-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Adxh17Vz3h8jk0/BkyNn10F68hPjwnGNw94rkm3kbbAg2TJwZTjMWNUZqg26JQm7 DUBE0w0VM3ElFi9pO/w6KA== 0000950123-11-012001.txt : 20110211 0000950123-11-012001.hdr.sgml : 20110211 20110210181047 ACCESSION NUMBER: 0000950123-11-012001 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110210 GROUP MEMBERS: BUTTERFIELD TRUST (SWITZERLAND) LIMITED GROUP MEMBERS: LAURENT ASSCHER GROUP MEMBERS: THE KATELIA TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TEKELEC CENTRAL INDEX KEY: 0000790705 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 952746131 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38000 FILM NUMBER: 11594084 BUSINESS ADDRESS: STREET 1: 5200 PARAMOUNT PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-460-5500 MAIL ADDRESS: STREET 1: 5200 PARAMOUNT PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Katelia Capital Investments Ltd. CENTRAL INDEX KEY: 0001486318 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: TRIDENT CHAMBERS, P.O. BOX 146 STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 011.41.58.450.70.00 MAIL ADDRESS: STREET 1: TRIDENT CHAMBERS, P.O. BOX 146 STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 SC 13G/A 1 v58669sc13gza.htm SC 13G/A sc13gza

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*
Tekelec
(Name of Issuer)
Common Stock
(Title of Class of Securities)
879101103
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosure provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                     
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1   NAME OF REPORTING PERSONS
(I.R.S. Identification Nos. of above persons (entities only)

Katelia Capital Investments Ltd.
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  British Virgin Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   6,133,922 shares, the voting power of which is shared with (i) The Katelia Trust, (ii) Butterfield Trust (Switzerland) Limited, as Trustees of The Katelia Trust, and (iii) Laurent Asscher.
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0 shares
       
WITH 8   SHARED DISPOSITIVE POWER
     
    6,133,922 shares, the dispositive power of which is shared with (i) The Katelia Trust, (ii) Butterfield Trust (Switzerland) Limited, as Trustees of The Katelia Trust, and (iii) Laurent Asscher.
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  6,133,922 shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.94%
     
12   TYPE OF REPORTING PERSON
   
  CO

 

                     
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1   NAME OF REPORTING PERSONS
(I.R.S. Identification Nos. of above persons (entities only)

The Katelia Trust
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  British Virgin Islands
       
  5   SOLE VOTING POWER
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   6,133,922 shares, the voting power of which is shared with (i) Katelia Capital Investments Ltd., (ii) Butterfield Trust (Switzerland) Limited, as Trustees of The Katelia Trust, and (iii) Laurent Asscher.
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0 shares
       
WITH 8   SHARED DISPOSITIVE POWER
     
    6,133,922 shares, the dispositive power of which is shared with (i) Katelia Capital Investments Ltd., (ii) Butterfield Trust (Switzerland) Limited, as Trustees of The Katelia Trust, and (iii) Laurent Asscher.
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  6,133,922 shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.94%
     
12   TYPE OF REPORTING PERSON
   
  CO

 

                     
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1   NAME OF REPORTING PERSONS
(I.R.S. Identification Nos. of above persons (entities only)

Butterfield Trust (Switzerland) Limited
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Switzerland
       
  5   SOLE VOTING POWER
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   6,133,922 shares, the voting power of which is shared with (i) Katelia Capital Investments Ltd., (ii) The Katelia Trust, and (iii) Laurent Asscher.
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0 shares
       
WITH 8   SHARED DISPOSITIVE POWER
     
    6,133,922 shares, the dispositive power of which is shared with (i) Katelia Capital Investments Ltd., (ii) The Katelia Trust, and (iii) Laurent Asscher.
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  6,133,922 shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.94%
     
12   TYPE OF REPORTING PERSON
   
  CO

 

                     
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1   NAME OF REPORTING PERSONS
(I.R.S. Identification Nos. of above persons (entities only)

Laurent Asscher
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  France
       
  5   SOLE VOTING POWER
     
NUMBER OF   0 shares
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   6,133,922 shares, the voting power of which is shared with (i) Katelia Capital Investments Ltd., (ii) The Katelia Trust, and (iii) Butterfield Trust (Switzerland) Limited, as Trustees of The Katelia Trust.
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0 shares
       
WITH 8   SHARED DISPOSITIVE POWER
     
    6,133,922 shares, the dispositive power of which is shared with (i) Katelia Capital Investments Ltd., (ii) The Katelia Trust, and (iii) Butterfield Trust (Switzerland) Limited, as Trustees of The Katelia Trust.
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  6,133,922 shares
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  8.94%
     
12   TYPE OF REPORTING PERSON
   
  IN

 

                     
CUSIP No.
  
879101103 
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   of   
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ITEM 1(a)   Name of Issuer:
Tekelec
ITEM 1(b)   Address of Issuer’s Principal Executive Offices:
5200 Paramount Parkway, Morrisville, NC 27560
ITEM 2(a)   Name of Person Filing:
This Statement is being filed by Katelia Capital Investments Ltd., by The Katelia Trust (the “Trust”), by Butterfield Trust (Switzerland) Limited (the “Trustee”) and by Laurent Asscher. The persons filing this Statement are sometimes together referred to as the “Reporting Persons.” Katelia Capital Investments Ltd. is the record owner of the shares. The Trust is the beneficial owner of the equity interest in Katelia Capital Investments Ltd. The Trustee is the trustee of the Trust. Mr. Asscher is an advisor to Katelia Capital Investments Ltd..
ITEM 2(b)   Address of Principal Business Office or, if none, Residence:
The address of the principal business office of Katelia Capital Investments Ltd. is Trident Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands. The address of the principal business office of the Trust and of the Trustee is 16, boulevard des Tranchees, 1206 Geneva, Switzerland. The address of the principal business office of Mr. Asscher is c/o Airtek Capital Group, S.A, IT Tower, av Louise, 480, 1050 Brussels, Belgium.
ITEM 2(c)   Citizenship:
Katelia Capital Investments Ltd. is a company organized under the laws of the British Virgin Islands. The Trust is a trust organized under the laws of the British Virgin Islands. The Trustee is a company organized under the laws of Switzerland. Mr. Asscher is a French citizen.
ITEM 2(d)   Title of Class of Securities:
Common Stock
ITEM 2(e)   CUSIP Number:
879101103
ITEM 3.   IF THIS STATEMENT IS FILED PURSUANT TO §§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
  (a) o  Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 
  (b) o  Bank as defined in section 3(a)(6) of the of the Act (15 U.S.C. 78c).
 
  (c) o  Insurance company as defined in section 3(a)(19) of the of the Act (15 U.S.C. 78c).
 
  (d) o  Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
  (e) o  An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

 

                     
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  (f) o  An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
  (g) o  A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
 
  (h) o  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i) o  A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
  (j) o  A non-US institution in accordance with §240.13d-1(b)(1)(ii)(J).
 
  (k) o  Group, in accordance with §240.13d-1(b)(1)(ii)(K).
Not applicable
ITEM 4.   OWNERSHIP
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
             
(a)  
Amount beneficially owned:
  6,133,922 shares
(b)  
Percent of class:
    8.94 %
(c)  
Number of shares as to which such person has:
        
   
(i) Sole power to vote or to direct the vote
  0 shares
   
(ii) Shared power to vote or to direct the vote
  6,133,922 shares
   
(iii) Sole power to dispose or to direct the disposition of
  0 shares
   
(iv) Shared power to dispose or to direct the disposition of
  6,133,922 shares
ITEM 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o
Instruction: Dissolution of a group requires a response to this item.
ITEM 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
To the best knowledge of each of the Reporting Persons, no person other than each of the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Tekelec Common Stock beneficially owned by the Reporting Persons.
ITEM 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable
ITEM 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable
ITEM 9.   NOTICE OF DISSOLUTION OF GROUP
Not applicable
ITEM 10.   CERTIFICATION
Not applicable

 

 

                     
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SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  Date: February 10, 2011

KATELIA CAPITAL INVESTMENTS LTD.

By: Pendragon Management, a Director
 		  
  By:   /s/ Phil LENZ    
    Print Name:   Phil LENZ   
    Title:   Authorised Signatory   
 
     
  By:   /s/ Annick DUCRAUX    
    Print Name:   Annick DUCRAUX   
    Title:   Authorised Signatory   
 
  THE KATELIA TRUST

By: Butterfield Trust (Switzerland) Limited, as Trustees
 		  
  By:   /s/ Phil LENZ    
    Print Name:   Phil LENZ   
    Title:   Authorised Signatory   
     
  By:   /s/ Annick DUCRAUX    
    Print Name:   Annick DUCRAUX   
    Title:   Authorised Signatory   
 
  BUTTERFIELD TRUST (SWITZERLAND) LIMITED
 		  
  By:   /s/ Phil LENZ    
    Print Name:   Phil LENZ   
    Title:   Authorised Signatory   
     
  By:   /s/ Annick DUCRAUX    
    Print Name:   Annick DUCRAUX   
    Title:   Authorised Signatory   
 
         
  Signature:   /s/ Laurent Asscher    
    Laurent Asscher   
     
 
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

 

 

                     
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EXHIBIT INDEX
         
Exhibit Number   Exhibit   Page
1
  Agreement to File Joint Statements on Schedule 13G(1)   Page 9 of 9 pages
 
(1)   Incorporated by reference to the Reporting Persons’ Schedule 13G filed with the Commission on March 10, 2010.

 

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