0001589726-13-000001.txt : 20131030 0001589726-13-000001.hdr.sgml : 20131030 20131030110235 ACCESSION NUMBER: 0001589726-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131028 FILED AS OF DATE: 20131030 DATE AS OF CHANGE: 20131030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAVEN DAVID E CENTRAL INDEX KEY: 0001204714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 131178174 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-10-28 0 0000790359 NBT BANCORP INC NBTB 0001204714 RAVEN DAVID E 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 President of Retail Banking NBT Bancorp Inc. Common Stock 2013-10-28 4 M 0 813 22.1715 A 47699.032 D NBT Bancorp Inc. Common Stock 2013-10-28 4 S 0 813 24.25 D 46886.032 D NBT Bancorp Inc. Common Stock 2013-10-29 4 M 0 15018 22.1715 A 61904.032 D NBT Bancorp Inc. Common Stock 2013-10-29 4 S 0 15018 24.25 D 46886.032 D NBT Bancorp Inc. Common Stock 21013.4739 I 401k NBT Bancorp Inc. Common Stock 2989.7107 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 22.1715 2013-10-28 4 M 0 813 24.25 D 2005-01-01 2014-01-01 NBT Bancorp Inc. Common Stock 813 15018 D Non-Qualified Stock Option (right to buy) 22.1715 2013-10-29 4 M 0 15018 25.25 D 2005-01-01 2014-01-01 NBT Bancorp Inc. Common Stock 15018 0 D Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 17000 17000 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 23.2708 2006-01-20 2015-01-20 NBT Bancorp Inc. Common Stock 16289 16289 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 19000 19000 D Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: David E. Raven 2013-10-30