-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H8Vt3moXudkOuNXhCpKkCymwVRolTwli3u0UXUjx1dR6uyFjy+TH14iddaZWYY9V +0L9NgAyDftbCyaF45KY/A== 0001047469-99-027084.txt : 19990713 0001047469-99-027084.hdr.sgml : 19990713 ACCESSION NUMBER: 0001047469-99-027084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990712 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL CORP CENTRAL INDEX KEY: 0000790406 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 410946258 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-14082 FILM NUMBER: 99662703 BUSINESS ADDRESS: STREET 1: ONE MERRILL CIRCLE STREET 2: ENERGY PARK CITY: ST PAUL STATE: MN ZIP: 55108 BUSINESS PHONE: 6126464501 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL CORP/FA DATE OF NAME CHANGE: 19930915 COMPANY DATA: COMPANY CONFORMED NAME: HOGE RONALD N CENTRAL INDEX KEY: 0001012905 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ALLIEDSIGNAL AEROSPACE STREET 2: 2525 W 190TH ST CITY: TORRANCE STATE: CA ZIP: 90504 MAIL ADDRESS: STREET 1: MERRILL CORPORATION STREET 2: ONE MERRILL CIRCLE CITY: ST PAUL STATE: MN ZIP: 55108 4 1 FORM 4 Prepared by MERRILL CORPORATION www.edgaradvantage.com

    FORM 4

/ / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
(Print or Type Responses)
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*   2. Issuer Name and Ticker or Trading Symbol   6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
  Hoge   Ronald   N.     Merrill Corporation (MRLL)      X  Director        10% Owner

 
         
  (Last)   (First)   (Middle)   3. IRS or Social Security Number of Reporting Person (Voluntary)   4. Statement for Month/Year          Officer
    (give title below)
       Other
    (specify below)
  605 Belle Meade Boulevard           06/1999          

       
   
(Street)         5. If Amendment, Date of Original (Month/Year)   7. Individual or Joint/Group Filing
(Check Applicable Line)
 X  Form filed by One Reporting Person
     Form filed by More than
  Nashville   TN   37205                 One Reporting Person

  (City)   (State)   (Zip)                      
              Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
  2. Transaction Date   3. Transaction Code
(Instr. 8)
  4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
  5. Amount of Securities Beneficially Owned at End of Month   6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
  7. Nature of Indirect Beneficial Ownership
(Instr. 4)
        (Month/ Day/ Year)
    (Instr. 3 and 4)            
              Code   V     Amount   (A) or (D)   Price                  

  Common Stock     6-2-99     A(1)         834   A         12,515     D      

                                                   

                                                   

                                                   

                                                   

                                                   

                                                   

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.   (Over)
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).   SEC 1474 (7-97)

POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION
CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM
DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.

FORM 4 (Continued)   Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)
  2. Conversion or Exercise Price of Derivative Security   3. Transaction Date
(Month/Day/Year)
  4. Transaction Code
(Instr. 8)
  5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
  6. Date Exercisable and Expiration Date (Month/Day/Year)
                 
 
                    Code   V     (A)   (D)     Date Exercisable   Expiration Date

Director Stock Option (Right to Buy)     $16.25     6-2-99     A(1)         4,000         12-2-99   6-2-09

                                             

                                             

                                             

                                             

                                             

                                             

                                             

                                             

                                             

                                             


7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
  8. Price of Derivative Security
(Instr. 5)
  9. Number of Derivative Securities Beneficially Owned at End of Month
(Instr. 4)
  10.   Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
  11.   Nature of Indirect Beneficial Ownership
(Instr. 4)
 
                           
  Title   Amount or Number of Shares                            

  Common Stock   4,000     (1)     4,000       D        

                                   

                                   

                                   

                                   

                                   

                                   

                                   

                                   

                                   

                                   

Explanation of Responses: (1) Granted under the Issuer's 1996 Non-employee Director Plan.

    /s/ Ronald N. Hoge   7-12-99
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).  
**Signature of Reporting Person
 
Date
         
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.        
         
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.       Page 2
SEC 1474 (7-97)

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