0001690001-18-000018.txt : 20180831 0001690001-18-000018.hdr.sgml : 20180831 20180831163741 ACCESSION NUMBER: 0001690001-18-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180830 FILED AS OF DATE: 20180831 DATE AS OF CHANGE: 20180831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scarlett Catherine CENTRAL INDEX KEY: 0001741417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 181050477 MAIL ADDRESS: STREET 1: 52 SOUTH BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2018-08-30 0 0000790359 NBT BANCORP INC NBTB 0001741417 Scarlett Catherine 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 EVP, Chief HR & Ethics Officer NBT Bancorp Inc. Common Stock 2018-08-30 4 I 0 4109.558 40.0122 D 0 I 401k NBT Bancorp Inc. Common Stock 2018-08-30 4 I 0 1257.946 40.0122 D 0 I NBT Bancorp ESOP NBT Bancorp Inc. Common Stock 54912 D Phantom Stock NBT Bancorp Inc. Common Stock 7343.964 7343.964 D Sale includes 26.258 shares purchased through dividend reinvestment in June 2018 from the NBT Bancorp Inc. 401k Plan. Sale includes 8.038 shares purchased through dividend reinvestment in June 2018 from the NBT Bancorp Inc. ESOP Plan. Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan. By: F. Sheldon Prentice, Power of Attorney For: Catherine M. Scarlett 2018-08-31