0001455754-12-000017.txt : 20120127 0001455754-12-000017.hdr.sgml : 20120127 20120127162552 ACCESSION NUMBER: 0001455754-12-000017 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRENTICE F SHELDON CENTRAL INDEX KEY: 0001250514 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 12552141 MAIL ADDRESS: STREET 1: C/O NBT BANCORP STREET 2: 52 BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 5 1 edgardoc.xml PRIMARY DOCUMENT X0304 5 2011-12-31 0 0 0 0000790359 NBT BANCORP INC NBTB 0001250514 PRENTICE F SHELDON 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 Corp SVP, Gen. Counsel, Sec'y NBT Bancorp Inc. Common Stock 2011-12-31 5 J 0 347.04 0 A 573.057 I 401k NBT Bancorp Inc. Common Stock 2011-12-31 5 J 0 187.901 0 A 187.901 I NBT Bancorp ESOP NBT Bancorp Inc. Common Stock 2375 D Non-Qualified Stock Option (right to buy) 24.47 2011-05-01 2020-05-01 NBT Bancorp Inc. Common Stock 10000 10000 D Shares were purchased from 1/1/2011 through 12/31/2011 through NBT Bancorp Inc. 401k Plan. Shares were purchased from 1/1/2011 through 12/31/2011 through NBT Bancorp Inc. ESOP Plan. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. F. Sheldon Prentice 2012-01-27