0001611953-15-000069.txt : 20151110 0001611953-15-000069.hdr.sgml : 20151110 20151109180717 ACCESSION NUMBER: 0001611953-15-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151106 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAVEN DAVID E CENTRAL INDEX KEY: 0001204714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 151216999 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-11-06 0 0000790359 NBT BANCORP INC NBTB 0001204714 RAVEN DAVID E 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 President of Retail Banking NBT Bancorp Inc. Common Stock 2015-11-06 4 M 0 3605.0 20.3617 A 38653.032 D NBT Bancorp Inc. Common Stock 2015-11-06 4 S 0 3605.0 29.95 D 35048.032 D NBT Bancorp Inc. Common Stock 25235.8379 I 401k NBT Bancorp Inc. Common Stock 3207.9817 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 20.3617 2015-11-06 4 M 0 3605.0 29.95 D 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 3605 8824 D Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: David E. Raven 2015-11-09