-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GSURaz5BSjs+gkD/3pBxC+83j1nirzL7jckVspAS/X+8fvxjblyBO2qkWbvGos/6 e2D+a2O8bkqHw71JzE6Dqw== 0001455754-10-000010.txt : 20100122 0001455754-10-000010.hdr.sgml : 20100122 20100122111625 ACCESSION NUMBER: 0001455754-10-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100121 FILED AS OF DATE: 20100122 DATE AS OF CHANGE: 20100122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAVEN DAVID E CENTRAL INDEX KEY: 0001204714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-14703 FILM NUMBER: 10540615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NBT BANCORP INC CENTRAL INDEX KEY: 0000790359 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161268674 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 S BROAD ST CITY: NORWICH STATE: NY ZIP: 13815 BUSINESS PHONE: 6073372265 MAIL ADDRESS: STREET 1: 52 S. BROAD STREET CITY: NORWICH STATE: NY ZIP: 13815 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-01-21 0 0000790359 NBT BANCORP INC NBTB 0001204714 RAVEN DAVID E 52 SOUTH BROAD STREET NORWICH NY 13815 0 1 0 0 President & CEO Pennstar NBT Bancorp Inc. Common Stock 2010-01-21 4 A 0 4500 0 A 27855.032 D NBT Bancorp Inc. Common Stock 14248.4749 I 401k NBT Bancorp Inc. Common Stock 1672.7197 I NBT Bancorp ESOP Non-Qualified Stock Option (right to buy) 20.19 2011-01-15 2020-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 20.3617 2009-01-15 2018-01-15 NBT Bancorp Inc. Common Stock 17000 17000 D Non-Qualified Stock Option (right to buy) 22.1715 2005-01-01 2014-01-01 NBT Bancorp Inc. Common Stock 15831 15831 D Non-Qualified Stock Option (right to buy) 22.352 2007-01-01 2016-01-01 NBT Bancorp Inc. Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 23.2708 2006-01-20 2015-01-20 NBT Bancorp Inc. Common Stock 16289 16289 D Non-Qualified Stock Option (right to buy) 25.38 2010-01-15 2019-01-15 NBT Bancorp Inc. Common Stock 18000 18000 D Non-Qualified Stock Option (right to buy) 25.762 2008-01-01 2017-01-01 NBT Bancorp Inc. Common Stock 19000 19000 D The award is in the form of restricted stock units which represents a contingent right to receive one share of NBT Bancorp Inc. common stock for each stock unit awarded. The restricted stock units vest in full as of the fifth anniversary of the Grant Date and may not be settled in cash. Pursuant to NBT Bancorp Inc. 2009 Omnibus Stock Option Agreement the grant vests 40% for first year, 20% annually for following years. Pursuant to NBT Bancorp Inc. 1993 Stock Option Plan grant vests 40% for first year, 20% annually for following years. By: Michael J. Chewens, Power of Attorney For: David E. Raven 2010-01-22 -----END PRIVACY-ENHANCED MESSAGE-----