a. How many Classes of shares of the Fund (if
any) are
authorized?
| 5 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Class T |
ii. Class identification number, if any | C000188798 |
iii. Ticker symbol, if any | ORFTX |
Shares Outstanding Record:
2 |
i. Full name of Class | Class Y |
ii. Class identification number, if any | C000018140 |
iii. Ticker symbol, if any | ORTYX |
Shares Outstanding Record:
3 |
i. Full name of Class | Class A |
ii. Class identification number, if any | C000018137 |
iii. Ticker symbol, if any | ORTFX |
Shares Outstanding Record:
4 |
i. Full name of Class | Class C |
ii. Class identification number, if any | C000018138 |
iii. Ticker symbol, if any | ORTCX |
Shares Outstanding Record:
5 |
i. Full name of Class | Class F |
ii. Class identification number, if any | C000188797 |
iii. Ticker symbol, if any | ORFFX |
Pricing Services Record:
1 |
i. Full name | ICE Data Pricing & Reference Data, LLC |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | BNY Mellon Investment Servicing (US) Inc. |
ii. LEI, if any, or provide and describe
other
identifying number | 549300CFZQLI9QMJ1Z03 |
Description of other identifying number | |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Aquila Investment Management LLC |
ii. LEI, if any, or other identifying number | 549300B3GEBMJ5RQBG49 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | SAMUEL A. RAMIREZ & COMPANY, INC. |
ii. SEC file number | 008-19014 |
iii. CRD number | 000006963 |
iv. LEI, if any | 254900CBKVW7O2ENQA21 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,874,627.400000000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | HILLTOP SECURITIES INC. |
ii. SEC file number | 008-45123 |
iii. CRD number | 000006220 |
iv. LEI, if any | 549300IXU82PMU6XZT45 |
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7,356,074.650000000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | JP Morgan Securities LLC |
ii. SEC file number | 008-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12,681,905.350000000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | WELLS FARGO SECURITIES LLC |
ii. SEC file number | 008-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10,024,650.000000000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | STIFEL, NICHOLAS & COMPANY, INC. |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1,121,743.800000000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | RBC CAPITAL MARKETS LLC |
ii. SEC file number | 008-45411 |
iii. CRD number | 000031194 |
iv. LEI, if any | 549300LCO2FLSSVFFR64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8,908,607.400000000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | PERSHING LLC |
ii. SEC file number | 008-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable |
NEW JERSEY
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 26,303,806.400000000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | MORGAN STANLEY & CO. LLC |
ii. SEC file number | 008-15869 |
iii. CRD number | 000008209 |
iv. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20,256,803.550000000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | CitiGroup Global Markets Inc. |
ii. SEC file number | 008-08177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14,641,510.000000000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 40,000,000.000000000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | The Bank of New York Mellon |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Aquila Tax-Free Fund For Utah |
SEC File number(
e.g., 811-
)
| 811-04503 |
Shared Credit Users Record:
2 |
Name of fund | Aquila Tax-Free Fund of Colorado |
SEC File number(
e.g., 811-
)
| 811-04503 |
Shared Credit Users Record:
3 |
Name of fund | Aquila Tax-Free Trust of Arizona |
SEC File number(
e.g., 811-
)
| 811-04503 |
Shared Credit Users Record:
4 |
Name of fund | Aquila Narragansett Tax-Free Income Fund |
SEC File number(
e.g., 811-
)
| 811-04503 |
Shared Credit Users Record:
5 |
Name of fund | Aquila Churchill Tax-Free Fund of Kentucky |
SEC File number(
e.g., 811-
)
| 811-04503 |
Shared Credit Users Record:
6 |
Name of fund | Aquila Three Peaks Opportunity Growth Fund |
SEC File number(
e.g., 811-
)
| 811-03578 |
Shared Credit Users Record:
7 |
Name of fund | Aquila Three Peaks High Income Fund |
SEC File number(
e.g., 811-
)
| 811-03578 |
Shared Credit Users Record:
8 |
Name of fund | Hawaiian Tax-Free Trust |
SEC File number(
e.g., 811-
)
| 811-04084 |
v. Did the Fund draw on the line of credit this
period? |
Yes
No
|