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Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0000707800-18-000003
Filing Date
2018-01-30
Accepted
2018-01-30 09:17:14
Documents
1

Document Format Files

Seq Description Document Type Size
1 SECOND AMENDED AND RESTATED EXEMPTIVE APPLICATION aftamt40-app.htm 40-APP/A 177480
  Complete submission text file 0000707800-18-000003.txt   180623
Mailing Address 120 WEST 45TH STREET SUITE 3600 NEW YORK NY 10036
Business Address 120 WEST 45TH STREET SUITE 3600 NEW YORK NY 10036 2126976666
AQUILA FUNDS TRUST (Filer) CIK: 0000707800 (see all company filings)

IRS No.: 136818961 | State of Incorp.: MA | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14321 | Film No.: 18557593

Mailing Address 120 WEST 45TH STREET SUITE 3600 NEW YORK NY 10036
Business Address 120 WEST 45TH STREET STE 3600 NEW YORK NY 10036 2126976666
AQUILA MUNICIPAL TRUST (Filer) CIK: 0000784056 (see all company filings)

IRS No.: 136864349 | State of Incorp.: MA | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14321-02 | Film No.: 18557596

Mailing Address 120 WEST 45TH STREET SUITE 3600 NEW YORK NY 10036
Business Address 120 WEST 45TH STREET SUITE 3600 NEW YORK NY 10036 2126976666
CASCADES TRUST (Filer) CIK: 0000791049 (see all company filings)

IRS No.: 136868231 | State of Incorp.: MA | Fiscal Year End: 0331
Type: 40-APP/A | Act: 40 | File No.: 812-14321-03 | Film No.: 18557594

Mailing Address 120 WEST 45TH STREET SUITE 3600 NEW YORK NY 10036
Business Address 120 WEST 45TH STREET SUITE 3600 NEW YORK NY 10036 212-697-6666
Aquila Investment Management LLC (Filer) CIK: 0001610392 (see all company filings)

IRS No.: 562363318
Type: 40-APP/A | Act: 40 | File No.: 812-14321-01 | Film No.: 18557595