-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ozj7/5Na+KQKD8NYWwNaoPcTsKqH/Hjh6F3otZOgvv9c7VvtGkyvqoPP15kYhT8b /etjJcUXP8HZIegGnJWB4A== 0000897204-98-000181.txt : 19980806 0000897204-98-000181.hdr.sgml : 19980806 ACCESSION NUMBER: 0000897204-98-000181 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980701 FILED AS OF DATE: 19980805 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECH DATA CORP CENTRAL INDEX KEY: 0000790703 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 591578329 STATE OF INCORPORATION: FL FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-14625 FILM NUMBER: 98677164 BUSINESS ADDRESS: STREET 1: 5350 TECH DATA DR CITY: CLEARWATER STATE: FL ZIP: 34620 BUSINESS PHONE: 8135397429 MAIL ADDRESS: STREET 1: 5350 TECH DATA DRIVE CITY: CLEARWATER STATE: FL ZIP: 34620 COMPANY DATA: COMPANY CONFORMED NAME: KLOECKNER & CO AG CENTRAL INDEX KEY: 0001064943 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: NEUDORGER STRABE 3-5 STREET 2: 47057 DUISBURG, CITY: FED. REP. OF GERMANY BUSINESS PHONE: 2128788483 MAIL ADDRESS: STREET 1: NEUDORGER STRABE 3-5 STREET 2: 47057 DUISBURG CITY: FED REP. OF GERMANY STATE: I9 3 1 FORM 3 OMB APPROVAL OMB NUMBER 235-0104 Expires: September 30, 1998 Estimated Average burden hours per response. . . 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. (Print or Type Responses) 1. Name and Address of Reporting Person* Kloeckner & Co. AG (Last) (First) (Middle) Neudorfer Strasse 3-5 (Street) 47057 Duisburg, Federal Republic of Germany (City) (State) (Zip) 2. Date of Event Re-Requiring Statement (Month/Day/Year) 7/01/98 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Tech Data Corporation Nasdaq Stock Market: TECD 5. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner Officer (give title Other (specify below) below) 6. If Amendment, Date of Original (month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One reporting Person Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security Instr. 4) Common Stock, par value $0.0015 2. Amount of Securities Beneficially Owned (Instr. 4) 7,529,045 3. Ownership Form: Direct (D) or Indirect (I) (Instr.5) (D) 4. Nature of Indirect Beneficial Ownership (Instr. 5) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 5(b)(v). (over) SEC 1473 (9-96) FORM 3 (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 5% Convertible subordinated Notes 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date 7/01/98 7/01/03 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Title Amount or Number of Shares Common Stock 5,330,100 4. Conversion or Exercise Price of Derivative Security $56.25 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) (D) 6. Nature of Indirect Beneficial Ownership (Instr. 5) Explanation of Responses: Pursuant to the Share Purchase Agreement between Kloeckner & Co. AG ("Kloeckner") and the Issuer regarding the sale of certain shares in Computer 2000 AG, dated April 14, 1998, VIAG AG, Kloeckner acquired as of the closing on July 1, 1998, 2,195,945 shares of Common Stock of the Issuer, together with $300,000,000 in 5% Convertible Subordinated Notes, which are convertible into Common Stock of the Issuer at the rate of 17.777 shares of Common Stock per $1,000 principal amount. /s/ Dr. Rolf Wolf / /s/ Dr. Soussan Nassr-Esfahani **Signature of Reporting Person Date Dr. Wolf Roth (Mr.) Dr. Soussan Nassr-Esfahani (Mrs.) August 4, 1998 (Authorized Officers = Prokuristen) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (9-96) -----END PRIVACY-ENHANCED MESSAGE-----