0001611953-14-000007.txt : 20141113 0001611953-14-000007.hdr.sgml : 20141113 20141113163420 ACCESSION NUMBER: 0001611953-14-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141112 FILED AS OF DATE: 20141113 DATE AS OF CHANGE: 20141113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY JEFFREY M CENTRAL INDEX KEY: 0001384972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 141218856 MAIL ADDRESS: STREET 1: 52 SOUTH BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-11-12 0 0000790359 NBT BANCORP INC NBTB 0001384972 LEVY JEFFREY M 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 EVP/ Pres Commercial Banking NBT Bancorp Inc. Common Stock 2014-11-12 4 M 0 20000 23.293 A 63712.038 D NBT Bancorp Inc. Common Stock 2014-11-12 4 S 0 20000 25.7377 D 43712.038 D NBT Bancorp Inc. Common Stock 5110.218 I 401k NBT Bancorp Inc. Common Stock 1080.335 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 23.293 2014-11-12 4 M 0 20000 25.7377 D 2006-10-01 2015-10-01 NBT Bancorp Inc. Common Stock 20000 0 D Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 5000 5000 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 13000 13000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 9000 9000 D Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: Jeffrey M. Levy 2014-11-13