-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FSM5NHTHHUI7LEHRTJGBwrD9GrRteR5aXvstzpWiCyattSekvKBQx7GsUH89bKUR yIaZpEd67cg5nVKsXYdu6g== 0001266454-07-000648.txt : 20071213 0001266454-07-000648.hdr.sgml : 20071213 20071213161447 ACCESSION NUMBER: 0001266454-07-000648 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071211 FILED AS OF DATE: 20071213 DATE AS OF CHANGE: 20071213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD. CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAN THINH Q CENTRAL INDEX KEY: 0000903902 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 071304779 BUSINESS ADDRESS: STREET 1: SIGMA DESIGNS INC STREET 2: 46501 LANDING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 408-957-9779 MAIL ADDRESS: STREET 1: 1221 CALIFORNIA CIRCLE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 sigma_form4-tran3ex.xml X0202 4 2007-12-11 0 0000790715 SIGMA DESIGNS INC SIGM 0000903902 TRAN THINH Q 1778 MCCARTHY BLVD. MILPITAS CA 95035 1 1 0 0 President & CEO Common Stock 2007-12-11 4 S 0 285 67.95 D 395299 D Common Stock 2007-12-11 4 S 0 910 67.96 D 394389 D Common Stock 2007-12-11 4 S 0 715 67.97 D 393674 D Common Stock 2007-12-11 4 S 0 300 67.98 D 393374 D Common Stock 2007-12-11 4 S 0 900 67.99 D 392474 D Common Stock 2007-12-11 4 S 0 2000 68 D 390474 D Common Stock 2007-12-11 4 S 0 1900 68.01 D 388574 D Common Stock 2007-12-11 4 S 0 1000 68.02 D 387574 D Common Stock 2007-12-11 4 S 0 100 68.03 D 387474 D Common Stock 2007-12-11 4 S 0 700 68.04 D 386774 D Common Stock 2007-12-11 4 S 0 920 68.05 D 385854 D Common Stock 2007-12-11 4 S 0 479 68.06 D 385375 D Common Stock 2007-12-11 4 S 0 421 68.07 D 384954 D Common Stock 2007-12-11 4 S 0 2201 68.08 D 382753 D Common Stock 2007-12-11 4 S 0 2004 68.09 D 380749 D Common Stock 2007-12-11 4 S 0 1721 68.095 D 379028 D Common Stock 2007-12-11 4 S 0 1067 68.11 D 377961 D Common Stock 2007-12-11 4 S 0 1060 68.12 D 376901 D Common Stock 2007-12-11 4 S 0 1600 68.13 D 375301 D Common Stock 2007-12-11 4 S 0 628 68.14 D 374673 D Common Stock 2007-12-11 4 S 0 300 68.145 D 374373 D Common Stock 2007-12-11 4 S 0 900 68.155 D 373473 D Common Stock 2007-12-11 4 S 0 1000 68.17 D 372473 D Common Stock 2007-12-11 4 S 0 660 68.18 D 371813 D Common Stock 2007-12-11 4 S 0 1040 68.19 D 370773 D Common Stock 2007-12-11 4 S 0 380 68.2 D 370393 D Common Stock 2007-12-11 4 S 0 2239 68.21 D 368154 D Common Stock 2007-12-11 4 S 0 1100 68.22 D 367054 D Common Stock 2007-12-11 4 S 0 300 68.23 D 366754 D Common Stock 2007-12-11 4 S 0 900 68.24 D 365854 D This Form 4 is 3 of 6 Form 4s filed on this date for Thinh Q. Tran. /s/ Thinh Q. Tran 2007-12-13 -----END PRIVACY-ENHANCED MESSAGE-----