-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FKPCFw2mZxiRUlKtFqMVCcMKpC5DfP5Zu4NtDqBlRJFIVcFVzHiSiaP5MAZF1A43 HSTQ6sEav0552RqHrzwNzQ== 0000945315-96-000002.txt : 19960301 0000945315-96-000002.hdr.sgml : 19960301 ACCESSION NUMBER: 0000945315-96-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960229 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SIERRA TAHOE BANCORP CENTRAL INDEX KEY: 0000790555 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 680091859 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44425 FILM NUMBER: 96529002 BUSINESS ADDRESS: STREET 1: 10181 TRUCKEE TAHOE AIRPORT RD STREET 2: P O BOX 61000 CITY: TRUCKEE STATE: CA ZIP: 96161-9010 BUSINESS PHONE: 9165823000 MAIL ADDRESS: STREET 1: PO BOX 61000 CITY: TRUCKEE STATE: CA ZIP: 96160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TIDAL INSURANCE LTD CENTRAL INDEX KEY: 0000945315 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 660420778 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 135 NORTH MREAMEC AVE CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314854-4600 MAIL ADDRESS: STREET 1: C/O JAMES DIERBERG STREET 2: 135 NORTH MERAMEC AVE CITY: CLAYTON STATE: MO ZIP: 63105 SC 13D/A 1 SCHEDULE 13D AMENDMENT AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON FEBRUARY 29, 1996. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2 ) Sierra Tahoe Bancorp - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock No Par Value - ------------------------------------------------------------------------------ (Title of Class of Securities) 826497-10-9 - ------------------------------------------------------------------- (CUSIP Number) Allen H. Blake, Senior Vice President, First Banks, Inc. 135 N. Meramec, Clayton, MO 63105 (314)854-4600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 20, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box . Check the following box if a fee is being paid with the statement . (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). THIS STATEMENT CONTAINS SIX (6) PAGES AND THE EXHIBIT INDEX IS ON PAGE FIVE (5). SCHEDULE 13D - ---------------------------------------------------------------------------- CUSIP NO. 826497-10-9 Page 2 of 6 Pages - ---------------------------------------------------------------------------- - ---------- ----------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON TIDAL INSURANCE LIMITED 66-0420778 - ---------- ------------------------------------------------------------------ - ---------- ------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OFA GROUP* (a) (b) X - ---------- ------------------------------------------------------------------ - ---------- ------------------------------------------------------------------ 3 SEC USE ONLY - ---------- ------------------------------------------------------------------ - ---------- ------------------------------------------------------------------ 4 SOURCE OF FUNDS* Not Applicable - ---------- ------------------------------------------------------------------ - ---------- ------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) - ---------- ------------------------------------------------------------------- - ---------- ------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION BRITISH WEST INDIES - ---------- ------------------------------------------------------------------- - ------------------- -------- ------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES NONE -------- ------------------------------------------------- -------- ------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY NONE -------- ------------------------------------------------- -------- ------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING NONE -------- ------------------------------------------------- -------- ------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH NONE - ------------------- -------- ------------------------------------------------- - ---------- ------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON NONE - ---------- ------------------------------------------------------------------- - ---------- ------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* X - ---------- ------------------------------------------------------------------- - ---------- ------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.00% - ---------- ------------------------------------------------------------------- - ---------- ------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IC, CO - ---------- ------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION The statement on Schedule 13D filed by the reporting person on September 29, 1995 and amended on October 20, 1995 (the "1995 Statement") to report ownership of shares of the Common Stock, no par value (the "Common Stock") and 8-1/2% Convertible Subordinated Debentures due February 1, 2004 (the "Debentures"), issued by Sierra Tahoe Bancorp, 10181 Truckee Tahoe Airport Road, Truckee, California 96161 ("Sierra"), is hereby amended as follows: Item 3. Source and Amount of Funds or Other Consideration Not applicable. This amended statement is being filed by Tidal Insurance Limited ("Tidal") to report the disposition of $2,829,000 principal amount of Debentures. The aggregate selling price of the Debentures was $3,479,670.00. Additionally, $5.00 was disbursed for handling and the Debenture accrued interest amount adjusted. See Item 4. Item 4. Purpose of Transaction The $2,829,000 principal amount of Debentures covered by the 1995 Statement have been sold by Tidal through a broker and purchased by Dierberg Four, L.P. ("Dierberg Four"). Dierberg Four is the controlling shareholder of Tidal as described in Item 2 of the 1995 Statement. Dierberg Four's acquisition of the Debentures is reported in its separately filed Schedule 13D. (b-j) None Item 5. Interest in Securities of the Issuer (a-b) Not Applicable. (c) All transactions in the shares of Common Stock and Debentures effected by Tidal during the past sixty days are described in Exhibit 5(c) attached hereto. All such shares were purchased or sold through a broker-dealer. (d) Not Applicable. (e) The reporting person ceased to be the beneficial owner of more than five percent of the class of securities on February 20, 1996. Item 7. Material to Be Filed as Exhibits Exhibit 5(c) - Transactions in the Common Stock and Debentures effected during the past sixty days. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. TIDAL INSURANCE LIMITED Date:February 29, 1996 By:/s/James F. Dierberg - ---------------------- ----------------------- James F. Dierberg, President EXHIBIT INDEX Exhibit No. Page No. Exhibit 5(c) 6 Exhibit 5(c) TIDAL INSURANCE LIMITED (Transactions Effected Within Past 60 Days) SALE OF 8-1/2% CONVERTIBLE SUBORDINATED DEBENTURES Identity of Principal Price Per Seller Date of Sale Amount Sold Unit Tidal Insurance Limited February 20, 1996 2,829,000 $123.00 -----END PRIVACY-ENHANCED MESSAGE-----