-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MexNSY8CY0ZTHEoyLPhntW3/rT+px2ntXNKm3AhptfNa6LATJaJho114JJ0GKuEo GiByyQTGH6W8XzjvfbVV8A== 0000790504-00-000001.txt : 20000320 0000790504-00-000001.hdr.sgml : 20000320 ACCESSION NUMBER: 0000790504-00-000001 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AGILE SOFTWARE CORP CENTRAL INDEX KEY: 0001088653 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770397905 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 144 SEC ACT: SEC FILE NUMBER: 000-27071 FILM NUMBER: 572842 BUSINESS ADDRESS: STREET 1: ONE ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 4089753900 MAIL ADDRESS: STREET 1: ONE ALMADEN BOULEVARD CITY: SAN JOSE STATE: CA ZIP: 95113 COMPANY DATA: COMPANY CONFORMED NAME: BARON CAPITAL MANAGEMENT INC /NY/ CENTRAL INDEX KEY: 0000790504 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 133122938 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2125832000 MAIL ADDRESS: STREET 1: 89TH FLOOR STREET 2: 89TH FLOOR 144 1 FORM 144 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0101 Expires:September 30, 1995 FORM 144 Estimated average burden hours per response.....2.0 NOTICE OF PROPOSED SALE OF SECURITIES SEC USE ONLY PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 Document Sequence No. ATTENTION: Transmit for filing 3 copies of this form Cusip Number with either placing an order with a broker to execute sale or executing a sale Work Location directly with a market maker
- ----------------------------------------------------------------------------------------------------------------------------------- ||1(a) Name of Issuer |(b)IRS Ident. No. |(c) S.E.C. File No. | | | | | | AGILE SOFTWARE CORPORATION | 77-0397905 | 000-27071 | | | | | - ----------------------------------------------------------------------------------------------------------------------------------- |(d) Address of Issuer Street City State Zip Code | (e) Telephone No. | | |---------------------------- | | Area Code| Number | | One Almaden Boulevard, San Jose, California 95113-2253 | 408 | 975-3900 | |---------------------------------------|------------------------------------------------------------------------------------------ |2(a) Name of Person for whose account the |(b) IRS Ident. No. |(c) Relationship to |(d) Address Street City State Zip Code| | Securities are to be sold | | Issuer | | | | | | | | CASTLE ADVISERS, L.P. | 13-3716839 | NONE | 767 Fifth Avenue, New York, NY 10153 | - ----------------------------------------------------------------------------------------------------------------------------------- INSTRUCTION:The person filing this notice should contact the issuer to obtain the IRS Identification Number and the SEC file Number - ----------------------------------------------------------------------------------------------------------------------------------- |3(a) |(b) |SEC USE ONLY|(c) |(d) |(e) |(f) |(g) | | Title of the | Name and Address of Each |------------| Number of | Aggregate | Number of | Approximate|Name of | | Class of | Broker Through Whom the | Broker- | Shares or | Market | Shares or | Date of |Each | | Securities | Securities are to be Offered | Dealer File| Other Units | Value | Other Units| Sale |Securities | | To Be Sold | or Each Market Maker who is | Number | to be Sold | | Outstanding| |Exchange | | | Acquiring the Securities | | | | | | | - ----------------------------------------------------------------------------------------------------------------------------------- | | Needham & Company, Inc. | | | | | | | | COMMON | 445 Park Avenue | | 3,044 | $44,356.75 |22.6 million| 03/17/00 | NASDAQ | | | New York, NY 10022 | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------
TABLE I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
- ----------------------------------------------------------------------------------------------------------------------------------- |Title of |Date you | | Name of Person from Whom Acquired | Amount of |Date of |Nature | |the Class |Acquired | Nature of Acquisition Transaction | |Securities Acquired |Payment |of | | | | | | | |Payment| |----------|---------|-----------------------------------|-----------------------------------|--------------------|--------|-------| | | | | | | | | | COMMON | 06/03/98| Distribution from | Issuer | 1,522 |06/03/98| Cash | | | | Needham Capital Partners | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------|
=============================================================================== TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
- ----------------------------------------------------------------------------------------------------------------------------------- | | | | Amount of |Gross | | Name and Address of Seller | Title of Securities Sold | Date of Sale| Securities Sold|Proceeds| |----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | N/A | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------|
REMARKS: ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. CASTLE ADVISERS, L.P. BY: BARON CAPITAL MANAGEMENT, INC. as General Partner By: March 17, 200 /s/ Ronald Baron - ---------------- ---------------------------------- Date of Notice Ronald Baron, Chairman & CEO -----END PRIVACY-ENHANCED MESSAGE-----