287499
4939000
70637
SH
SOLE
0
0
70637
ISHARES S&P 100 INDEX
ETF
464287101
6169000
32981
SH
SOLE
355
0
32626
ISHARES S&P PREF STK INDX FN
ETF
464288687
663000
21238
SH
SOLE
0
0
21238
ISHARES US OIL & GAS EXPLO & P
ETF
464288851
2267000
26416
SH
SOLE
0
0
26416
REAL ESTATE SELECT SECT SPDR
ETF
81369Y860
739000
19780
SH
SOLE
11950
0
7830
SCHWAB US BROAD MARKET ETF
ETF
808524102
1687000
35261
SH
SOLE
2842
0
32419
SCHWAB US LARGE-CAP ETR
ETF
808524201
804000
16622
SH
SOLE
3718
0
12904
SCHWAB US LARGE-CAP VALUE
ETF
808524409
270000
4120
SH
SOLE
120
0
4000
SCHWAB US SMALL-CAP ETR
ETF
808524607
338000
8068
SH
SOLE
1250
0
6818
SPDR DOW JONES INDUSTRIAL AVER
ETF
78467X109
340000
1022
SH
SOLE
0
0
1022
SPDR FD FINANCIAL SEL
ETF
81369Y605
244000
7580
SH
SOLE
0
0
7580
SPDR FD TECHNOLGY SEL
ETF
81369Y803
537000
3556
SH
SOLE
150
0
3406
SPDR GOLD MINISHARES TRUST
ETF
98149E303
948000
24245
SH
SOLE
7090
0
17155
SPDR GOLD TRUST
ETF
78463V107
981000
5353
SH
SOLE
4120
0
1233
SPDR S&P 500 INDEX
ETF
78462F103
5370000
13117
SH
SOLE
604
0
12513
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
313000
683
SH
SOLE
100
0
583
VANGUARD DIVIDEND APPREC
ETF
921908844
883000
5735
SH
SOLE
1886
0
3849
VANGUARD FTSE ALL WORLD EX-U
ETF
922042775
2218000
41479
SH
SOLE
21757
0
19722
VANGUARD FTSE EMR MKT ETF
ETF
922042858
1281000
31705
SH
SOLE
9275
0
22430
VANGUARD GROWTH ETF
ETF
922908736
576000
2311
SH
SOLE
168
0
2143
VANGUARD INDEX FDS LARGE CAP E
ETF
922908637
234000
1254
SH
SOLE
0
0
1254
VANGUARD INDEX FDS SMALL CP ET
ETF
922908751
312000
1645
SH
SOLE
0
0
1645
VANGUARD INDEX FDS VALUE ETF
ETF
922908744
2642000
19127
SH
SOLE
1717
0
17410
VANGUARD U.S. TOTAL STOCK MARK
ETF
922908769
278000
1364
SH
SOLE
0
0
1364
KKR REAL ESTATE FINANCE TRUST
COM
48251K100
222000
19500
SH
SOLE
6950
0
12550
PHYSICIANS REALTY TRUST
COM
71943U104
996000
66710
SH
SOLE
40710
0
26000
VICI PROPERTIES INC
COM
925652109
1860000
57031
SH
SOLE
16526
0
40505
ALLSPRING CORE BOND FUND
FD
94975J631
133000
11515
SH
SOLE
0
0
11515
DODGE & COX STOCK
FD
256219106
231000
1069
SH
SOLE
0
0
1069
FIDELITY 500 INDEX FUND
FD
315911750
618000
4316
SH
SOLE
0
0
4316
FIDELITY ASSET MANAGER 60
FD
316069582
151000
11009
SH
SOLE
0
0
11009
FIDELITY CONTRAFUND COM
FD
316071109
1540000
115886
SH
SOLE
0
0
115886
FIDELITY EXTENDED MARKET INDEX
FD
315911743
573000
8594
SH
SOLE
0
0
8594
FIDELITY MAGELLAN
FD
316184100
139000
12003
SH
SOLE
0
0
12003
FIDELITY SECS FD BLUE CHIP GWT
FD
316389303
578000
4298
SH
SOLE
0
0
4298
FIDELITY SECS FD OTC PORTFOLIO
FD
316389105
517000
34995
SH
SOLE
0
0
34995
FIDELITY STR DVD&INC FUND
FD
316145887
197000
12550
SH
SOLE
0
0
12550
FIDELITY TOTAL MARKET INDEX FU
FD
315911693
279000
2457
SH
SOLE
0
0
2457
JPMORGAN MID CAP VALUE FD-A
FD
339128308
288000
8721
SH
SOLE
0
0
8721
PRUDENTIAL JENN EQTY OPPOR-Z
FD
74437E800
250000
14319
SH
SOLE
0
0
14319
ROWE PRICE NEW HORI FD COM
FD
779562107
356000
7147
SH
SOLE
0
0
7147
ROWE T PRIC MID CP VAL COM
FD
77957Y106
244000
8347
SH
SOLE
0
0
8347
SCHWAB S&P 500 FUND-SELECT
FD
808509855
284000
4504
SH
SOLE
2525
0
1979
SCHWAB SMALL-CAP INDEX
FD
808509848
586000
20189
SH
SOLE
12248
0
7941
VANGUARD INDEX FDS 500INDEX AD
FD
922908710
1374000
3625
SH
SOLE
0
0
3625
VANGUARD STAR FUND STAR PORTFO
FD
921909107
991000
38453
SH
SOLE
7049
0
31403
BLACKROCK SHORT TERM MUNI-I
FIMF
09253C819
469000
48000
SH
SOLE
0
0
48000