-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fqb6vr6x6vkYyQJWgQrGKigsMUEXTubwHdBrPKFhdIf8dTPSKG+Ss47lt5LR9HpJ RBFbhOK5dQ8a+Gmm0DmCJQ== 0000897204-00-000019.txt : 20000203 0000897204-00-000019.hdr.sgml : 20000203 ACCESSION NUMBER: 0000897204-00-000019 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000127 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EFFICIENT NETWORKS INC CENTRAL INDEX KEY: 0001085061 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 752486865 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-56915 FILM NUMBER: 514853 BUSINESS ADDRESS: STREET 1: 4201 SPRING VALLEY ROAD STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 9729913884 MAIL ADDRESS: STREET 1: 4201 SPRING VALLEY ROAD STREET 2: SUITE 1200 CITY: DALLAS STATE: TX ZIP: 75244 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIEMENS AKTIENGESELLSCHAFT CENTRAL INDEX KEY: 0000790925 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: WITTE ISBACHERPLATZ 2 STREET 2: D-80333 CITY: MUNICH GERMANY SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PUSUANT TO RULES 13d-1(b) (c), AND (d) AND AMNEDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)1 EFFICIENT NETWORKS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 282056100 - -------------------------------------------------------------------------------- (CUSIP Number) July 15, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) ______________________________ 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Exhibit Index is at Page 6. - ----------------------- ---------------------------------- --------------------- CUSIP No. 282056100 13G Page 2 of 6 Pages ---------- -- -- - ----------------------- --------------------- - ----------------------- -------------------------------------------------------- NAME OF REPORTING PERSONS 1. I.R.S. IDENTIFICATION NO.OF ABOVE PERSON (ENTITIES ONLY) Siemens Aktiengesellschaft - ----------------------- -------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * 2. (a) |_| (b) |_| - ----------------------- -------------------------------------------------------- SEC USE ONLY 3. - ----------------------- -------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4. Federal Republic of Germany - ----------------------- ------------------- ------------------------------------ SOLE VOTING POWER 5. 3,716,800 ------------------- ------------------------------------ NUMBER OF SHARED VOTING POWER SHARES 6. BENEFICIALLY 0 OWNED BY ------------------- ------------------------------------ EACH SOLE DISPOSITIVE POWER REPORTING 7. PERSON 3,716,800 WITH ------------------- ------------------------------------ SHARED DISPOSITIVE POWER 8. 0 - ----------------------- -------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9. 3,716,800 - ----------------------- -------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10. |_| - ----------------------- -------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11. 10.0% - ----------------------- -------------------------------------------------------- TYPE OF REPORTING PERSON * 12. CO - ----------------------- -------------------------------------------------------- * SEE INSTRUCTION BEFORE FILLING OUT! ITEM 1.(a). NAME OF ISSUER: Efficient Networks, Inc. ITEM 1.(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 4201 Spring Valley Road Suite 1200 Dallas, TX 75244 ITEM 2.(a). NAME OF PERSON FILING: This Statement is filed by Siemens Aktiengesellschaft ("Siemens AG"), a public corporation organized under the laws of the Federal Republic of Germany. ITEM 2.(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The principal business address of Siemens AG is located at Wittelsbacherplatz 2, D-80333, Munich, Germany. ITEM 2.(c). CITIZENSHIP: Not applicable. ITEM 2.(d). TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.001 per share. ITEM 2.(e). CUSIP NUMBER: 282056100 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act. (b) |_| Bank as defined in Section 3 (a) (6) of the Exchange Act. (c) |_| Insurance company as defined in Section 3 (a) (19) of the Exchange Act. (d) |_| Investment company registered under Section 8 of the Investment Company Act. (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3 (b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1 (c), check this box. |X| ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: 3,716,800 Shares of Common Stock. (b) PERCENT OF CLASS: 10.0%. (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) Sole power to vote or to direct the vote: 3,716,800 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 3,716,800 (iv) Shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 27, 2000 SIEMENS AKTIENGESELLSCHAFT By: /s/ Anthony T. Maher ______________________________________ Name: Anthony T. Maher Title: Director, Information and Communications Networks Group By: /s/ Hans-Walter Bernsau _____________________________________ Name: Hans-Walter Bernsau Title: Director, Information and Communications Networks Group EXHIBIT INDEX None. -----END PRIVACY-ENHANCED MESSAGE-----