-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WmOyNCJbauEZWJ2sln12kcQ/Gi+xfyPe+mkSSuknaQoT0b2k0SAMwBvA7CXb9OX2 /qGoRk3CBbFjWuL5L3264g== 0000791049-01-500019.txt : 20020412 0000791049-01-500019.hdr.sgml : 20020412 ACCESSION NUMBER: 0000791049-01-500019 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADES TRUST CENTRAL INDEX KEY: 0000791049 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 136868231 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-04626 FILM NUMBER: 1800831 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: # 2300 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TAX FREE TRUST OF OREGON DATE OF NAME CHANGE: 19890810 NSAR-B 1 answer.fil TFTO 9/30/01 ANNUAL NSAR PAGE 1 000 B000000 09/30/2001 000 C000000 0000791049 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 THE CASCADES TRUST 001 B000000 811-4626 001 C000000 2126976666 002 A000000 380 MADISON AVENUE #2300 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 U S BANK NATIONAL ASSOCIATION 008 B000001 S 008 C000001 801-000000 008 D010001 PORTLAND 008 D020001 OR 008 D030001 97204 008 A000002 AQUILA MANAGEMENT CORPORATION 008 B000002 A 008 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Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 C000000 10000 081 A000000 Y 081 B000000 16 082 A000000 Y 082 B000000 50 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE ROBERT ANDERSON TITLE COMPLIANCE OFFICER EX-22 3 tftoshareholdermtg2001.txt TFTO 5/7/01 SHAREHOLDER MEETING RESULTS Shareholder Meeting Results (unaudited) The Annual Meeting of Shareholders of Tax-Free Trust of Oregon (the "Trust")was held on May 8, 2000. The holders of shares representing 65% of the totalnet asset value of the shares entitled to vote were present in person or by proxy. At the meeting, the following matters were voted upon and approved by the shareholders (the resulting votes for each matter are presented below). 1. To elect Trustees. Number of Votes: Trustee For Withheld Lacy B. Herrmann 203,553,757.28 3,187,659.00 Vernon R. Alden 202,930,546.73 3,810,869.55 David B. Frohnmayer 203,605,303.73 3,136,112.55 James A. Gardner 204,225,971.63 2,515,444.65 Diana P. Herrmann 203,570,727.70 3,170,688.58 Sterling K. Jenson 203,466,251.93 3,275,164.35 Raymond H. Lung 203,840,745.08 2,900,671.20 John W. Mitchell 203,309,220.68 3,432,195.60 Richard C. Ross 203,114,140.13 3,627,276.15 Ralph R. Shaw 204,291,527.78 2,449,888.50 2. To ratify the selection of KPMG LLP as the Trust's independent auditors. Number of Votes: For Against Abstain 199,685,431.88 1,026,466.80 6,029,517.60 EX-99 4 kpmg2001nsar.txt KPMG INDPENDENT AUDITORS REPORT Independent Auditor's Report To the Shareholders and Board of Trustees of Tax-Free Trust of Oregon In planning and performing our audits of the financial statements of the Tax-Free Trust of Oregon for the year ended September 30, 2001, securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and financial highlights and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements and financial highlights for external purposes that are fairly presented in conformity with accounting standards generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2001. This report is intended solely for the information and use of management and the Board of Trustees of the Tax-Free Trust of Oregon and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLLP - -------------- New York, New York October 19, 2001 -----END PRIVACY-ENHANCED MESSAGE-----