0001455754-14-000011.txt : 20140117 0001455754-14-000011.hdr.sgml : 20140117 20140117170638 ACCESSION NUMBER: 0001455754-14-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140115 FILED AS OF DATE: 20140117 DATE AS OF CHANGE: 20140117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAVEN DAVID E CENTRAL INDEX KEY: 0001204714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 14535775 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-15 0 0000790359 NBT BANCORP INC NBTB 0001204714 RAVEN DAVID E 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 President of Retail Banking NBT Bancorp Inc. Common Stock 2014-01-15 4 F 0 282 25.09 D 42104.032 D NBT Bancorp Inc. Common Stock 2014-01-15 4 F 0 491 25.09 D 41613.032 D NBT Bancorp Inc. Common Stock 2014-01-15 4 F 0 276 25.09 D 41337.032 D NBT Bancorp Inc. Common Stock 2014-01-16 4 S 0 2353 25.0655 D 38984.032 D NBT Bancorp Inc. Common Stock 21013.4739 I 401k NBT Bancorp Inc. Common Stock 2989.7107 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 17000 17000 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 23.2708 2006-01-20 2015-01-20 NBT Bancorp Inc. Common Stock 16289 16289 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 19000 19000 D The sale price is an average of 97 shares sold at $24.92, 153 shares sold at $25.01, 165 shares sold at $25.02, 100 shares sold at $25.025, 150 shares sold at $25.03, 200 shares sold at $25.04, 150 shares sold at $25.05, 303 shares sold at $25.065, 200 shares sold at $25.07, 500 shares sold at $25.10, 35 shares sold at $25.11, 50 shares sold at $25.12, 50 shares sold at $25.14 and 200 shares sold at $25.17. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: David E. Raven 2014-01-17