0001455754-13-000005.txt : 20130103 0001455754-13-000005.hdr.sgml : 20130103 20130103144454 ACCESSION NUMBER: 0001455754-13-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130101 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAVEN DAVID E CENTRAL INDEX KEY: 0001204714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 13505992 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-01-01 0 0000790359 NBT BANCORP INC NBTB 0001204714 RAVEN DAVID E 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 President & CEO Pennstar NBT Bancorp Inc. Common Stock 2013-01-01 4 F 0 2314 20.27 D 48291.032 D NBT Bancorp Inc. Common Stock 19004.1329 I 401k NBT Bancorp Inc. Common Stock 2663.3177 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 17000 17000 D Non-Qualified Stock Option (right to buy) 22.1715 2005-01-01 2014-01-01 NBT Bancorp Inc. Common Stock 15831 15831 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 23.2708 2006-01-20 2015-01-20 NBT Bancorp Inc. Common Stock 16289 16289 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 19000 19000 D Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: David E. Raven 2013-01-03