-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ldqqwe5H1WEYJMQ4RJYxJH4y5/qzDMM0YBuxHf63SACY8LIjIWX0cjsPrSDPVu7z 4DNuA5jSJbFj33KWwQ2fFQ== 0000790715-04-000012.txt : 20040326 0000790715-04-000012.hdr.sgml : 20040326 20040326171435 ACCESSION NUMBER: 0000790715-04-000012 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040131 FILED AS OF DATE: 20040326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRAN THINH Q CENTRAL INDEX KEY: 0000903902 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15116 FILM NUMBER: 04693899 BUSINESS ADDRESS: STREET 1: SIGMA DESIGNS INC STREET 2: 46501 LANDING PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5107700100 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA DESIGNS INC CENTRAL INDEX KEY: 0000790715 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 942848099 STATE OF INCORPORATION: CA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1221 CALIFORNIA CIRCLE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082629003 MAIL ADDRESS: STREET 1: 1221 CALIFORNIA CIRCLE CITY: MILPITAS STATE: CA ZIP: 95035 5/A 1 primary_doc.xml PRIMARY DOCUMENT X0201 5/A 2004-01-31 2004-03-19 0 0 0 0000790715 SIGMA DESIGNS INC SIGM 0000903902 TRAN THINH Q 1 1 0 0 Chief Executive Officer Common Stock 2003-09-30 5 G 0 2000 8.65 D 454293 D Common Stock 2003-09-30 5 G 0 2000 8.65 D 452293 D Common Stock 2003-09-30 5 G 0 2000 8.65 D 450293 D Common Stock 2003-09-30 5 G 0 2000 8.65 D 448293 D Common Stock 2003-12-15 5 M 0 60000 2.31 A 508293 D Employee Stock Option (Right to Buy) 2.31 2003-12-15 5 M 0 60000 2.31 D 1998-04-22 2007-04-22 Common Stock 60000 1230000 D Transfer to an Irrevocable Education Trust. /s/ Thinh Tran 2004-03-26 -----END PRIVACY-ENHANCED MESSAGE-----