0001611953-16-000111.txt : 20160330 0001611953-16-000111.hdr.sgml : 20160330 20160330153729 ACCESSION NUMBER: 0001611953-16-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160328 FILED AS OF DATE: 20160330 DATE AS OF CHANGE: 20160330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIETRICH MARTIN A CENTRAL INDEX KEY: 0001204704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 161539291 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-03-28 0 0000790359 NBT BANCORP INC NBTB 0001204704 DIETRICH MARTIN A 52 SOUTH BROAD STREET NORWICH NY 13815 1 1 0 0 President & CEO NBT Bancorp NBT Bancorp Inc. Common Stock 2016-03-28 4 A 0 15759.0 0.0 A 161824.045 D NBT Bancorp Inc. Common Stock 19280.595 I 401k NBT Bancorp Inc. Common Stock 340 I Custodian for Minor NBT Bancorp Inc. Common Stock 10731.723 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 25.15 2016-10-29 2024-10-29 NBT Bancorp Inc. Common Stock 20575 20575 D Non-Qualified Stock Option (right to buy) 25.36 2016-10-29 2024-10-29 NBT Bancorp Inc. Common Stock 1166 1166 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 28000 28000 D Non-Qualified Stock Option (right to buy) 26.67 2017-09-14 2025-09-14 NBT Bancorp Inc. Common Stock 13641 13641 D Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant. Reporting person is no longer Custodian for Minor's 415 shares, has no investment power over such, and therefore these shares are not included in this filing. By: F. Sheldon Prentice, Power of Attorney For: Martin A. Dietrich 2016-03-30