0001455754-14-000003.txt : 20140106 0001455754-14-000003.hdr.sgml : 20140106 20140106172357 ACCESSION NUMBER: 0001455754-14-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140102 FILED AS OF DATE: 20140106 DATE AS OF CHANGE: 20140106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY JEFFREY M CENTRAL INDEX KEY: 0001384972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 14510976 MAIL ADDRESS: STREET 1: 52 SOUTH BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-02 0 0000790359 NBT BANCORP INC NBTB 0001384972 LEVY JEFFREY M 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 EVP/ Pres Commercial Banking NBT Bancorp Inc. Common Stock 2014-01-02 4 F 0 394 25.9 D 44370.032 D NBT Bancorp Inc. Common Stock 2014-01-02 4 F 0 356 25.9 D 44014.032 D NBT Bancorp Inc. Common Stock 2014-01-06 4 S 0 484 25.3559 D 43530.032 D NBT Bancorp Inc. Common Stock 4599.239 I 401k NBT Bancorp Inc. Common Stock 1080.335 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 5000 5000 D Non-Qualified Stock Option (right to buy) 23.293 2006-10-01 2015-10-01 NBT Bancorp Inc. Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 13000 13000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 9000 9000 D Payment for Social Security and Medicare taxes on RSU's that have vested, but have been deferred. The sale price is an average 484 shares sold at prices between $25.27 and $25.41. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: Jeffrey M. Levy 2014-01-06