-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ShiaJRQtcUb3H4pg20KIZwDtCgnNKe0la+3DlJH/w7VPPJ1b8S28hciQmGrIWCXv xmLsWGiH7uJ2iAnx8klEuA== 0000912057-97-005003.txt : 19970222 0000912057-97-005003.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-005003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL CORP CENTRAL INDEX KEY: 0000790406 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 410946258 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38093 FILM NUMBER: 97530454 BUSINESS ADDRESS: STREET 1: ONE MERRILL CIRCLE STREET 2: ENERGY PARK CITY: ST PAUL STATE: MN ZIP: 55108 BUSINESS PHONE: 6126464501 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL CORP/FA DATE OF NAME CHANGE: 19930915 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL KENNETH CENTRAL INDEX KEY: 0000918400 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE MERRILL CIRCLE CITY: ST PAUL STATE: MN ZIP: 55108 BUSINESS PHONE: 6126491272 MAIL ADDRESS: STREET 1: ONE MERRILL CIRCLE CITY: ST. PAUL STATE: MN ZIP: 55108 SC 13G/A 1 SC 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* ------ MERRILL CORPORATION ---------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE ----------------------------------- (Title of Class of Securities) 590175 10 5 ---------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 3 Pages CUSIP No. 590175 10 5 13G Page 2 of 3 Pages --------- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons KENNETH F. MERRILL - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization UNITED STATES - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Beneficially Power 268,053 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Person With Power 0 -------------------------------------------------- (7) Sole Dispositive Power 268,053 -------------------------------------------------- (8) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 268,053 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* /X/ - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 3.38% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 3 of 3 Pages ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 268,053(1) --------------------------------------------------------------------------- (b) Percent of Class: 3.38% (2) --------------------------------------------------------------------------- (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 268,053 ----------------------------------------------------------------- (ii) shared power to vote or to direct the vote 0 (1) ----------------------------------------------------------------- (iii) sole power to dispose or to direct the disposition of 268,053 ----------------------------------------------------------------- (iv) shared power to dispose or to direct the disposition of 0 (1) ----------------------------------------------------------------- _______________ (1) Excludes 45,293 shares benefically owned by Mr. Merrill's spouse. (2) Calculated based on 7,928,506 shares of Merrill Corporation's common stock outstanding as of December 31, 1996. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. /X/ Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable - ------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable - ------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable - ------------------------------------------------------------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable - ------------------------------------------------------------------------------- ITEM 10. CERTIFICATION Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FEBRUARY 14, 1997 ---------------------------------------- (Date) /S/ KENNETH F. MERRILL ---------------------------------------- (Signature) -----END PRIVACY-ENHANCED MESSAGE-----