-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UXOC73OVHzvm0IaRMQUoIuOL4BE6bRJ0HmyTXrUdM8hg9d9o5fqZ/DffTLY7z2Dr Cr3OMTpJ7A8VI6taLK0USw== 0001266454-07-000402.txt : 20070830 0001266454-07-000402.hdr.sgml : 20070830 20070830201326 ACCESSION NUMBER: 0001266454-07-000402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070830 FILED AS OF DATE: 20070830 DATE AS OF CHANGE: 20070830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1221 CALIFORNIA CIRCLE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1221 CALIFORNIA CIRCLE CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOWE KENNETH A CENTRAL INDEX KEY: 0001245501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32207 FILM NUMBER: 071092755 BUSINESS ADDRESS: BUSINESS PHONE: 4082624003 MAIL ADDRESS: STREET 1: 1221 CALIFORNIA CIRCLE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-08-30 0000790715 SIGMA DESIGNS INC SIGM 0001245501 LOWE KENNETH A 1221 CALIFORNIA CIRCLE MILPITAS, CA 95035 0 1 0 0 VP of Strategic Marketing Common Stock 2007-08-30 4 M 0 7667 1.69 A 7667 D Common Stock 2007-08-30 4 M 0 6333 1.25 A 14000 D Common Stock 2007-08-30 4 M 0 53333 3.50 A 67333 D Common Stock 2007-08-30 4 M 0 1499 3.40 A 68832 D Common Stock 2007-08-30 4 S 0 45000 43.30 D 23832 D Common Stock 2007-08-30 4 S 0 23382 44.00 D 450 D Common Stock 2007-08-30 4 S 0 450 45.02 D 0 D Employee Stock Option (Right to Buy) 1.69 2007-08-30 4 M 0 7667 1.69 D 2003-10-18 2007-12-31 Common Stock 7667 126333 D Employee Stock Option (Right to Buy) 1.25 2007-08-30 4 M 0 6333 1.25 D 2002-11-07 2007-12-31 Common Stock 6333 120000 D Employee Stock Option (Right to Buy) 3.50 2007-08-30 4 M 0 53333 3.50 D 2001-08-31 2007-12-31 Common Stock 53333 66667 D Employee Stock Option (Right to Buy) 3.40 2007-08-30 4 M 0 1499 3.40 D 2004-02-20 2007-12-31 Common Stock 1499 65168 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 5, 2007. /s/ Kit Tsui as attorney-in-fact for Kenneth Lowe 2007-08-30 -----END PRIVACY-ENHANCED MESSAGE-----