0001228051-12-000033.txt : 20121102 0001228051-12-000033.hdr.sgml : 20121102 20121102110550 ACCESSION NUMBER: 0001228051-12-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121102 DATE AS OF CHANGE: 20121102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST OPPORTUNITY FUND INC CENTRAL INDEX KEY: 0000790202 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133341573 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2344 SPRUCE STREET STREET 2: SUITE A CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 3034445483 MAIL ADDRESS: STREET 1: 2344 SPRUCE STREET STREET 2: SUITE A CITY: BOULDER STATE: CO ZIP: 80302 FORMER COMPANY: FORMER CONFORMED NAME: FIRST FINANCIAL FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SAVINGS & BANKING INSTITUTIONS FUND INC DATE OF NAME CHANGE: 19860402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS NICHOLAS C CENTRAL INDEX KEY: 0001228051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 121175556 MAIL ADDRESS: STREET 1: 280 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-10-31 0 0000790202 FIRST OPPORTUNITY FUND INC FOFI 0001228051 ADAMS NICHOLAS C 280 CONGRESS STREET BOSTON MA 02210 0 1 0 0 Officer of Investment Adviser Common Stock 2012-10-31 4 P 0 500 7.63 A 712913 D Common Stock 2012-10-31 4 P 0 250 7.65 A 713163 D Common Stock 2012-10-31 4 P 0 8800 7.67 A 721963 D Common Stock 2012-10-31 4 P 0 8050 7.68 A 730013 D Common Stock 2012-11-01 4 P 0 8800 7.68 A 738813 D Common Stock 2012-11-01 4 P 0 17250 7.71 A 756063 D Common Stock 2012-11-01 4 P 0 8800 7.72 A 764863 D Common Stock 2012-11-01 4 P 0 8800 7.73 A 773663 D John E. Bruno - Attorney-in-Fact 2012-11-02