0001140361-22-036709.txt : 20221011
0001140361-22-036709.hdr.sgml : 20221011
20221011060256
ACCESSION NUMBER: 0001140361-22-036709
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221011
DATE AS OF CHANGE: 20221011
EFFECTIVENESS DATE: 20221011
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARRET ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0000791490
IRS NUMBER: 134113321
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01317
FILM NUMBER: 221302004
BUSINESS ADDRESS:
STREET 1: 360 MADISON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125933800
MAIL ADDRESS:
STREET 1: 360 MADISON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET ASSET MANAGEMENT
DATE OF NAME CHANGE: 20040823
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET & CO LLC
DATE OF NAME CHANGE: 20001010
FORMER COMPANY:
FORMER CONFORMED NAME: CARRET & CO INC
DATE OF NAME CHANGE: 19990326
13F-HR
1
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09-30-2022
09-30-2022
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CARRET ASSET MANAGEMENT, LLC
360 MADISON AVENUE
20TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-01317
N
Marco Vega
Chief Operating Officer
212-207-2304
/s/ Marco Vega
New York
NY
10-07-2022
0
0
670199
INFORMATION TABLE
2
informationtable.xml
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UNUM GROUP
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SOLE
2526
0
27034
WASHINGTON REAL EST INV TR SBI
COM
939653101
606
34532
SH
SOLE
22550
0
11982
WASTE MGMT INC
COM
94106L109
312
1945
SH
SOLE
0
0
1945
WEC ENERGY GROUP INC
COM
92939U106
850
9500
SH
SOLE
0
0
9500
WELLS FARGO & CO NEW
COM
949746101
1395
34685
SH
SOLE
1000
0
33685
WELLTOWER INC
COM
95040Q104
4233
65811
SH
SOLE
18955
0
46856
XCEL ENERGY INC
COM
98389B100
626
9785
SH
SOLE
0
0
9785
XYLEM INC
COM
98419M100
1085
12417
SH
SOLE
7642
0
4775
ALIBABA GROUP HLDING -SP ADR
ADR
01609W102
253
3157
SH
SOLE
275
0
2882
AXA-SPONS ADR
ADR
054536107
889
40383
SH
SOLE
10708
0
29675
CANADIAN NATL RAILWAY CO
ADR
136375102
5795
53663
SH
SOLE
3000
0
50663
DIAGEO PLC NEW
ADR
25243Q205
302
1781
SH
SOLE
1300
0
481
NESTLE SA-SPONS ADR
ADR
641069406
3432
31544
SH
SOLE
20059
0
11485
NOVARTIS AG ADR
ADR
66987v109
3626
47703
SH
SOLE
15292
0
32411
SHELL PLC
ADR
780259305
226
4536
SH
SOLE
0
0
4536
TAIWAN SEMICONDUCTOR MFG LTD-S
ADR
874039100
2206
32170
SH
SOLE
9950
0
22220
COHEN & STEERS QUAL INC RLTY F
FD
19247L106
200
17755
SH
SOLE
0
0
17755
NUVEEN S&P 500 BUY-WRITE INC F
FD
6706er101
119
10000
SH
SOLE
0
0
10000
ASML HOLDING NV
FS
N07059210
216
520
SH
SOLE
0
0
520
BANYAN GOLD CORP.
FS
06683K106
3
10000
SH
SOLE
0
0
10000
BIOHAVEN PHARMACEUTICAL HOLDIN
FS
G11196105
213
1407
SH
SOLE
0
0
1407
BROADCOM INC
FS
11135F101
1291
2907
SH
SOLE
1181
0
1726
INVESCO LTD
FS
G491BT108
203
14800
SH
SOLE
1650
0
13150
MEDTRONIC PLC
FS
G5960L103
263
3251
SH
SOLE
2150
0
1101
ROYAL BANK CANADA PV$1
FS
780087102
209
2320
SH
SOLE
0
0
2320
AMEX HEALTHCARE SELECT SPDR
ETF
81369y209
228
1885
SH
SOLE
0
0
1885
I SHARES S&P GROWTH INDEX
ETF
464287309
2276
39348
SH
SOLE
0
0
39348
INVESCO QQQ NASDAQ 100 INDEX
ETF
46090E103
403
1507
SH
SOLE
0
0
1507
INVESCO S&P 500 EQUAL WEIGHT
ETF
46137V357
719
5650
SH
SOLE
0
0
5650
ISHARES CORE HIGH DIVIDEND
ETF
46429B663
220
2405
SH
SOLE
0
0
2405
ISHARES CORE S&P 500 INDEX
ETF
464287200
2331
6498
SH
SOLE
0
0
6498
ISHARES CORE S&P MIDCAP
ETF
464287507
381
1738
SH
SOLE
393
0
1345
ISHARES DJ REGIONAL BANKS
ETF
464288778
1429
29930
SH
SOLE
0
0
29930
ISHARES DJ US FINANCIAL SECTOR
ETF
464287788
243
3590
SH
SOLE
0
0
3590
ISHARES DJ US TECHNOLOGY SECTO
ETF
464287721
930
12677
SH
SOLE
0
0
12677
ISHARES DOW JONES SELECT DIVID
ETF
464287168
5308
49506
SH
SOLE
0
0
49506
ISHARES EXPANDED TECK-SOFTWARE
ETF
464287515
274
1096
SH
SOLE
0
0
1096
ISHARES MSCI EMERGING MARKETS
ETF
464287234
523
14999
SH
SOLE
5420
0
9579
ISHARES MSCI USA ESG SELECT
ETF
464288802
512
6739
SH
SOLE
0
0
6739
ISHARES NASDAQ BIOTECH INDX
ETF
464287556
406
3473
SH
SOLE
170
0
3303
ISHARES RUSSELL 1000 GROWTH
ETF
464287614
596
2831
SH
SOLE
0
0
2831
ISHARES RUSSELL 1000 VALUE
ETF
464287598
1460
10737
SH
SOLE
0
0
10737
ISHARES RUSSELL 2000 INDEX FUN
ETF
464287655
5397
32725
SH
SOLE
670
0
32055
ISHARES RUSSELL MID-CAP INDEX
ETF
464287499
4423
71172
SH
SOLE
0
0
71172
ISHARES S&P 100 INDEX
ETF
464287101
5771
35516
SH
SOLE
265
0
35251
ISHARES S&P PREF STK INDX FN
ETF
464288687
865
27312
SH
SOLE
0
0
27312
ISHARES US OIL & GAS EXPLO & P
ETF
464288851
2250
27015
SH
SOLE
0
0
27015
REAL ESTATE SELECT SECT SPDR
ETF
81369Y860
748
20780
SH
SOLE
11950
0
8830
SCHWAB US BROAD MARKET ETF
ETF
808524102
1388
33062
SH
SOLE
1778
0
31284
SCHWAB US LARGE-CAP ETR
ETF
808524201
555
13094
SH
SOLE
630
0
12464
SCHWAB US LARGE-CAP VALUE
ETF
808524409
244
4170
SH
SOLE
120
0
4050
SCHWAB US SMALL-CAP ETR
ETF
808524607
303
8024
SH
SOLE
1250
0
6774
SPDR DOW JONES INDUSTRIAL AVER
ETF
78467X109
294
1022
SH
SOLE
0
0
1022
SPDR FD FINANCIAL SEL
ETF
81369Y605
245
8078
SH
SOLE
0
0
8078
SPDR FD TECHNOLGY SEL
ETF
81369Y803
433
3644
SH
SOLE
150
0
3494
SPDR GOLD MINISHARES TRUST
ETF
98149E303
819
24845
SH
SOLE
7690
0
17155
SPDR GOLD TRUST
ETF
78463V107
813
5257
SH
SOLE
4021
0
1236
SPDR S&P 500 INDEX
ETF
78462F103
4631
12965
SH
SOLE
150
0
12815
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
274
683
SH
SOLE
100
0
583
VANGUARD DIVIDEND APPREC
ETF
921908844
723
5350
SH
SOLE
1836
0
3514
VANGUARD FTSE ALL WORLD EX-U
ETF
922042775
1800
40569
SH
SOLE
21515
0
19054
VANGUARD FTSE EMR MKT ETF
ETF
922042858
1415
38779
SH
SOLE
11715
0
27064
VANGUARD GROWTH ETF
ETF
922908736
540
2523
SH
SOLE
363
0
2160
VANGUARD INDEX FDS LARGE CAP E
ETF
922908637
205
1254
SH
SOLE
0
0
1254
VANGUARD INDEX FDS SMALL CP ET
ETF
922908751
273
1600
SH
SOLE
0
0
1600
VANGUARD INDEX FDS VALUE ETF
ETF
922908744
2338
18932
SH
SOLE
1652
0
17280
VANGUARD U.S. TOTAL STOCK MARK
ETF
922908769
261
1453
SH
SOLE
0
0
1453
BLACKSTONE MORTGAGE TRUST INC
COM
09257W100
258
11050
SH
SOLE
5100
0
5950
KKR REAL ESTATE FINANCE TRUST
COM
48251K100
487
29950
SH
SOLE
13700
0
16250
OMEGA HEALTHCARE INVESTORS
COM
681936100
254
8605
SH
SOLE
1000
0
7605
PHYSICIANS REALTY TRUST
COM
71943U104
1034
68760
SH
SOLE
41960
0
26800
VICI PROPERTIES INC
COM
925652109
1836
61521
SH
SOLE
19258
0
42263
ALLSPRING CORE BOND FUND
FD
94975J631
129
11515
SH
SOLE
0
0
11515
AMERICAN CENTY MUT FDS GROWTH
FD
025083106
213
6008
SH
SOLE
0
0
6008
BLACKROCK SYSTEMATIC MULTI-STR
FD
09260C307
99
10149
SH
SOLE
0
0
10149
DODGE & COX STOCK
FD
256219106
212
1069
SH
SOLE
0
0
1069
FIDELITY 500 INDEX FUND
FD
315911750
534
4276
SH
SOLE
0
0
4276
FIDELITY ASSET MANAGER 60
FD
316069582
140
11009
SH
SOLE
0
0
11009
FIDELITY CONTRAFUND COM
FD
316071109
1370
107140
SH
SOLE
0
0
107140
FIDELITY EXTENDED MARKET INDEX
FD
315911743
504
8296
SH
SOLE
0
0
8296
FIDELITY LOW PRICED STOCK FUND
FD
316345305
239
5782
SH
SOLE
0
0
5782
FIDELITY MAGELLAN
FD
316184100
138
13503
SH
SOLE
0
0
13503
FIDELITY SECS FD BLUE CHIP GWT
FD
316389303
481
4218
SH
SOLE
0
0
4218
FIDELITY SECS FD OTC PORTFOLIO
FD
316389105
436
34995
SH
SOLE
0
0
34995
FIDELITY STR DVD&INC FUND
FD
316145887
178
12147
SH
SOLE
0
0
12147
FIDELITY TOTAL MARKET INDEX FU
FD
315911693
243
2422
SH
SOLE
0
0
2422
FIRST EAGLE GLOBAL FUND
FD
32008F507
243
4567
SH
SOLE
0
0
4567
JPMORGAN MID CAP VALUE FD-A
FD
339128308
262
7829
SH
SOLE
0
0
7829
PRUDENTIAL JENN EQTY OPPOR-Z
FD
74437E800
231
14319
SH
SOLE
0
0
14319
ROWE T PRIC MID CP VAL COM
FD
77957Y106
237
8347
SH
SOLE
0
0
8347
SCHWAB S&P 500 FUND-SELECT
FD
808509855
229
4119
SH
SOLE
2489
0
1631
SCHWAB SMALL-CAP INDEX
FD
808509848
525
19522
SH
SOLE
12184
0
7339
SWAN DEFINED RISK FUND
FD
66538E606
147
11019
SH
SOLE
0
0
11019
VANGUARD INDEX FDS 500INDEX AD
FD
922908710
1321
3994
SH
SOLE
0
0
3994
VANGUARD STAR FUND STAR PORTFO
FD
921909107
815
33464
SH
SOLE
3797
0
29667
BLACKROCK SHORT TERM MUNI-I
FIMF
09253C819
463
48000
SH
SOLE
0
0
48000