0001455754-12-000002.txt : 20120118 0001455754-12-000002.hdr.sgml : 20120118 20120118155631 ACCESSION NUMBER: 0001455754-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120115 FILED AS OF DATE: 20120118 DATE AS OF CHANGE: 20120118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRENTICE F SHELDON CENTRAL INDEX KEY: 0001250514 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 12532119 MAIL ADDRESS: STREET 1: C/O NBT BANCORP STREET 2: 52 BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-01-15 0 0000790359 NBT BANCORP INC NBTB 0001250514 PRENTICE F SHELDON 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 Corp SVP, Gen. Counsel, Sec'y NBT Bancorp Inc. Common Stock 2012-01-15 4 F 0 199 23.14 D 2176 D NBT Bancorp Inc. Common Stock 2012-01-18 4 A 0 6440 0 A 8616 D NBT Bancorp Inc. Common Stock 2012-01-18 4 A 0 1375 0 A 9991 D NBT Bancorp Inc. Common Stock 226.017 I 401k Non-Qualified Stock Option (right to buy) 24.47 2011-05-01 2020-05-01 NBT Bancorp Inc. Common Stock 10000 10000 D Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vests four years following the end of a performance period. Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. F. Sheldon Prentice 2012-01-18