-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QF3yuyLiVA1SsCGfCyu9BC5rb5OOUQfov+n8V+OcE/CaMdCGefwR7YOgP6efAG9U yx4SiaQM3c+/UY3DS5vXpA== 0000897204-98-000189.txt : 19980821 0000897204-98-000189.hdr.sgml : 19980821 ACCESSION NUMBER: 0000897204-98-000189 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980803 FILED AS OF DATE: 19980820 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECH DATA CORP CENTRAL INDEX KEY: 0000790703 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 591578329 STATE OF INCORPORATION: FL FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 3/A SEC ACT: SEC FILE NUMBER: 000-14625 FILM NUMBER: 98695015 BUSINESS ADDRESS: STREET 1: 5350 TECH DATA DR CITY: CLEARWATER STATE: FL ZIP: 34620 BUSINESS PHONE: 7275397429 MAIL ADDRESS: STREET 1: 5350 TECH DATA DRIVE CITY: CLEARWATER STATE: FL ZIP: 34620 COMPANY DATA: COMPANY CONFORMED NAME: ARDELT MAXIMILIAN CENTRAL INDEX KEY: 0001064945 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: NEUDORGER STRABE 3-5 STREET 2: 47057 DUISBURG, CITY: FED. REP. OF GERMANY BUSINESS PHONE: 2128788483 MAIL ADDRESS: STREET 1: C/O VIAG AG STREET 2: NYMPHENBURGER STRASSE 37 CITY: D-80335 MUNICH STATE: I9 3/A 1 FORM 3/A OMB APPROVAL OMB NUMBER 235-0104 Expires: September 30, 1998 Estimated Average burden hours per response. . . 0.5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940. (Print or Type Responses) 1. Name and Address of Reporting Person{*} Ardelt, Maximilian (Last) (First) (Middle) c/o VIAG AG Nymphenburger Strasse 37 (Street) D-80335 Munich, Germany (City) (State) (Zip) 2. Date of Event Re-Requiring Statement 8/03/98 (Month/Day/Year) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Tech Data Corporation - Nasdaq Stock Market: TECD 5. Relationship of Reporting Person to Issuer (Check all applicable) X Director ____ 10% Owner ____ Officer (give title ____ Other (specify below) below) 6. If Amendment, Date of Original (month/Day/Year) 8/15/98 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ____ Form filed by More than One reporting Person Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security (Instr. 4) Common Stock, par value $0.0015 2. Amount of Securities Beneficially Owned (Instr. 4) 2,195,945 shares 3. Ownership Form: Direct (D) or Indirect (I) (Instr.5) (I) 4. Nature of Indirect Beneficial Ownership (Instr. 5) By Kloeckner & Co. AG Explanation of Responses: Pursuant to Section 5.8 of a Share Purchase Agreement between Kloeckner & Co. AG ("Kloeckner") and the Issuer regarding the sale of certain shares in Computer 2000 AG, dated April 14, 1998, VIAG AG, the ultimate parent company of Kloeckner, became entitled to nominate one individual to the Board of Directors of the Issuer. VIAG AG nominated the Reporting Person to sit on the Board of the Issuer. As of the date hereof, Kloeckner is the beneficial owner of 7,529,045 shares of Common Stock of the Issuer. The Reporting Person disclaims beneficial ownership of these securities, and this filing shall not be deemed an admission that the Reporting Person is the beneficial owner, for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose, of such securities owned by Kloeckner. 1. Title of Security Instr. 4) Common Stock, par value $0.0015 2. Amount of Securities Beneficially Owned (Instr. 4) 400 shares 3. Ownership Form: Direct (D) or Indirect (I) (Instr.5) (D) 4. Nature of Indirect Beneficial Ownership (Instr. 5) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. {*}If the form is filed by more than one reporting person, see Instruction 5(b)(v). (over) SEC 1473 (9-96) FORM 3/A (continued) Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) 5% Convertible Subordinated Notes 2. Date Exercisable and Expiration Date (Month/Day/Year) 7/01/98 7/01/03 Date Exercisable Expiration Date 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Common Stock 5,333,100 shares Title Amount or Number of Shares 4. Conversion or Exercise Price of Derivative Security $56.25 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) (I) 6. Nature of Indirect Beneficial Ownership (Instr. 5) By Kloeckner & Co. AG Explanation of Responses: The Reporting Person disclaims beneficial ownership of these derivative securities, and this filing shall not be deemed an admission that the Reporting Person is the beneficial owner, for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose, of such securities owned by Kloeckner. 1. Title of Derivative Security (Instr. 4) Stock Option (Right to Buy) 2. Date Exercisable and Expiration Date (Month/Day/Year) * 8/03/08 Date Exercisable Expiration Date 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Common Stock 5,000 shares Title Amount or Number of Shares 4. Conversion or Exercise Price of Derivative Security $40.00 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) (D) 6. Nature of Indirect Beneficial Ownership (Instr. 5) Explanation of Responses: *Option granted under the Tech Data Corporation Non-Employee Directors 1995 Non-Statutory Stock Option Plan, which option is 20% exercisable on 8/3/99 and 20% exercisable each year thereafter. MAXIMILIAN ARDELT 8/20/98 **Signature of Reporting Person Date Explanation of Responses: The Reporting Person authorized and designated Arthur W. Singleton, the compliance officer of Tech Data Corporation, to execute this Form 3/A and all other Forms 3, 4, 5 and 144 to be filed with the Commission, as attorney-in-fact, pursuant to that certain Power of Attorney for Executing Forms 3, 4, 5 and 144, dated August 5, 1998 and executed by the Reporting Person. {**} Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1473 (9-96) -----END PRIVACY-ENHANCED MESSAGE-----