0001455754-12-000016.txt : 20120127 0001455754-12-000016.hdr.sgml : 20120127 20120127162219 ACCESSION NUMBER: 0001455754-12-000016 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY JEFFREY M CENTRAL INDEX KEY: 0001384972 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 12552106 MAIL ADDRESS: STREET 1: 52 SOUTH BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 5 1 edgardoc.xml PRIMARY DOCUMENT X0304 5 2011-12-31 0 0 0 0000790359 NBT BANCORP INC NBTB 0001384972 LEVY JEFFREY M 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 EVP/ Pres Commercial Banking NBT Bancorp Inc. Common Stock 2011-12-31 5 J 0 41.246 0 A 28478.629 D NBT Bancorp Inc. Common Stock 2011-12-31 5 J 0 698.306 0 A 3879.48 I 401k NBT Bancorp Inc. Common Stock 2011-12-31 5 J 0 213.399 0 A 860.875 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 7500 7500 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 5000 5000 D Non-Qualified Stock Option (right to buy) 23.293 2006-10-01 2015-10-01 NBT Bancorp Inc. Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 13000 13000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 9000 9000 D Shares acquired under Dividend Reinvestment Plan at a broker during period of January 1, 2011 to December 31, 2011 at prices ranging from $18.9804 to $21.988 per share. Shares were purchased from 1/1/2011 through 12/31/2011 through NBT Bancorp Inc. 401k Plan. Shares were purchased from 1/1/2011 through 12/31/2011 through NBT Bancorp Inc. ESOP Plan. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. By: F. Sheldon Prentice, Power of Attorney For: Jeffrey M. Levy 2012-01-27