0001611953-15-000028.txt : 20150218 0001611953-15-000028.hdr.sgml : 20150216 20150217130518 ACCESSION NUMBER: 0001611953-15-000028 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAVEN DAVID E CENTRAL INDEX KEY: 0001204714 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 15620328 5 1 edgardoc.xml PRIMARY DOCUMENT X0306 5 2014-12-31 0 0 0 0000790359 NBT BANCORP INC NBTB 0001204714 RAVEN DAVID E 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 President of Retail Banking NBT Bancorp Inc. Common Stock 2014-12-31 5 J 0 2020.521 0 A 25235.8379 I 401k NBT Bancorp Inc. Common Stock 2014-12-31 5 J 0 109.329 0 A 3207.9817 I NBT Bancorp ESOP NBT Bancorp Inc. Common Stock 42520.032 D Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 17000 17000 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 19000 19000 D Shares were purchased from 1/1/2014 through 12/31/2014 through NBT Bancorp Inc. 401k Plan. Shares were purchased from 1/1/2014 through 12/31/2014 through NBT Bancorp Inc. ESOP Plan. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: David E. Raven 2015-02-17