-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HfLg6WJ0+h8yIRTWxAnF0si9Tsnt0tHZUmwQ1QX+oDa216hteNqkt47zfaU18Id1 m5OA4AFiubrgPDjD7pMjmw== 0001455754-11-000021.txt : 20110209 0001455754-11-000021.hdr.sgml : 20110209 20110209152158 ACCESSION NUMBER: 0001455754-11-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110209 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIETRICH MARTIN A CENTRAL INDEX KEY: 0001204704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 11586876 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-02-09 0 0000790359 NBT BANCORP INC NBTB 0001204704 DIETRICH MARTIN A 52 SOUTH BROAD STREET NORWICH NY 13815 1 1 0 0 President & CEO NBT Bancorp NBT Bancorp Inc. Common Stock 2011-02-09 4 S 0 2554 24.4 D 95715.766 D NBT Bancorp Inc. Common Stock 16379.243 I 401k NBT Bancorp Inc. Common Stock 755 I Custodian for Minor NBT Bancorp Inc. Common Stock 9612.386 I NBT Bancorp ESOP NBT Bancorp Inc. Common Stock 848 I by Spouse Non-Qualified Stock Option (right to buy) 14.3492 2003-01-28 2012-01-28 NBT Bancorp Inc. Common Stock 30000 30000 D Non-Qualified Stock Option (right to buy) 17.538 2004-01-01 2013-01-01 NBT Bancorp Inc. Common Stock 24000 24000 D Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 22.1715 2005-01-01 2014-01-01 NBT Bancorp Inc. Common Stock 21311 21311 D Non-Qualified Stock Option (right to buy) 22.205 2006-02-11 2014-02-11 NBT Bancorp Inc. Common Stock 3840 3840 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 30000 30000 D Non-Qualified Stock Option (right to buy) 23.2708 2006-01-20 2015-01-20 NBT Bancorp Inc. Common Stock 22423 22423 D Non-Qualified Stock Option (right to buy) 24.4458 2007-08-01 2015-08-01 NBT Bancorp Inc. Common Stock 6470 6470 D Non-Qualified Stock Option (right to buy) 24.5692 2009-12-27 2017-12-27 NBT Bancorp Inc. Common Stock 12641 12641 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 28000 28000 D Mr. Dietrich maintains a 10b5-1 plan ("the Plan") pursuant to which the Company's shares are sold. E*Trade Securities LLC inadvertently omitted to sell 2,554 shares as called for by the Plan on January 3, 2011 for which the market price of the instant securities was $24.40 per share. E*Trade Securities LLC has credited Mr. Dietrich's account with the price of the instant securities at $24.40 per share instead of the current price of $23.42 per share. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan reload grant vests 100% two years after date of its grant. By: F. Sheldon Prentice, Power of Attorney For: Martin A Dietrich 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----