0001365133-11-000029.txt : 20111025
0001365133-11-000029.hdr.sgml : 20111025
20111025152112
ACCESSION NUMBER: 0001365133-11-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111024
FILED AS OF DATE: 20111025
DATE AS OF CHANGE: 20111025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOREJSI STEWART R
CENTRAL INDEX KEY: 0001246903
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04605
FILM NUMBER: 111156594
MAIL ADDRESS:
STREET 1: 200 SOUTH SANTA FE
CITY: SALINA
STATE: KS
ZIP: 67401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST OPPORTUNITY FUND INC
CENTRAL INDEX KEY: 0000790202
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133341573
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST FINANCIAL FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST SAVINGS & BANKING INSTITUTIONS FUND INC
DATE OF NAME CHANGE: 19860402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CICIORA SUSAN L
CENTRAL INDEX KEY: 0001245558
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04605
FILM NUMBER: 111156595
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET, STE A
CITY: BOULDER
STATE: CO
ZIP: 80302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MILDRED B. HOREJSI TRUST
CENTRAL INDEX KEY: 0001365133
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04605
FILM NUMBER: 111156596
BUSINESS ADDRESS:
STREET 1: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
BUSINESS PHONE: (303) 442-2156
MAIL ADDRESS:
STREET 1: 1029 WEST 3RD AVENUE, SUITE 400
CITY: ANCHORAGE
STATE: AK
ZIP: 99503
FORMER NAME:
FORMER CONFORMED NAME: Mildred B. Horejsi Trust
DATE OF NAME CHANGE: 20060605
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0304
4
2011-10-24
0
0000790202
FIRST OPPORTUNITY FUND INC
FOFI
0001365133
MILDRED B. HOREJSI TRUST
1029 WEST 3RD AVENUE, SUITE 400
ANCHORAGE
AK
99503
0
0
1
0
0001245558
CICIORA SUSAN L
2344 SPRUCE STREET, STE A
BOULDER
CO
80302
1
0
0
0
0001246903
HOREJSI STEWART R
200 SOUTH SANTA FE
SALINA
KS
67401
0
0
1
0
Common Stock
2011-10-24
4
P
0
2406
6.32
A
2561679
D
Common Stock
2011-10-24
4
P
0
3700
6.35
A
2565379
D
The trustees of the Mildred B. Horejsi Trust (the "Mildred Trust") are Alaska Trust Company ("Alaska Trust"), Susan L. Ciciora and Brian Sippy. Such trustees may be deemed to control the Mildred Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Mildred Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Mildred Trust. Accordingly, Alaska Trust, Ms. Ciciora and Mr. Sippy disclaim beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Mildred Trust. In addition to serving as a trustee, Ms. Ciciora is also a beneficiary of the Mildred Trust.
As a result of his advisory role with the Mildred Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Mildred Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Mildred Trust.
Trusts affiliated with the Mildred Trust, including the Lola Brown Trust No. 1B, the Susan L. Ciciora Trust, and the Stewart R. Horejsi Trust No. 2, own an aggregate of 10,744,672 Shares of the Fund following these transactions.
Douglas J. Blattmachr, President, Alaska Trust Company, trustee of the Mildred B. Horejsi Trust
2011-10-25
Susan L. Ciciora
2011-10-25
Stewart R. Horejsi
2011-10-25