0001455754-12-000014.txt : 20120127 0001455754-12-000014.hdr.sgml : 20120127 20120127160126 ACCESSION NUMBER: 0001455754-12-000014 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120127 DATE AS OF CHANGE: 20120127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIETRICH MARTIN A CENTRAL INDEX KEY: 0001204704 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 12551843 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 5 1 edgardoc.xml PRIMARY DOCUMENT X0304 5 2011-12-31 0 0 0 0000790359 NBT BANCORP INC NBTB 0001204704 DIETRICH MARTIN A 52 SOUTH BROAD STREET NORWICH NY 13815 1 1 0 0 President & CEO NBT Bancorp NBT Bancorp Inc. Common Stock 2011-12-31 5 J 0 459.047 0 A 103772.498 D NBT Bancorp Inc. Common Stock 2011-12-31 5 J 0 513.766 0 A 17953.564 I 401k NBT Bancorp Inc. Common Stock 2011-12-31 5 J 0 213.4 0 A 10512.263 I NBT Bancorp ESOP NBT Bancorp Inc. Common Stock 755 I Custodian for Minor NBT Bancorp Inc. Common Stock 848 I by Spouse Non-Qualified Stock Option (right to buy) 17.538 2004-01-01 2013-01-01 NBT Bancorp Inc. Common Stock 24000 24000 D Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 20.94 2013-11-18 2021-11-18 NBT Bancorp Inc. Common Stock 30000 30000 D Non-Qualified Stock Option (right to buy) 22.1715 2005-01-01 2014-01-01 NBT Bancorp Inc. Common Stock 21311 21311 D Non-Qualified Stock Option (right to buy) 22.205 2006-02-11 2014-02-11 NBT Bancorp Inc. Common Stock 3840 3840 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 30000 30000 D Non-Qualified Stock Option (right to buy) 23.2708 2006-01-20 2015-01-20 NBT Bancorp Inc. Common Stock 22423 22423 D Non-Qualified Stock Option (right to buy) 24.4458 2007-08-01 2015-08-01 NBT Bancorp Inc. Common Stock 6470 6470 D Non-Qualified Stock Option (right to buy) 24.5692 2009-12-27 2017-12-27 NBT Bancorp Inc. Common Stock 12641 12641 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 28000 28000 D Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of January 1, 2011 to December 31, 2011 at prices ranging from $18.9804 to $21.988 per share. Shares were purchased from 1/1/2011 through 12/31/2011 through NBT Bancorp Inc. 401k Plan. Shares were purchased from 1/1/2011 through 12/31/2011 through NBT Bancorp Inc. ESOP Plan. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant. By: F. Sheldon Prentice, Power of Attorney For: Martin A Dietrich 2012-01-27