-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HUTFZerFZzztxMlTpfVUx12FVDBwyCna04jvz4cZh95pfzCLZEF51EP4/3x6XYF1 G6K14g0w8RB9Ui2LOTFyHQ== 0001365133-06-000013.txt : 20060929 0001365133-06-000013.hdr.sgml : 20060929 20060929124823 ACCESSION NUMBER: 0001365133-06-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060927 FILED AS OF DATE: 20060929 DATE AS OF CHANGE: 20060929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOREJSI STEWART R CENTRAL INDEX KEY: 0001246903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 061116397 BUSINESS ADDRESS: BUSINESS PHONE: 7858270910 MAIL ADDRESS: STREET 1: 200 SOUTH SANTA FE CITY: SALINA STATE: KS ZIP: 67401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FINANCIAL FUND INC CENTRAL INDEX KEY: 0000790202 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133341573 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034445483 MAIL ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SAVINGS & BANKING INSTITUTIONS FUND INC DATE OF NAME CHANGE: 19860402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mildred B. Horejsi Trust CENTRAL INDEX KEY: 0001365133 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 061116398 BUSINESS ADDRESS: STREET 1: 3301 C STREET, SUITE 100 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: (303) 442-2156 MAIL ADDRESS: STREET 1: 3301 C STREET, SUITE 100 CITY: ANCHORAGE STATE: AK ZIP: 99503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CICIORA SUSAN L CENTRAL INDEX KEY: 0001245558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 061116396 BUSINESS ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034422156 MAIL ADDRESS: STREET 1: 2344 SPRUCE STREET, STE A CITY: BOULDER STATE: CO ZIP: 80302 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-09-27 0 0000790202 FIRST FINANCIAL FUND INC FF 0001365133 Mildred B. Horejsi Trust 3301 C STREET, SUITE 100 ANCHORAGE AK 99503 0 0 1 0 0001246903 HOREJSI STEWART R 200 SOUTH SANTA FE SALINA KS 67401 0 0 1 0 0001245558 CICIORA SUSAN L 2344 SPRUCE STREET, STE A BOULDER CO 80302 1 0 0 0 Common Stock 2006-09-27 4 S 0 6200 17.3 D 2243885 D Common Stock 2006-09-27 4 S 0 1400 17.28 D 2242485 D Common Stock 2006-09-27 4 S 0 1000 17.27 D 2241485 D Common Stock 2006-09-27 4 S 0 1513 17.29 D 2239972 D Common Stock 2006-09-28 4 S 0 3438 17.29 D 2236534 D The trustees of the Mildred B. Horejsi Trust (the "Mildred Trust") are Badlands Trust Company ("Badlands"), Susan L. Ciciora and Brian Sippy. Such trustees may be deemed to control the Mildred Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Mildred Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Mildred Trust. Accordingly, Badlands, Ms. Ciciora and Mr. Sippy disclaim beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Mildred Trust. In addition to serving as a trustee, Ms. Ciciora is also a beneficiary of the Mildred Trust. As a result of his advisory role with the Mildred Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Mildred Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Mildred Trust. Trusts affiliated with the Mildred Trust, including the Ernest Horejsi Trust No. 1B, the Lola Brown Trust No. 1B, the Susan L. Ciciora Trust, and the Stewart R. Horejsi Trust No. 2, own an aggregate of 10,415,829 Shares of the Fund following these transactions. Stephen C. Miller, President, Badlands Trust Company, LLC, trustee of the Mildred B. Horejsi Trust 2006-09-29 Stewart R. Horejsi 2006-09-29 Susan L. Ciciora 2006-09-29 -----END PRIVACY-ENHANCED MESSAGE-----