Chief Operating Officer

0001140361-22-041202.txt : 20221114 0001140361-22-041202.hdr.sgml : 20221114 20221114095922 ACCESSION NUMBER: 0001140361-22-041202 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0000791490 IRS NUMBER: 134113321 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-01317 FILM NUMBER: 221381521 BUSINESS ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125933800 MAIL ADDRESS: STREET 1: 360 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CARRET ASSET MANAGEMENT DATE OF NAME CHANGE: 20040823 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO LLC DATE OF NAME CHANGE: 20001010 FORMER COMPANY: FORMER CONFORMED NAME: CARRET & CO INC DATE OF NAME CHANGE: 19990326 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE 0000791490 XXXXXXXX 09-30-2022 09-30-2022 true 1 RESTATEMENT CARRET ASSET MANAGEMENT, LLC

360 MADISON AVENUE 20TH FLOOR NEW YORK NY 10017

13F HOLDINGS REPORT 028-01317 N Marco Vega Chief Operating Officer 212-207-2304 /s/ Marco Vega New York NY 10-07-2022 0 271 670199 INFORMATION TABLE 2 informationtable.xml 3M COMPANY COM 88579y101 2361 21368 SH SOLE 8098 0 13270 ABBOTT LABORATORIES COM 002824100 5277 54533 SH SOLE 10158 0 44375 ABBVIE INC COM 00287Y109 8814 65672 SH SOLE 15319 0 50353 ADOBE INC COM 00724F101 1048 3809 SH SOLE 0 0 3809 AES CORP COM 00130h105 1720 76117 SH SOLE 13050 0 63067 AFLAC INC COM 001055102 372 6624 SH SOLE 0 0 6624 AKAMAI TECHNOLOGIES COM 00971T101 1628 20275 SH SOLE 5570 0 14705 ALLIANT ENERGY CORP COM 018802108 223 4200 SH SOLE 4000 0 200 ALLSTATE CORP COM 020002101 5959 47850 SH SOLE 18419 0 29431 ALPHABET INC CL A COM 02079K305 11851 123900 SH SOLE 14120 0 109780 ALPHABET INC CL C COM 02079K107 18885 196410 SH SOLE 41280 0 155130 AMAZON.COM, INC COM 023135106 7408 65560 SH SOLE 6920 0 58640 AMERICAN ELEC PWR COM 025537101 5426 62769 SH SOLE 19935 0 42834 AMERICAN EXPRESS CO COM 025816109 8103 60062 SH SOLE 19680 0 40382 AMERICAN WATER WORKS INC COM 030420103 625 4800 SH SOLE 3800 0 1000 AMERIPRISE FINANCIAL INC COM 03076C106 2041 8099 SH SOLE 6071 0 2028 AMETEK INC NEW COM 031100100 1392 12270 SH SOLE 6000 0 6270 AMGEN INC COM 031162100 1488 6600 SH SOLE 1160 0 5440 ANALOG DEVICES INC COM COM 032654105 1508 10820 SH SOLE 1750 0 9070 APPLE INC COM 037833100 54848 396873 SH SOLE 65087 0 331786 APPLIED MATERIALS INC DELAWARE COM 038222105 3009 36727 SH SOLE 12960 0 23767 ASSOCIATES FIRST CAPITAL CORPO COM 046008207 0 16000 SH SOLE 0 0 16000 AT&T INC COM 00206r102 2401 156492 SH SOLE 45623 0 110869 AUTOMATIC DATA PROCESSING INC. 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930 12677 SH SOLE 0 0 12677 ISHARES DOW JONES SELECT DIVID ETF 464287168 5308 49506 SH SOLE 0 0 49506 ISHARES EXPANDED TECK-SOFTWARE ETF 464287515 274 1096 SH SOLE 0 0 1096 ISHARES MSCI EMERGING MARKETS ETF 464287234 523 14999 SH SOLE 5420 0 9579 ISHARES MSCI USA ESG SELECT ETF 464288802 512 6739 SH SOLE 0 0 6739 ISHARES NASDAQ BIOTECH INDX ETF 464287556 406 3473 SH SOLE 170 0 3303 ISHARES RUSSELL 1000 GROWTH ETF 464287614 596 2831 SH SOLE 0 0 2831 ISHARES RUSSELL 1000 VALUE ETF 464287598 1460 10737 SH SOLE 0 0 10737 ISHARES RUSSELL 2000 INDEX FUN ETF 464287655 5397 32725 SH SOLE 670 0 32055 ISHARES RUSSELL MID-CAP INDEX ETF 464287499 4423 71172 SH SOLE 0 0 71172 ISHARES S&P 100 INDEX ETF 464287101 5771 35516 SH SOLE 265 0 35251 ISHARES S&P PREF STK INDX FN ETF 464288687 865 27312 SH SOLE 0 0 27312 ISHARES US OIL & GAS EXPLO & P ETF 464288851 2250 27015 SH SOLE 0 0 27015 REAL ESTATE SELECT SECT SPDR ETF 81369Y860 748 20780 SH SOLE 11950 0 8830 SCHWAB US BROAD MARKET ETF ETF 808524102 1388 33062 SH SOLE 1778 0 31284 SCHWAB US LARGE-CAP ETR ETF 808524201 555 13094 SH SOLE 630 0 12464 SCHWAB US LARGE-CAP VALUE ETF 808524409 244 4170 SH SOLE 120 0 4050 SCHWAB US SMALL-CAP ETR ETF 808524607 303 8024 SH SOLE 1250 0 6774 SPDR DOW JONES INDUSTRIAL AVER ETF 78467X109 294 1022 SH SOLE 0 0 1022 SPDR FD FINANCIAL SEL ETF 81369Y605 245 8078 SH SOLE 0 0 8078 SPDR FD TECHNOLGY SEL ETF 81369Y803 433 3644 SH SOLE 150 0 3494 SPDR GOLD MINISHARES TRUST ETF 98149E303 819 24845 SH SOLE 7690 0 17155 SPDR GOLD TRUST ETF 78463V107 813 5257 SH SOLE 4021 0 1236 SPDR S&P 500 INDEX ETF 78462F103 4631 12965 SH SOLE 150 0 12815 SPDR S&P MIDCAP 400 ETF TR ETF 78467Y107 274 683 SH SOLE 100 0 583 VANGUARD DIVIDEND APPREC ETF 921908844 723 5350 SH SOLE 1836 0 3514 VANGUARD FTSE ALL WORLD EX-U ETF 922042775 1800 40569 SH SOLE 21515 0 19054 VANGUARD FTSE EMR MKT ETF ETF 922042858 1415 38779 SH SOLE 11715 0 27064 VANGUARD GROWTH ETF ETF 922908736 540 2523 SH SOLE 363 0 2160 VANGUARD INDEX FDS LARGE 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