0001611953-16-000109.txt : 20160329 0001611953-16-000109.hdr.sgml : 20160329 20160329160217 ACCESSION NUMBER: 0001611953-16-000109 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160328 FILED AS OF DATE: 20160329 DATE AS OF CHANGE: 20160329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRENTICE F SHELDON CENTRAL INDEX KEY: 0001250514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 161535449 MAIL ADDRESS: STREET 1: C/O NBT BANCORP STREET 2: 52 BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-03-28 0 0000790359 NBT BANCORP INC NBTB 0001250514 PRENTICE F SHELDON 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 EVP,General Counsel,Sec'y NBT Bancorp Inc. Common Stock 2016-03-28 4 A 0 3066.0 0.0 A 26082 D NBT Bancorp Inc. Common Stock 1394.79 I 401k NBT Bancorp Inc. Common Stock 466.44 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 24.47 2011-05-01 2020-05-01 NBT Bancorp Inc. Common Stock 10000 10000 D Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. F. Sheldon Prentice 2016-03-29