OTHER REQUIRED INFO 3 C13_06302018.txt N-CEN Item C.13: Shareholder Servicing Agents C.13.a.i. C.13.a.ii. C.13.a.iii. C.13.a.iv. C.13.a.v. C.13.a.vi. C.13.b. Legal Entity Name LEI SEC FINRA State Fgn Country Affiliated? Sub- Agent? Start/Effective Date Termination Date 1st Discount Brokerage, Inc. N/A 8-48557 39164 FL N N 1st Global Capital Corp. N/A 8-44870 30349 TX N N Abacus International Capital Corp. N/A 8-46418 32119 NY N N Abacus Investments, Inc. N/A 8-46571 35127 WI N N ABD Retirement Services, Inc. N/A 8-69271 167641 CA N N ACA/Prudent Investors Planning Corporation N/A 8-51899 47798 NJ N N Access Financial Group, Inc. N/A 8-46065 33065 Il N N Access Investments, Inc. N/A 8-49750 42202 OK N N Ace Diversified Capital, Inc. N/A 8-49555 41768 CA N N ACP Securities, LLC N/A 8-67185 139049 FL N N Actinver Securities, Inc. N/A 8-49311 41139 TX N N ADCAP Securities N/A 8-51285 46001 FL N N ADP Broker-Dealer, Inc. N/A 8-47885 37693 NJ N Y Advanced Advisor Group, LLC N/A 8-67313 140393 MN N N Advisory Group Equity Services, Ltd. N/A 8-32155 15427 MA N N Akar Capital Management, Inc. N/A 8-28026 10791 FL N N Alerus Securities N/A 8-47152 35947 ND N N Alexander Capital, L.P. N/A 8-48957 40077 NY N N Alight Financial Solutions LLC N/A 8-47344 36509 IL N N Alight Solutions LLC N/A 084-01996 N/A IL N Y Allegheny Investments, Ltd. N/A 8-22183 7597 PA N N Allegiance Capital, L.L.C. N/A 8-52978 105285 ME N N Allegis Investment Services, LLC N/A 8-69318 168557 ID N N Allen & Company of Florida, Inc. N/A Aug-77 25 FL N N Allen C Ewing & Co. N/A 8-42393 26102 FL N N Alliant Securities, Inc. Turner, Nord, Kienbaum N/A 8-23305 7726 WA N N Allianz Life Financial Services, LLC N/A 8-13630 612 MN N N Allstate Financial Services, LLC N/A 8-36365 18272 NE N N Amegy Investments, Inc. (Zions) N/A 8-65399 120145 TX N N America Northcoast Securities, Inc. N/A 8-33033 16076 OH N N 10/27/2017 American Capital Partners, LLC N/A 8-65165 119249 NY N N American Century Investment Services, Inc. N/A 8-35220 17437 MO N N American Enterprise Investment Services, Inc. N/A 8-42582 26506 MN N N American Equity Investment Corporation N/A 8-49078 40199 IN N N American Financial Associates, Inc. N/A 8-44065 29049 PA N N American Financial Securities, Inc. N/A 8-53205 111856 IA N N American Heritage Securities, Inc. N/A 8-44466 29678 OH N N American Independent Securities Group, LLC N/A 8-66905 135288 ID N N American Municipal Securities, Inc. N/A 8-25338 8365 FL N N American Portfolios Financial Services, Inc. N/A 8-37085 18487 NY N N American Trust Investment Services, Inc. N/A 8-14394 3001 IN N N American United Life Insurance Company 549300T82H2DYU80LV98 N/A N/A IN N Y Ameriprise Financial Services, Inc. N/A 8-16791 6363 MN N N Ameritas Investment Corp. N/A 8-31296 14869 OH N N Andbanc Brokerage, LLC N/A 8-68759 155979 FL N N 1/29/2018 Anovest Financial Services, Inc. N/A 8-66742 133593 GA N N Aon Benfield Securities, Inc. N/A 8-14953 4138 IL N N Apex Clearing Corporation N/A 8-23522 13071 TX N N ARCA Capital Investments, Inc. N/A 8-53110 109819 FL N N Arete Wealth Management, LLC N/A 8-50854 44856 IL N N Arive Capital Markets N/A 8-43350 8060 MN N N Arkadios Capital N/A 8-69729 282710 GA N N Arlington Securities, Inc. N/A 8-38098 19596 MO N N Arque Capital, Ltd. N/A 8-65390 121192 AZ N N Arvest Investments, Inc. N/A 8-49677 42057 AR N N Ascensus Broker Dealer Services, Inc. N/A 8-47312 36478 MA N Y Ascensus Financial Services, LLC N/A 8-67891 147257 PA N N Ascensus, Inc. 549300K5MHNFPEU2RK82 N/A N/A PA N Y AssetMark Trust Company N/A N/A N/A AZ N N Associated Investment Services, Inc. N/A Aug-99 1464 WI N N Ausdal Financial Partners, Inc. N/A 8-24519 7995 IA N N Avalon Investment & Securities Group, Inc. N/A 8-17078 6281 AL N N Aventura Securities, LLC N/A 8-67458 142374 FL N N Avisen Securities, Inc. N/A 8-65833 125977 CA N N Avondale Partners, LLC N/A 8-51550 46838 TN N N AxA Advisors, LLC N/A 8-17883 6627 NY N N Axiom Capital Management, Inc. N/A 8-42638 26580 NY N N B.B. Graham & Company, Inc. N/A 8-49477 41533 CA N N B.C. Ziegler & Company N/A Aug-94 61 IL N N BAC Florida Investments N/A 8-37483 19453 FL N N Ballew Investments, Inc. N/A 8-45660 32028 MS N N BancWest Investment Services, Inc. N/A 8-44261 29357 NE N N Bankers & Investors Co N/A 8-21215 6874 KS N N 4/9/2018 Bankers Life Securities, Inc. N/A 8-69562 173962 IL N N Bankoh Investment Services, Inc. N/A 8-44201 29280 HI N N Barclays Capital Inc. N/A 8-41342 19714 NY N N BB&T Investments N/A 8-46134 33856 NC N N 1/1/2018 BB&T Securities, LLC N/A 8-67486 142785 VA N N BBVA Securities Inc. N/A 8-42857 27060 AL N N BC Securities, Inc. (Somerset Securities, Inc. ) N/A 8-11539 2493 MA N N BCG Securities, Inc. N/A 8-12680 70 NJ N N Beaconsfield Financial Services, Inc. N/A 8-30993 14634 PA N N Beard Financial Services, Inc. N/A 8-53374 113913 OH N N 10/27/2017 Benchmark Investments, Inc. N/A 8-52280 103792 AR N N Benefit Plans Administrative Services, Inc. N/A N/A N/A NY N Y Benefit Trust Company N/A N/A N/A KS N Y Benjamin F. Edwards & Company, Inc. N/A 8-68023 146936 MO N N Bernard Herold & Co., Inc. N/A 8-17005 6193 NY N N Berthel, Fisher & Company Financial Services, Inc. N/A 8-29426 13609 IA N N BestVest Investments, Ltd. N/A 8-49007 40302 PA N N BFT Financial Group, LLC N/A 8-53487 109121 TX N N Bill Few Securities, Inc. N/A 8-49625 41917 PA N N Blakeslee and Blakeslee Inc. N/A 8-32071 8149 CA N N Bley Investments Group, Inc. N/A 8-42701 26678 TX N N BMO Harris Bank 3Y4U8VZURTYWI1W2K376 N/A N/A WI N N BMO Harris Financial Advisors, Inc. N/A 8-67064 137115 IL N N BNP Paribas Securities Corp N/A 8-40490 24962 NY N N Bodell Overcash Anderson & Co., Inc. N/A 8-15775 5148 NY N N Boenning & Scattergood, Inc. N/A 8-15543 100 PA N N Bolton Global Capital N/A 8-33222 15650 MA N N Bolton Securities Corp. N/A 8-68187 129376 MA N N BOSC, Inc. N/A 8-35381 17530 OK N N BPU Investment Management, Inc. N/A 8-34979 17058 PA N N Brazos Securities, Inc. N/A 8-39119 21624 TX N N Brighton Securities Corp. N/A 8-14599 3875 NY N N Bristol Financial Services, Inc. N/A 8-67140 137988 NY N N Broadridge Business Process Outsourcing, LLC N/A 8-53412 114212 CO N Y Broker Dealer Financial Services Corp. N/A 8-24220 8073 IA N N Brokers International Financial Services, LLC N/A 8-67239 139627 IA N N Brooklight Place Securities, Inc. N/A 8-32673 15764 IL N N BTG Pactual US Capital, LLC N/A 8-68148 149486 NY N N BTS Securities Corporation N/A 8-26818 8328 MA N N Buckman, Buckman & Reid, Inc. N/A 8-40413 23407 NJ N N Buckram Securities LTD N/A 8-65939 126976 NY N N C. R. Davis & Company N/A 8-859 1593 IL N N Cabot Lodge Securities, LLC N/A 8-69009 159712 NY N N Cadaret, Grant & Co., Inc. N/A 8-27844 10641 NY N N Caldwell Securities, Inc. N/A 8-27639 10489 CA N N Callaway Financial Services, Inc. N/A 8-52474 104003 TX N N Calton & Associates, Inc. N/A 8-38635 20999 FL N N Cambridge Investment Research, Inc. N/A 8-48740 39543 IA N N Camden Financial Services N/A 8-37303 19925 CA N N Cannon Securities, Inc. N/A 8-68437 152287 GA N N Cantella & Co., Inc. N/A 8-23904 13905 MA N N Cape Securities Inc. N/A 8-20747 7072 GA N N CapFinancial Securities, LLC N/A 8-65870 126291 NC N N Capital City Securities, LLC N/A 8-67771 146001 OH N N Capital Financial Services, Inc. N/A 8-25203 8408 ND N N Capital Guardian, LLC N/A 8-67133 137919 NC N N 10/27/2017 Capital Institutional Services, Inc. N/A 8-22273 7551 TX N N Capital Investment Brokerage, Inc. N/A 8-49118 40657 NC N N Capital Investment Group, Inc. N/A 8-31225 14752 NC N N Capital Management Securities, Inc. N/A 8-27779 10579 MN N N Capital One Investing LLC N/A 8-51160 45744 NY N N Capital Portfolio Management, Inc. N/A 8-44225 29302 MD N N Capital Synergy Partners, Inc. N/A 8-68060 148733 CA N N Capitol Securities Management, Inc. N/A 8-30353 14169 VA N N Cardinal Investments, Inc. N/A 8-47493 36838 IL N N Carl M. Hennig, Inc. N/A 8-14509 140 WI N N Carter, Terry & Company, Inc. N/A 8-33797 16365 GA N N Carty & Company, Inc. N/A 8-19082 7001 TN N N Cary Street Partners LLC N/A 8-66085 128089 VA N N Cascade Financial Management, Inc. N/A 8-53730 119030 CO N N Cascade Investment Group, Inc. N/A 8-46943 35844 CO N N CBIZ Financial Solutions, Inc. N/A 8-34205 16678 OH N N CCF Investments, Inc. N/A 8-67027 136571 GA N N 11/30/2017 Centaurus Financial, Inc. N/A 8-45185 30833 CA N N Centennial Securities Company, LLC N/A 8-23406 7763 MI N N Center Street Securities, Inc. N/A 8-42786 26898 TN N N Century Securities Associates, Inc. N/A 8-43514 28218 MO N N Ceros Financial Services, Inc. N/A 8-47955 37869 MD N N Cetera Advisor Networks LLC N/A 8-29577 13572 CA N N Cetera Advisors LLC N/A 8-26892 10299 CO N N Cetera Financial Specialists LLC N/A 8-27082 10358 IL N N Cetera Investment Services, LLC N/A 8-31826 15340 MN N N CFD Investments, Inc. N/A 8-41727 25427 IN N N CFS Securities, Inc. N/A 8-51330 46201 CT N N CFT Securities, LLC N/A 8-51345 46226 NJ N N CGIS Securities LLC N/A 8-68758 155984 FL N N Charles Schwab & Co., Inc. N/A 8-16514 5393 CA N Y Charles Schwab Bank 549300INFJ8TYNZ1G568 N/A N/A CA N Y Chauner Securities, Inc. N/A 8-33980 10075 IL N N Chelsea Morgan Securities, Inc. N/A 8-51916 47770 NY N N CIBC World Markets Corp. N/A 8-18333 630 NY N N Citigroup Global Markets Inc. N/A Aug-77 7059 NY N N Citizens Bank DRMSV1Q0EKMEYLAU1P80 N/A N/A RI N N Citizens Securities, Inc. N/A 8-48744 39550 MA N N City National Bank 593C3GZG957YOJPS2Z63 N/A N/A CA N N City Securities Corporation N/A 8-00975 1459 IN N N 10/27/2017 Clary Investment and Insurance Planning Corp. N/A 8-48346 38654 MA N N 4/9/2018 Classic LLC N/A 8-68981 159357 ND N N Client One Securities LLC N/A 8-68494 152974 KS N N Coastal Equities, Inc. N/A 8-40822 23769 OH N N Coburn & Meredith, Inc. N/A Aug-74 164 CT N N Coker & Palmer, Inc. N/A 8-44129 29163 MS N N Coldstream Securities, Inc. N/A 8-51549 46835 WA N N Colorado Financial Service Corporation N/A 8-52817 104343 CO N N Comerica Securities, Inc. N/A 8-35001 17079 MI N N Commerce Brokerage Services, Inc. N/A 8-35096 17140 MO N N Commonwealth Equity Services, Inc. N/A 8-24040 8032 MA N N Companion Life Insurance Company 549300576JWB8808D393 N/A N/A SC N Y 5/24/2018 Comprehensive Asset Management and Servicing, Inc. N/A 8-50433 43814 NJ N N Concorde Investment Services, LLC N/A 8-68388 151604 MI N N Conduent HR Services LLC N/A 084-06035 N/A NY N Y Conover Securities Corporation N/A 8-35085 17129 WA N N Consolidated Financial Investments, Inc. N/A 8-37004 18810 MO N N Coordinated Capital Securities, Inc. N/A 8-31173 14762 WI N N CoreCap Investments, Inc. N/A 8-47783 37068 MI N N Corinthian Partners, L.L.C. N/A 8-48461 38912 NY N N Cosse International Securities N/A 8-17106 6216 WA N N Country Capital Management Company N/A 8-12645 12060 IL N N Country Club Financial Services, Inc. N/A 8-44574 29807 MO N N Credit Suisse Securities (USA) LLC N/A 8-422 816 NY N N Cresap, Inc. N/A 8-42117 25899 PA N N Crescent Securities Group N/A 8-53457 114993 TX N N Crestone Securities N/A 8-52463 103981 CO N N 8/25/2017 Crews & Associates, Inc. N/A 8-24075 8052 AR N N CRI Securities, LLC N/A 8-39877 22589 MN N N Crown Capital Securities, L.P. N/A 8-17264 6312 CA N N CSSC Brokerage Services, Inc. N/A 8-67401 141630 MI N N CUNA Brokerage Services, Inc. N/A 8-30027 13941 IA N N Cuso Financial Services, L.P. N/A 8-49711 42132 CA N N Cutter & Company Brokerage, Inc. N/A 8-39590 22449 MO N N D.A. Davidson & Co. N/A Aug-99 199 MT N N D.H. Hill Securities LLP N/A 8-49475 41528 TX N N D.M. Kelly & Company N/A 8-48398 38770 IA N N Darwood Associates Incorporated N/A 8-16560 5864 NJ N N Davenport & Company LLC N/A 8-17103 1588 VA N N David A. Noyes & Company N/A 8-22752 205 IL N N David Lerner Associates, Inc. N/A 8-20746 5397 NY N N Davinci Capital Management Inc. N/A 8-51580 46897 MA N N Dempsey Lord Smith, LLC N/A 8-67469 141238 GA N N DesPain Financial Corporation N/A 8-37056 17360 IL N N Detalus Securities, LLC N/A 8-52180 103260 MO N N Detwiler Fenton & Co. N/A 8-16324 1794 MA N N Deutsche Bank Securities Inc. N/A 8-17822 2525 NY N N Devenir, LLC N/A 8-65837 125968 MN N N DFPG Investments, Inc. N/A 8-68730 155576 UT N N Diamant Investment Corp. N/A 8-18284 7047 CT N N 2/28/2018 Digital Retirement Solutions, Inc. N/A N/A N/A CO N Y Dinosaur Securities, L.L.C. N/A 8-52908 104446 NY N N Diversified Resources, LLC N/A 8-45497 31346 RI N N Dominick & Dominick LLC N/A 8-21076 7344 NY N N Dominion Investor Services, Inc. N/A 8-39029 21548 TX N N Donegal Securities, Inc. N/A 8-66137 128447 MA N N Dorn & Co., Inc. N/A Aug-07 2950 MN N N Dorsey & Company, Inc. N/A Aug-41 1668 LA N N Dougherty & Company LLC N/A 8-21937 7477 MN N N Duncan-Williams, Inc. N/A 8-18971 6950 TN N N DWS Investments Distributors, Inc. N/A 8-47765 37306 IL N N E*Trade Savings Bank 549300DYPO50FJ75QA85 N/A N/A CO N Y 4/3/2018 E*Trade Securities N/A 8-44112 29106 NJ N N E. E. Powell & Company Inc. N/A 8-1893 3063 PA N N Eastern Point Securities, Inc. N/A 8-39398 21921 VA N N Edward D. Jones & Co., L.P. N/A 8-759 250 MO N N Edwin C. Blitz Investments, Inc. N/A 8-22741 7638 IL N N EK Riley Investments, LLC N/A 8-65369 121003 WA N N Emerson Equity LLC N/A 8-66296 130032 CA N N Empire Asset Management Company N/A 8-67520 143007 NY N N Equable Securities N/A 8-21641 7405 WI N N 2/28/2018 Equity Services, Inc. N/A 8-14286 265 VT N N Essex Financial Services, Inc. N/A 8-66015 127549 CT N N Essex Securities LLC N/A 8-51472 46605 MA N N Etico Partners, LLC N/A 8-65500 122481 NY N N E-W Investments, Inc. N/A 8-35259 17463 CA N N Excel Securities & Associates, Inc. N/A 8-34261 16629 NY N N Exeter Trust Company N/A N/A N/A NH N N Fairport Capital, Inc. N/A 8-32162 15034 CT N N Family Investors Company N/A 8-11190 1785 NJ N N Farmers Financial Solutions, LLC N/A 8-52361 103863 CA N N FBT Investments N/A 8-52922 104463 LA N N 2/5/2018 FCG Advisors, LLC N/A 8-49104 40633 NJ N N Federated Securities, Inc. N/A 8-15644 5050 NY N N Feldstein Financial Group, LLC N/A 8-53388 113988 NJ N N Feltl & Company N/A 8-18435 6905 MN N N Fidelity Brokerage Services LLC N/A 8-23292 7784 RI N Y Fidelity Investments Institutional Operations Company, Inc. N/A 8-35097 17507 RI N Y Fidelity Investments Life 54930024AKTQGTIV1P93 N/A N/A RI N N Fiduciary Advisors, LLC N/A 8-52647 104189 PA N N 2/5/2018 Fiduciary Trust International N1YKEWO2IYPRS4742F57 N/A N/A NY N N Fieldpoint Private Securities, LLC N/A 8-37105 18975 CT N N Fifth Third Securities, Inc. N/A Aug-28 628 OH N N Finance 500, Inc. N/A 8-28302 12981 CA N N Financial America Securities, Inc. N/A 8-15719 5100 OH N N 10/27/2017 Financial Northeastern Securities, Inc. N/A 8-34883 17007 NJ N N Financial Planning Consultants, Inc. N/A 8-25384 8541 MO N N Financial Services International Corp. N/A 8-48032 37813 WA N N Financial West Investment Group, Inc. N/A 8-34448 16668 CA N N FinTrust Brokerage Services, LLC N/A 8-49514 41608 SC N N First Allied Securities, Inc. N/A 8-46167 32444 CA N N First Asset Financial, Inc. N/A 8-67191 139107 KS N N First Bankers' Banc Securities, Inc. N/A 8-31584 15041 MO N N First Citizens Investor Services, Inc. N/A 8-50696 44430 NC N N First Command Financial Planning, Inc. N/A Aug-72 3641 TX N N First Financial Equity Corporation N/A 8-34082 16507 AZ N N First Financial Securities of America, Inc. N/A 8-29565 13642 TX N N First Heartland Capital, Inc. N/A 8-46008 32460 MO N N First Honolulu Securities, Inc. N/A 8-23919 7964 HI N N First Kentucky Securities Corporation N/A 8-22224 7524 KY N N First Manhattan Co. N/A 8-10438 1845 NY N N First Mercantile Trust Company R6ZYK5P01NP6HYSY1S07 N/A N/A TN N Y First Republic Securities Company, LLC N/A 8-52973 105108 CA N N First Southern, LLC N/A 8-69733 282756 PR N N First State Financial Management, Inc. N/A 8-34201 16590 MO N N First Western Advisors N/A 8-28729 13623 UT N N First Western Securities, Inc. N/A 8-37613 19537 TX N N FMN Capital Corporation N/A 8-48082 38105 CA N N FMSBonds, Inc. N/A 8-23280 7793 FL N N FNBB Capital Markets, LLC N/A 8-66553 132091 AL N N Folger Nolan Fleming Douglas Incorporated N/A Aug-35 319 DC N N FolioFN Investments, Inc. N/A 8-52009 48015 VA N N Forest Securities, Inc. N/A 8-33568 16255 IL N N Foresters Equity Services, Inc. N/A 8-36703 18464 CA N N Foresters Financial Services N/A 8-13891 305 NY N N Fortune Financial Services, Inc. N/A 8-49727 42150 PA N N Founders Financial Securities LLC N/A 8-67137 137945 MD N N Freimark Blair & Company, Inc. N/A 8-28646 13079 NJ N N FSB Warner Financial, Inc. N/A 8-44865 15898 IA N N FSC Securities Corporation N/A 8-21770 7461 GA N N FTB Advisors, Inc. N/A 8-35061 17117 TN N N G. W. & Wade Asset Management Company, LLC N/A 8-42013 25745 MA N N G.A. Repple & Company N/A 8-35315 17486 FL N N G.F. Investment Services, LLC N/A 8-66659 132939 FL N N G.L.S. & Associates, Inc. N/A 8-51808 47502 AL N N Garden State Securities, Inc. N/A 8-25790 10083 NJ N N Gardner Financial Services, Inc. N/A 8-38631 21000 MN N N Geneos Wealth Management, Inc. N/A 8-65357 120894 CO N N General Securities Corp. N/A 8-31654 15062 MO N N Genworth Life & Annuity Insurance Company TAI340D9BWT9R77O0P03 N/A N/A VA N N Genworth Life Insurance Company of New York E5VAS7I8GY5B0SDBY010 N/A N/A VA N Y Geoffrey Richards Securities Corp. N/A 8-65251 120007 FL N N Gerwin Group, Inc. N/A 8-40282 23199 CA N N GFA Securities N/A 8-66154 128568 NY N N 8/25/2017 Gilbert, Doniger & Co., Inc. N/A 8-22326 7583 NY N N Gill Capital Partners, LLC N/A 8-30563 14559 CO N N Girard Securities N/A 8-36920 18697 CA N N 2/5/2018 Gladowsky Capital Management Corp. N/A 8-51017 45287 NY N N Glen Eagle Advisors LLC N/A 8-65678 124504 NJ N N Global Brokerage Services, Inc. N/A 8-47763 37505 MD N N Globalink Securities, Inc. N/A 8-44509 29721 CA N N Gold Coast Securities, Inc. N/A 8-53148 110925 CA N N Goldman Sachs & Co. LLC N/A 8-129 361 NY N N Gradient Securities, LLC N/A 8-66032 127701 MN N N Grant Williams L.P. N/A 8-51249 45961 PA N N Great American Investors, Inc. N/A 8-44380 28489 KS N N Great Pacific Securities N/A 8-44398 29251 CA N N Great-West Financial Retirement Plan Services, LLC N/A N/A N/A CO N Y Gregory J. Schwartz & Co., Inc. N/A 8-20955 7294 MI N N GRF Capital Investors, Inc. N/A 8-41494 24971 OK N N Griffinest Asia Securities, LLC N/A 8-66571 132187 CA N N Guardian Insurance & Annuity Company, Inc., The TGIU5N0SIMULU6I57R64 N/A N/A NY N Y GWFS Equities, Inc. N/A 8-33854 13109 CO N N GWN Securities Inc. N/A 8-66185 128929 FL N N H. Beck, Inc. N/A 8-31165 1763 MD N N H. C. Denison Co. N/A Aug-44 1628 WI N N H.D. Vest Investment Services N/A 8-29533 13686 TX N N Halliday Financial, LLC N/A 8-45529 31741 NY N N Hancock Bank Corporation 549300GRNBWY8HIICT41 N/A N/A LA N N Hancock Investment Services, Inc. N/A 8-49106 40637 LA N N Hand Securities, Inc. N/A 8-51001 45198 TX N N Hanson McClain Securities N/A 8-52250 103747 CA N N Hantz Financial Services, Inc. N/A 8-51291 46047 MI N N Hapoalim Securities USA, Inc. N/A Aug-18 266 NY N N Harbor Investment Advisory, LLC N/A 8-68334 151085 MD N N Harbour Investments, Inc. N/A 8-37373 19258 WI N N Harold W. Dance Inc. N/A 8-12160 1582 UT N N Hartford Funds Management Company, LLC N/A 801-77209 147746 PA N Y 5/31/2018 Hartford Life Insurance Company 8CE7JPU9IU72L3PPD756 N/A N/A CT N Y Harvest Financial Corporation N/A 8-26037 8733 PA N N Hazard & Siegel, Inc. N/A 8-13942 2048 NY N N Hazlett, Burt & Watson, Inc. N/A 8-17737 396 WV N N HBW Securities LLC N/A 8-67056 136959 CA N N 9/11/2017 Healthcare Community Securities Corporation N/A 8-46981 36026 NY N N Hefren-Tillotson, Inc. N/A 8-10646 53 PA N N Heim, Young & Associates, Inc. N/A 8-48500 38993 MO N N Henley & Company LLC N/A 8-66463 131453 NY N N Hennion & Walsh, Inc. N/A 8-41988 25766 NJ N N Herbert J. Sims & Co. Inc. N/A Aug-15 3420 CT N N Herndon Plant Oakley, LTD N/A 8-50912 44971 TX N N Highlander Capital Group, Inc. N/A 8-37169 19074 NJ N N Hightower Securities, LLC N/A 8-53560 116681 IL N N Hilltop Securities, Inc. N/A 8-45123 6220 TX N N Hollencrest Securities N/A 8-51348 46217 CA N N 2/5/2018 Horace Mann Life Insurance Co. 5493000HR2JKKNH2FL09 N/A N/A IL N N Horan Securities, Inc. N/A 8-49192 40794 OH N N Hornor, Townsend & Kent, Inc. N/A 8-14715 4031 PA N N HSBC Securities (USA), Inc. N/A 8-41562 19585 NY N N Hudson Heritage Capital Management, Inc. N/A 8-50648 44357 NY N N Hunter Associates, Inc. N/A 8-44779 30177 PA N N Huntleigh Securities Corporation N/A 8-21893 7456 MO N N IBN Financial Services, Inc. N/A 8-49815 42360 NY N N ICMA-RC Services, Inc. N/A 8-40268 23189 DC N N IDB Capital Corp. N/A 8-53000 106032 NY N N IMS Securities N/A 8-46722 35567 TX N N 2/28/2018 Independence Capital Co., Inc. N/A 8-41331 24723 OH N N Independent Financial Group, LLC N/A 8-22870 7717 CA N N Infinex Investments, Inc. N/A 8-46661 35371 CT N N Infinity Securities, Inc. N/A 8-67647 144302 CA N N ING Financial Markets LLC N/A 8-43978 28872 NY N N Innovation Partners LLC N/A 8-67812 146344 NC N N Insight Securities, Inc. N/A 8-16247 5611 IL N N Institutional Securities Corporation N/A 8-38158 20291 TX N N Integral Financial LLC N/A 8-65284 120343 CA N N Integrated Financial Planning Services N/A 8-35120 17935 DE N N Integrity Investments, Inc. N/A 8-45302 31017 FL N N Interactive Brokers LLC N/A 8-47257 36418 CT N N Intercarolina Financial Services, Inc. N/A 8-37519 19475 NC N N Intercontinental Asset Management Group, Ltd. N/A 8-39706 22408 TX N N International Assets Advisory, LLC N/A 8-27736 10645 FL N N International Financial Solutions, Inc. N/A 8-49020 40375 GA N N International Money Management Group, Inc. N/A 8-30417 14367 MD N N International Research Securities, Inc. N/A 8-37954 19532 TX N N Intervest International Equities Corporation N/A 8-38156 20289 CO N N Inverness Securities, LLC N/A 8-66278 129914 OH N N INVEST Financial Corp N/A 8-27691 12984 WI N N 5/31/2018 Investacorp, Inc. N/A 8-22598 7684 FL N N Investment Architects, Inc. N/A 8-35724 17774 CA N N Investment Centers of America N/A 8-33983 16443 WI N N 5/31/2018 Investment Network Inc. N/A 8-66036 127724 OH N N Investment Placement Group N/A 8-30700 14458 CA N N Investment Planners, Inc. N/A 8-35642 18557 IL N N Investment Professionals, Inc. N/A 8-44786 30184 TX N N Investment Security Corporation N/A 8-51832 47536 CA N N Investments For You, Inc. N/A 8-44179 29257 OH N N Investors Brokerage of Texas, Ltd. N/A 8-28644 13037 TX N N InvestShares (Legal name: IMA Securities LLC) N/A 8-68365 151369 MI N N Invex, Inc. N/A 8-44695 30032 FL N N Itau International Securities, Inc. N/A 8-67674 144769 FL N N 4/12/2018 J. Alden Associates, Inc. N/A 8-48938 40002 PA N N J.A. Glynn & Co. N/A 8-39465 22011 MO N N J.D. Seibert & Company, Inc. N/A 8-23604 7884 OH N N J.P. Morgan Institutional Investments Inc. N/A 8-52182 102920 NY N N J.P. Morgan Securities LLC N/A 8-35008 79 NY N N J.W. Cole Financial, Inc. N/A 8-65698 124583 FL N N Jack V. Butterfield Investment Company N/A 8-12454 3998 MI N N Jacques Financial, LLC N/A 8-52675 104219 MD N N James I. Black & Company N/A 8-12077 1249 FL N N Janney Montgomery Scott LLC N/A 8-462 463 PA N N Jefferies, LLC N/A 8-15074 2347 NY N N JHW Financial Services Inc. N/A 8-45304 31012 CA N N JJB Hilliard WL Lyons N/A 8-33133 453 KY N N John Hancock Life Insurance Company QQ0OZ8J9C4B5QT1YDG31 N/A N/A ON N Y John Hancock Life Insurance Company of New York 5493007RYG4GYIKSQI18 N/A N/A ON N Y John Hancock Trust Company 549300W205WZCFZS6R51 N/A N/A MA N Y Joseph Gunnar & Co. LLC N/A 8-41386 24795 NY N N JPMorgan Chase Bank, N.A. 7H6GLYDRUGQFU57RNE97 N/A N/A NY N N K. W. Chambers & CO. N/A 8-10533 1432 MO N N Kalos Capital, Inc. N/A 8-50630 44337 GA N N KCD Financial, Inc. N/A 8-66005 127473 WI N N Keel Point Capital, LLC N/A 8-22990 6769 AL N N Kercheville & Company, Inc. N/A 8-32795 15871 TX N N Kestra Investment Services, LLC N/A 8-49672 42046 TX N N Key Investment Services LLC N/A 8-66999 136300 OH N N Key West Investments, LLC N/A 8-68166 149418 CA N N Keystone Capital Corporation N/A 8-28032 10722 CA N N KMS Financial Services, Inc. N/A 8-15433 3866 WA N N Kovack Securities Inc. N/A 8-50847 44848 FL N N Kovitz Securities, LLC N/A 8-66267 129878 IL N N KW Securities Corporation N/A 8-24792 8237 CA N N L. B. Fisher & Company N/A 8-21023 7306 TX N N L.M. Kohn & Company N/A 8-43303 27913 OH N N L.O. Thomas & Co. Inc. N/A 8-40875 23657 NJ N N L.S.Y., Inc. N/A 8-17613 38 CA N N LaBrunerie Financial Services, Inc. N/A 8-47830 37627 MO N N Ladenburg Thalman & Co. Inc. N/A 8-17230 505 NY N N Laidlaw & Company (UK) Ltd. N/A 8-53731 119037 GB N N Landaas & Company N/A 8-51826 47487 WI N N Landolt Securities, Inc. N/A 8-43645 28352 WI N N Lantern Investments, Inc. N/A 8-45285 30996 NY N N Lara, May & Associates, LLC N/A 8-67776 145589 VA N N Larson Financial Securities, LLC N/A 8-68456 152517 MO N N LaSalle St. Securities, L.L.C. N/A 8-18860 7191 IL N N Lebenthal & Co. N/A 8-67750 145750 NY N N 10/27/2017 Legacy Asset Securities, Inc. N/A 8-51871 47644 TX N N Leigh Baldwin & Co., LLC N/A 8-48385 38751 NY N N Lesko Securities Inc. N/A 8-26408 10091 NY N N Leumi Investment Services Inc. N/A 8-52993 105387 NY N N Lexington Investment Company, Inc. N/A 8-43085 27393 KY N N Liberty Capital Investment Corporation N/A 8-42051 25706 OR N N Liberty Group, LLC N/A 8-52994 106036 CA N N Liberty Partners Financial Services, LLC N/A 8-66335 130390 CA N N Lieblong & Associates, Inc. N/A 8-49880 42578 AR N N LifeMark Securities Corp. N/A 8-33478 16204 NY N N Lincoln Douglas Investments LLC N/A 8-68728 155578 OH N N Lincoln Financial Advisors Corporation N/A 8-14685 3978 IN N N Lincoln Financial Distributors, Inc. N/A 8-13431 145 PA N N Lincoln Financial Securities Corporation N/A 8-14609 3870 NH N N Lincoln Investment Planning, Inc. N/A 8-14354 519 PA N N Lion Street Financial, LLC N/A 8-69183 165828 TX N N Lockton Financial Advisors, LLC N/A 8-67090 137476 MO N N Logan Group Securities N/A 8-48995 40259 CA N N Loria Financial Group, LLC N/A 8-52128 102360 IL N N Loring Ward Securities Inc. N/A 8-51381 46337 CA N N LPL Financial LLC N/A 8-17668 6413 MA N Y Lucia Securities, LLC N/A 8-47643 37179 CA N N M Holdings Securities, Inc. N/A 8-50214 43285 OR N N M&T Securities, Inc. N/A 8-35185 17358 NY N N M. Griffith Investment Services, Inc. N/A Aug-59 2078 NY N N M. S. Howells & Co. N/A 8-52558 104100 AZ N N Mack Investment Securities, Inc. N/A 8-35536 17643 IL N N Madison Avenue Securities, Inc. N/A 8-40426 23224 CA N N Maplewood Investment Advisors, Inc. N/A 8-52221 103723 TX N N Marsco Investment Corporation N/A 8-36754 18483 NJ N N Massachusetts Mutual Life Insurance Company R6ZYK5P01NP6HYSY1S07 N/A N/A MA N Y Maxim Group LLC N/A 8-65337 120708 NY N N MBSC Securities Corporation N/A 8-13801 231 NY N N McClurg Capital Corporation N/A 8-34473 16798 CA N N McDonald Partners LLC N/A 8-66985 135414 OH N N McLaughlin Ryder Investments, Inc. N/A 8-67911 147529 VA N N McNally Financial Services Corporation N/A 8-65388 121196 TX N N Means Investment Co., Inc. N/A 8-27458 2748 ME N N Mercantil Commercebank Investment Services N/A 8-53612 117284 FL N N Mercer HR Services, LLC N/A N/A N/A MA N Y Meridien Financial Group, Inc. N/A 8-26090 10143 RI N N Merrill Lynch, Pierce, Fenner & Smith Incorporated N/A Aug-21 7691 NY N N Mesirow Financial, Inc. N/A 8-28816 2764 IL N N MGO Securities Corp. N/A 8-47814 37584 OH N N MHA Financial Corp. N/A 8-21836 7462 MA N N Michigan Securities, Inc. N/A 8-52094 101600 MI N N Mid Atlantic Capital Corporation N/A 8-27663 10674 PA N N Mid-Atlantic Clearing & Settlement Corp. N/A 8-47758 37466 PA N N 4/30/2018 Mid-Atlantic Securities, Inc. N/A 8-36997 18836 NC N N Middlegate Securities Ltd. N/A 8-39031 21544 NY N N MidWestern Securities Trading Company, LLC N/A 8-52074 101080 IL N N MMC Securities Corp. N/A 8-52349 103846 NY N N MML Distributors, LLC N/A 8-48203 38030 CT N N MML Investors Services, LLC N/A 8-27250 10409 MA N N Moloney Securities Co., Inc. N/A 8-48326 38535 MO N N Monere Investments, Inc. N/A 8-52982 105487 IL N N Monex Securities, Inc. N/A 8-44874 30362 TX N N Money Concepts Capital Corp. N/A 8-29671 12963 FL N N Moors & Cabot, Inc. N/A 8-23060 594 MA N N Mora WM Securities, LLC N/A 8-68910 158599 FL N N Morgan Stanley & Co. LLC N/A 8-15869 8209 NY N N Morgan Stanley Smith Barney LLC N/A 8-68191 149777 NY N N Morris Group, Inc. N/A 8-28916 13181 IN N N Mountain River Securities, Inc. N/A 8-47565 36937 CO N N MSI Financial Services, Inc. N/A 8-30447 14251 NY N N 7/3/2017 Multiple Financial Services, Inc. N/A 8-52017 100100 CA N N Mutual Funds Associates, Inc. N/A 8-13026 2856 NY N N Mutual of Omaha Investor Services, Inc. N/A 8-47290 611 NE N N Mutual Securities, Inc. N/A 8-28580 13092 CA N N Mutual Trust Co. of America Securities N/A 8-25547 8494 FL N N MV Securities Group, Inc. N/A 8-47827 37613 TX N N MWA Financial Services Inc. N/A 8-53255 112630 IL N N N.E. Private Client Advisors, Ltd. N/A 8-66968 136058 RI N N N.I.S. Financial Services, Inc. N/A 8-15919 5361 MO N N National Financial Services, LLC N/A 8-26740 13041 MA N Y National Planning Corp. N/A 8-44435 29604 CA N N 5/31/2018 Nations Financial Group, Inc. N/A 8-50588 44181 IA N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N/A N/A OH N Y Nationwide Planning Associates Inc. N/A 8-45310 31029 NJ N N Nationwide Securities, LLC N/A 8-12500 11173 OH N N Navaid Financial Services, Inc. N/A 8-49897 42607 PA N N Navy Federal Brokerage Services, LLC N/A 8-67161 138459 VA N N NBC Securities, Inc. N/A 8-35870 17870 AL N N Neidiger, Tucker, Bruner, Inc. N/A 8-21884 7425 CO N N Nelson Ivest Brokerage Services, Inc. N/A 8-26448 3002 FL N N Nestlerode & Loy, Inc. N/A 8-12629 2907 PA N N Neuberger Berman LLC N/A 8-1068 2908 NY N N New England Pension Plan Systems, LLC N/A N/A N/A RI N Y Newport Retirement Services, Inc. N/A N/A N/A FL N Y Next Financial Group, Inc. N/A 8-51356 46214 TX N N Ni Advisors N/A 8-66841 134502 CA N N NIA Securities, L.L.C. N/A 8-50591 44254 NJ N N Nicol Investors Corporation N/A 8-65566 123111 IL N N North Ridge Securities Corp. N/A 8-42879 27098 NY N N North South Capital, LLC N/A 8-67979 148158 IL N N Northeast Securities, Inc. N/A 8-42227 25996 NY N N Northeastern Financial Group, Incorporated N/A 8-33132 16208 NJ N N Northern Capital Securities Corporation N/A 8-49130 40659 MA N N Northern Trust Securities, Inc. N/A 8-23689 7927 IL N N Northland Securities, Inc. N/A 8-48994 40258 MN N N Northwest Investment Advisors, Inc. N/A 8-65282 109737 WA N N NorthWestern Mutual Investment Services, LLC N/A 8-14088 2881 WI N N NPB Financial Group, LLC N/A 8-67113 137743 CA N N NYLife Distributors LLC N/A 8-46655 35350 NJ N N NYLife Securities LLC N/A 8-15517 5167 NY N N Oak Tree Securities, Inc. N/A 8-36138 18126 CA N N Oberweis Securities, Inc. N/A 8-49679 42060 IL N N OFG Financial Services, Inc. N/A 8-40770 23940 KS N N Ohanesian / Lecours, Inc. N/A 8-40729 23757 CT N N Old National Trust Company N/A N/A N/A IN N N Omega Securities, Inc. N/A 8-20225 7164 TX N N Omni Financial Securities N/A 8-44034 29320 OH N N OneAmerica Securities, Inc. N/A 8-15009 4173 IN N N Oppenheimer & Co. Inc. N/A Aug-77 249 NY N N Optionsxpress N/A 8-52354 103849 IL N N 10/31/2017 Oriental Financial Services Corp. N/A 8-44516 29753 PR N N Oscar Gruss & Son Incorporated N/A 8-22371 2091 NY N N P. R. Herzig & Co. Inc. N/A 8-22589 2185 NY N N Pacific Financial Associates, Inc. N/A 8-40712 23772 CA N N Packerland Brokerage Services, Inc. N/A 8-47572 37031 WI N N Paradigm Equities, Inc. N/A 8-45593 31990 MI N N Park Avenue Securities LLC N/A 8-51324 46173 NY N N Parkland Securities, LLC N/A 8-53482 115368 MI N N Patapsco Securities, Inc. N/A 8-43485 28116 MD N N Peak Brokerage Services, LLC N/A 8-68829 157045 GA N N Penates Group, Inc. N/A 8-50594 44266 AZ N N Pension Dynamics Securities Corporation N/A 8-52535 104081 CA N N Pensionmark Securities, LLC N/A 8-69773 283952 CA N N 8/23/2017 People's Securities, Inc. N/A 8-29667 13704 CT N N Perryman Securities, Inc. N/A 8-53546 116502 TX N N Pershing Advisor Solutions, LLC N/A 8-47425 36671 NJ N N Pershing, LLC N/A 8-17574 7560 NJ N Y Petersen Investments, Inc. N/A 8-48306 38537 NJ N N PFS Investments Inc. N/A 8-26486 10111 GA N N Philip J. Greenblatt Securities Ltd N/A 8-30725 14060 IL N N Piper Jaffray & Co. N/A 8-15204 665 MN N N Place Trade Financial, Inc. N/A 8-65915 126867 NC N N Planmember Securities Corporation N/A 8-25065 11869 CA N N Planned Financial Programs, Inc. N/A Aug-27 3049 NY N N Planned Investment Co., Inc. N/A 8-15266 3050 IN N N Planners Financial Services, Inc. N/A 8-18027 6751 MN N N PNC Bank, National Association AD6GFRVSDT01YPT1CS68 N/A N/A PA Y N PNC Capital Markets LLC N/A 8-32493 15647 PA Y N PNC Investments, LLC N/A 8-66195 129052 PA Y N Podesta & Co. N/A 8-28860 13140 IL N N Polar Investment Counsel, Inc. N/A 8-50039 42847 MN N N Portfolio Resources Group, Inc. N/A 8-45380 31155 FL N N Portsmouth Financial Services N/A 8-30097 13980 CA N N Primerica Shareholder Services, Inc. N/A 084-01499 N/A GA N Y Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N/A N/A IA N Y Principled Advisors, Inc. N/A 8-66451 131345 NY N N Princor Financial Services Corporation N/A 8-13975 1137 IA N N Private Client Services, LLC N/A 8-68183 120222 KY N N Proequities, Inc. N/A 8-32590 15708 AL N N Profinancial, Inc. N/A 8-32026 15345 LA N N Prospera Financial Services, Inc. N/A 8-28164 10740 TX N N Pruco Securities, LLC. N/A 8-16402 5685 NJ N N Prudential Insurance Company of America Y574KRZ6V5A7UBU45C31 N/A N/A CT N Y Prudential Investment Management Services LLC N/A 8-36540 18353 NJ N N PTI Securities & Futures L.P. N/A 8-44412 29275 IL N N PTS Brokerage, LLC N/A 8-65173 119307 NJ N N Purshe Kaplan Sterling Investments N/A 8-46844 35747 NY N N PWA Securities, Inc. N/A 8-67700 145097 PA N N Pyramid Funds Corporation N/A 8-12769 3110 NY N N Queens Road Securities, LLC N/A 8-52737 104277 NC N N Quest Capital Strategies, Inc. N/A 8-34532 16783 CA N N Questar Capital Corporation N/A 8-50174 43100 MN N N Quincy Cass Associates, Incorporated N/A Aug-43 686 CA N N R. Seelaus & Co., Inc. N/A 8-31475 14974 NJ N N R.M. Stark & Co., Inc. N/A 8-22543 7612 FL N N Raymond James & Associates, Inc. N/A 8-10999 705 FL N N Raymond James Financial Services, Inc. N/A 8-17983 6694 FL N N RBC Capital Markets, LLC N/A 8-45411 31194 NY N Y RDM Investment Services, Inc. N/A 8-52728 104266 CT N N 8/25/2017 Regal Securities, Inc. N/A 8-21765 7297 IL N N Regions Bank EQTWLK1G7ODGC2MGLV11 N/A N/A AL N N Register Financial Associates, Inc. N/A 8-45012 30568 GA N N Regulus Advisors, LLC N/A 8-68275 150631 MI N N Rehmann Financial Network N/A 8-69134 165027 MI N N 3/14/2018 Reliance Trust Company 549300NV8FSQRNOUQO50 N/A N/A GA N Y Reliance Worldwide Investments, LLC N/A 8-67575 143546 IL N N Repex & Co., Inc. N/A 8-26431 10116 NJ N N RF Lafferty & Co N/A 8-25581 2498 NY N N Rhodes Securities, Inc. N/A 8-37689 19610 TX N N RIM Securities LLC N/A 8-36759 18466 NY N N Riversource Distributors, Inc. N/A 8-67196 139135 MN N N RJJ Pasadena Securities, Inc. N/A 8-25324 8425 CA N N RNR Securities, L.L.C. N/A 8-50366 43689 NY N N Robert W. Baird & Co. Incorporated N/A 8-497 8158 WI N N Roberts & Ryan Investments Inc. N/A 8-37469 19456 CA N N Robinson & Robinson, Inc. N/A 8-17109 3199 PA N N Rodgers Brothers, Inc. N/A 8-33475 16197 PA N N Rogan & Associates, Inc. N/A 8-49995 42762 FL N N Ross, Sinclaire & Associates, LLC N/A 8-41740 25440 OH N N Rothschild Investment Corporation N/A 8-16429 728 IL N N Royal Alliance Associates, Inc. N/A 8-40218 23131 NY N N Royal Securities Company N/A 8-28009 10702 MI N N 11/30/2017 S F Sentry Securities, Inc. N/A 8-43101 27432 CA N N S.A. Stone Wealth Management N/A 8-36638 18456 AL N N 2/1/2018 S.G. Long & Company N/A 8-51816 47511 MT N N S.L. Reed & Company N/A 8-49178 40744 CA N N Sabadell Securities USA, Inc. N/A 8-67975 148137 FL N N Safeguard Securities N/A 8-45442 31256 OH N N 2/5/2018 Safra Securities LLC N/A 8-51935 47873 NY N N Sage, Rutty & Co., Inc. N/A 8-533 3254 NY N N SagePoint Financial, Inc. N/A 8-66771 133763 AZ N N Sammons Financial Network, LLC N/A 8-68905 158538 IA N N Sammons Retirement Solutions, Inc. N/A N/A N/A IA N Y Samuel A Ramirez & Co., Inc. N/A 8-19014 6963 NY N N Sanders Morris Harris Inc. N/A 8-38325 20580 TX N N Sandlapper Securities, LLC N/A 8-67128 137906 SC N N Santander Securities LLC N/A 8-49571 41791 PR N N Saperston Asset Management, Inc. N/A 8-50658 44379 NY N N Saturna Brokerage Services, Inc. N/A 8-36558 18437 WA N N Saturna Trust Company N/A N/A N/A WA N Y Saxony Securities, Inc. N/A 8-53490 115547 MO N N SCF Securities, Inc. N/A 8-51760 47275 CA N N Schlitt Investor Services, Inc. N/A 8-34202 16071 FL N N Scottrade, Inc. N/A 8-24760 8206 MO N N SDDCO Brokerage Advisors, LLC N/A 8-68549 153563 NY N N SECU Brokerage Services N/A 8-37927 19899 NC N N SecureVest Financial Group N/A 8-26030 10100 NJ N N Securian Financial Services, Inc. N/A 8-31955 15296 MN N N Securities America, Inc. N/A 8-26602 10205 NE N N Securities Equity Group N/A 8-51706 47215 CA N N Securities Research, Inc. N/A 8-23699 6516 FL N N Securities Service Network, Inc. N/A 8-28980 13318 TN N N Security Distributors, Inc. N/A 8-10781 3336 KS N N SEI Private Trust Company N/A N/A N/A PA N Y Sentinel Securities, Inc. N/A 8-53142 110942 MA N N SFA Financial, LLC N/A 8-68156 149647 SC N N SG Americas Securities, LLC N/A 8-66125 128351 NY N N Shareholders Service Group, Inc. N/A 8-65778 125226 CA N N Sigma Financial Corporation N/A 8-30466 14303 MI N N Signal Securities, Inc. N/A 8-32948 15916 TX N N Signator Investors, Inc. N/A 8-13995 468 MA N N Signature Securities Group Corporation N/A 8-52697 104233 NY N N SII Investments, Inc. N/A 8-13963 2225 WI N N 5/31/2018 Silber Bennett Financial, Inc. N/A 8-68795 156435 CA N N Silver Oak Securities, Incorporated N/A 8-51601 46947 TN N N Simmons First Investment Group, Inc. N/A 8-51795 47439 AR N N Sisung Securities Corporation N/A 8-42121 25752 LA N N SKA Securities, Inc. N/A 8-53366 113852 OH N N Slavic Investment Corporation N/A 8-40024 22885 FL N N Smith, Brown & Groover, Inc. N/A 8-13079 1329 GA N N Smith, Moore & Co. N/A 8-27480 3441 MO N N Snowden Account Services, Inc. N/A 8-68188 149794 NY N N Sorrento Pacific Financial, LLC N/A 8-66046 127787 CA N N Sorsby Financial Corp. N/A 8-48718 39437 IL N N Source Capital Group, Inc. N/A 8-47372 36719 CT N N 8/31/2017 Southeast Investments, N.C., Inc. N/A 8-50127 43035 NC N N Sovereign Legacy Securities, Inc. N/A 8-621 1783 NC N N Spencer Trask Ventures, Inc. N/A 8-43665 28373 NY N N Spire Securities, LLC N/A 8-67635 144131 VA N N St. Bernard Financial Services, Inc. N/A 8-47566 36956 AR N N Standard Insurance Company 549300KVA8DBYKHPYO21 N/A N/A OR N Y Standard Investment Chartered, Inc. N/A 8-40468 23505 CA N N 2/5/2018 Stannard Financial Services, LLC N/A 8-50654 44371 MN N N State Street Bank and Trust Company 571474TGEMMWANRLN572 N/A N/A MA N N Stephen A. Kohn & Associates, Ltd. N/A 8-49279 41067 CO N N Stephens Inc. N/A Aug-27 3496 AR N N Sterling Monroe Securities, LLC N/A 8-65527 122696 NY N N Sterne Agee & Leach, Inc. N/A 8-11754 791 AL N N 5/9/2018 Stifel, Nicolaus & Company, Incorporated N/A 8-1447 793 MO N Y StockCross Financial Services, Inc. N/A 8-17758 6670 CA N N Stonnington Group, LLC N/A 8-66919 131221 CA N N Strategic Point Securities N/A 8-65724 124753 RI N N 2/5/2018 Summit Brokerage Services, Inc. N/A 8-46310 34643 FL N N Summit Equities, Inc. N/A 8-27556 11039 NJ N N Sunbelt Securities, Inc. N/A 8-49748 42180 TX N N Sunset Financial Services, Inc. N/A 8-14148 3538 MO N N Sunstreet Securities, LLC N/A 8-67541 143211 AZ N N SunTrust Bank IYDOJBGJWY9T8YKCSY06 N/A N/A GA N N SunTrust Investment Services, Inc. N/A 8-35355 17499 GA N N Superior Financial Services, Inc. N/A 8-52618 104165 WI N N SWBC Investment Services, LLC N/A 8-66764 133715 TX N N Sweney Cartwright & Company N/A Aug-50 3546 OH N N Sycamore Financial Group N/A 8-30302 14143 IN N N Symphonic Securities LLC N/A 8-67220 139512 NY N N Syndicated Capital, Inc. N/A 8-44162 29037 CA N N Synovus Securities, Inc. N/A 8-34709 14023 GA N N T. Rowe Price Investment Services, Inc. N/A 8-25130 8348 MD N N T. Rowe Price Retirement Plan Services, Inc. N/A 084-06219 N/A MD N Y T.R. Winston & Company, LLC N/A 8-27519 10571 NJ N N T.S. Phillips Investments, Inc. N/A 8-65661 124348 OK N N TCAdvisors Network Inc. N/A 8-46909 35794 CO N N TCFG Wealth Management, LLC N/A 8-69089 164153 CA N N TCM Securities, Inc. N/A 8-50313 43559 GA N N TD Ameritrade Clearing, Inc. N/A 8-16335 5633 NE N Y TD Ameritrade Trust Company N/A 028-15163 N/A CO N N TD Ameritrade, Inc. N/A 8-23395 7870 NE N Y TD Private Client Wealth LLC N/A 8-69105 164484 NY N N Teachers Insurance and Annuity Association of America O06YD7BJ4EPYNABVFN69 N/A N/A NC N Y Teckmeyer Financial Services, L.L.C. N/A 8-48501 39000 NE N N TFS Securities, Inc. N/A 8-38377 20626 NJ N N The Capital Group Securities, Inc. N/A 8-52512 104052 RI N N The Garbacz Group Inc. N/A 8-42366 26104 MO N N The GMS Group, LLC N/A 8-23936 8000 NJ N N The Huntington Investment Company N/A 8-34867 16986 OH N N The Investment Center, Inc. N/A 8-35826 17839 NJ N N The Jeffrey Matthews Financial Group, L.L.C. N/A 8-49352 41282 NJ N N The Lawrence D. Vitez Corp. DBA Consolidated Securities N/A 8-48642 39326 NC N N The Leaders Group, Inc. N/A 8-47639 37157 CO N N The O.N. Equity Sales Company N/A 8-14161 2936 OH N N The Oak Ridge Financial Services Group, Inc. N/A 8-50082 42941 MN N N The Strategic Financial Alliance, Inc. N/A 8-65885 126514 GA N N The Tavenner Company N/A 8-41206 18004 OH N N The Windmill Group, Inc. N/A 8-25280 8384 NY N N Thompson Davis & Co., Inc. N/A 8-49386 41353 VA N N Thoroughbred Financial Services, LLC N/A 8-51944 47893 TN N N Thurston, Springer, Miller, Herd & Titak, Inc. N/A 8-25452 8478 IN N N TIAA-CREF Individual & Institutional Services, LLC N/A 8-44454 20472 NY N N TIAA-CREF Tuition Financing, Inc. N/A 801-56817 N/A NY N Y 12/12/2017 TimeCapital Securities Corporation N/A 8-18248 6845 NY N N Titleist Asset Management, Ltd. N/A 8-65859 126136 TX N N Tocqueville Securities L.P. N/A 8-42223 26001 NY N N Trade-PMR Inc. N/A 8-51390 46350 FL N N TradeStation Securities, Inc. N/A 8-48711 39473 FL N N Tradition Asiel Securities Inc. N/A 8-43559 28269 NY N N TransAm Securities, Inc. N/A 8-37065 18923 FL N N Transamerica Advisors Life Insurance Company F1PLTWZ8OU4HQGZQAP31 N/A N/A AR N N Transamerica Financial Advisors, Inc. N/A 8-33429 16164 FL N N Treasure Financial Corp. N/A 8-48165 38323 TX N N TRG Advisors, Inc. N/A 8-50449 43870 NY N N Triad Advisors, Inc. N/A 8-42007 25803 GA N N Trust Company of America N/A N/A N/A CO N Y 4/3/2018 TrustCore Investments, Inc. N/A 8-32152 15423 TN N N TrustFirst, Inc. N/A 8-48509 39057 TN N N Trustmont Financial Group, Inc. N/A 8-36439 18312 PA N N U.S. Bancorp Investments, Inc. N/A 8-35359 17868 MN N N UBATCO & Co. N/A N/A N/A NE N Y UBS AG, New York Branch N/A N/A N/A NY N N UBS Financial Services Inc. N/A 8-16267 8174 NJ N N Uhlmann Price Securities, LLC N/A 8-50041 42854 IL N N UMB Financial Services, Inc. N/A 8-34999 17073 MO N N Umpqua Investments, Inc. N/A Aug-15 1254 OR N N Union Capital Company N/A 8-53127 110301 AZ N N Unionbanc Investment Services, LLC N/A 8-30706 14455 CA N N United Brokerage Services, Inc. N/A 8-48685 39062 WV N N United of Omaha Life Insurance Company 3EGIZNNORU5LRN6W7742 N/A N/A NE N Y 5/24/2018 United Planners' Financial Services of America A Limited Partner N/A 8-38485 20804 AZ N N United States Life Insurance Company in the City of New York 549300C1JQGJ0MNUMG79 N/A N/A TX N Y Univest Investments, Inc. N/A 8-14145 1834 PA N N USA Financial Securities Corporation N/A 8-52342 103857 MI N N USAA Investment Management Company N/A 8-41241 5475 TX N N USCA Securities LLC N/A 8-52285 103789 TX N N USI Securities, Inc. N/A 8-50429 43793 CT N N VALIC Financial Advisors, Inc. N/A 8-50018 42803 TX N N VALIC Retirement Services Company N/A 84-06057 N/A TX N N Valley National Investments, Inc. N/A 8-34427 16715 PA N N ValMark Securities, Inc. N/A 8-45463 31243 OH N N Vanderbilt Securities, LLC N/A 8-16712 5953 NY N N Vanguard Group, Inc., The 5493002789CY3L0CJP65 N/A N/A PA N Y Vanguard Marketing Corporation N/A 8-21570 7452 PA N N Variable Investment Advisors, Inc. N/A 8-50699 44412 SD N N Vaughan & Co Securities, LLC N/A 8-36916 18826 NJ N N VBC Securities, LLC N/A 8-44141 5407 NJ N N VCA Securities, L.P. N/A 8-66393 130748 TX N N VectorGlobal WMG N/A 8-45715 32396 FL N N Veritas Independent Partners, LLC N/A 8-69363 169291 AR N N Verity Investments, Inc. N/A 8-49474 41527 NC N N Vestech Securities, Inc. N/A 8-49409 41409 KS N N Vestor Capital Securities N/A 8-32743 15809 IL N N 11/29/2017 ViewTrade Securities, Inc. N/A 8-51605 46987 FL N N Vision Financial Markets LLC N/A 8-67447 142271 CT N N Visun Securities Corporation N/A 8-31907 15251 WI N N Vorpahl Wing Securities N/A 8-51823 47548 WA N N VOYA Financial Advisors, LLC N/A 8-46451 2882 CT N N Voya Financial Partners, LLC N/A 8-13987 34815 IA N N Voya Institutional Plan Services, LLC N/A N/A N/A MA N N VOYA Investments Distributors, LLC N/A 8-48020 37886 AZ N N Voya Retirement Insurance and Annuity Company OK3MKCDYPD4NN6QDGK18 N/A N/A CT N Y W.H. Colson Securities N/A 8-53621 117789 NC N N 3/8/2018 W.R. Hambrecht + Co., LLC N/A 8-50935 45040 CA N N Waddell & Reed, Inc. N/A 8-27030 866 KS N N Wall Street Access N/A 8-25936 10012 NY N N Watermark Securities, Inc. N/A 8-43902 28683 NY N N Wayne Hummer Investments, LLC N/A 8-484 875 IL N N WBB Securities, LLC N/A 8-53660 118440 CA N N WedBush Securities Inc. N/A 8-12987 877 CA N N Weller, Anderson & Co., Ltd. N/A 8-40685 23736 TX N N Wellington Shields & Co., LLC N/A 8-68098 149021 NY N N Wells Fargo Bank, N.A. KB1H1DSPRFMYMCUFYT09 N/A N/A SD N N Wells Fargo Clearing Services, LLC N/A 8-37180 19616 MO N Y Wells Fargo Securities, LLC N/A 8-65876 126292 NC N N Wesbanco Securities, Inc. N/A 8-50220 43276 OH N N Wescom Financial Services, LLC N/A 8-66189 125650 CA N N Westco Investment Corp. N/A 8-38452 20744 NY N N Western Equity Group, Inc. N/A 8-66403 130876 CA N N Western Growers Financial Services, Inc. N/A 8-53458 115115 CA N N Western International Securities, Inc. N/A 8-48572 39262 CA N N Westminster Financial Securities, Inc. N/A 8-38426 20677 OH N N Weston Securities Corporation N/A 8-32664 15743 MA N N Westport Capital Markets, LLC N/A 8-49495 41562 CT N N 2/5/2018 Westport Resources Investment Services, Inc. N/A 8-40904 24535 CT N N WFG Investments, Inc. N/A 8-39928 22704 TX N N 4/9/2018 Wheelhouse Securities Corporation N/A 8-68105 149075 MO N N White Mountain Capital, LLC N/A 8-52572 104123 NY N N Whitehall-Parker Securities, Inc. N/A 8-27688 10608 CA N N Whitney National Bank NSGZD26YPW2CUM2JKU70 N/A N/A LA N N Wilbanks Securities, Inc. N/A 8-49134 40673 OK N N 11/10/2017 Wiley Bros.-Aintree Capital, LLC N/A Aug-74 3767 TN N N William Blair & Company L.L.C. N/A Aug-98 1252 IL N N William C. Burnside & Company, Inc. N/A 8-21242 6400 IL N N Winslow, Evans & Crocker, Inc. N/A 8-44347 29686 MA N N Wood (Arthur W.) Company, Inc. N/A 8-3368 3798 MA N N Woodbury Financial Services, Inc. N/A 8-13846 421 MN N N Woodlands Securities Corporation N/A 8-39700 22373 TX N N Woodmen Financial Services, Inc. N/A 8-53592 117365 NE N N Woodstock Financial Group, Inc. N/A 8-48080 38095 GA N N World Capital Brokerage, Inc. N/A Aug-05 37 CO N N World Choice Securities, Inc. N/A 8-45235 30933 TX N N World Equity Group, Inc. N/A 8-44088 29087 IL N N World Trend Financial Planning Services, Ltd. N/A 8-43693 28289 IA N N Worth Financial Group Inc. N/A 8-29827 13478 TX N N Wunderlich Securities, Inc. N/A 8-31206 2543 TN N N Zions Investment N/A 8-35721 17776 UT N N ZIV Investment Center N/A 8-18119 4316 IL N N 2/5/2018