-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G2A9vFGvD3KvFFTSSGPNnNMPGYFfdc03B/qt/A5ubOTRc+xLJZOyJlGfwTA3RTmE wXuwDvuTCDfloCE52AJrHA== 0001245551-07-000003.txt : 20070517 0001245551-07-000003.hdr.sgml : 20070517 20070517144706 ACCESSION NUMBER: 0001245551-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070516 FILED AS OF DATE: 20070517 DATE AS OF CHANGE: 20070517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FINANCIAL FUND INC CENTRAL INDEX KEY: 0000790202 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133341573 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2344 SPRUCE STREET STREET 2: SUITE A CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 3034445483 MAIL ADDRESS: STREET 1: 2344 SPRUCE STREET STREET 2: SUITE A CITY: BOULDER STATE: CO ZIP: 80302 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SAVINGS & BANKING INSTITUTIONS FUND INC DATE OF NAME CHANGE: 19860402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER STEPHEN C CENTRAL INDEX KEY: 0001245551 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 07860916 BUSINESS ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034422156 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-05-16 0 0000790202 FIRST FINANCIAL FUND INC FF 0001245551 MILLER STEPHEN C 2344 SPRUCE STREET STE A BOULDER CO 80302 0 1 0 0 President Common Stock 2007-05-16 4 P 0 3500 14.13 A 8550 I By Self as Member of EMLLC Such transactions were effected by Erma Miller, LLC. The members of Erma Miller, LLC ("EMLLC") are Erma Miller, Stephen C. Miller, William Miller, Susan Roof, and Cynthia Ziegler. Such members may be deemed to control EMLLC and may be deemed to possess indirect beneficial ownership of the Shares held by EMLLC. Stephen C. Miller and Erma Miller, acting alone, can vote or exercise dispositive authority over Shares held by EMLLC. In addition to the Shares listed, Mr. Miller also owns 2,900 Shares directly. Stephen C. Miller 2007-05-17 -----END PRIVACY-ENHANCED MESSAGE-----