0001228051-12-000009.txt : 20120509
0001228051-12-000009.hdr.sgml : 20120509
20120509095520
ACCESSION NUMBER: 0001228051-12-000009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20120507
FILED AS OF DATE: 20120509
DATE AS OF CHANGE: 20120509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST OPPORTUNITY FUND INC
CENTRAL INDEX KEY: 0000790202
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 133341573
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
BUSINESS PHONE: 3034445483
MAIL ADDRESS:
STREET 1: 2344 SPRUCE STREET
STREET 2: SUITE A
CITY: BOULDER
STATE: CO
ZIP: 80302
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST FINANCIAL FUND INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST SAVINGS & BANKING INSTITUTIONS FUND INC
DATE OF NAME CHANGE: 19860402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS NICHOLAS C
CENTRAL INDEX KEY: 0001228051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-04605
FILM NUMBER: 12824102
MAIL ADDRESS:
STREET 1: 280 CONGRESS STREET
CITY: BOSTON
STATE: MA
ZIP: 02210
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0305
4
2012-05-07
0
0000790202
FIRST OPPORTUNITY FUND INC
FOFI
0001228051
ADAMS NICHOLAS C
280 CONGRESS STREET
BOSTON
MA
02210
0
1
0
0
Officer of Investment Adviser
Common Stock
2012-05-07
4
P
0
1272
7.2
A
130624
D
Common Stock
2012-05-07
4
P
0
500
7.22
A
131124
D
Common Stock
2012-05-07
4
P
0
7900
7.25
A
139024
D
Common Stock
2012-05-07
4
P
0
500
7.26
A
139524
D
Common Stock
2012-05-07
4
P
0
3228
7.27
A
142752
D
Common Stock
2012-05-07
4
P
0
8800
7.29
A
151552
D
Common Stock
2012-05-08
4
P
0
7100
7.23
A
158652
D
Common Stock
2012-05-08
4
P
0
4800
7.25
A
163452
D
Common Stock
2012-05-08
4
P
0
400
7.28
A
163852
D
Common Stock
2012-05-08
4
P
0
650
7.3
A
164502
D
Common Stock
2012-05-08
4
P
0
4150
7.32
A
168652
D
Common Stock
2012-05-08
4
P
0
5138
7.35
A
173790
D
Common Stock
2012-05-08
4
P
0
2262
7.36
A
176052
D
John E. Bruno - Attorney-in-Fact
2012-05-09
EX-24
2
poaadams.txt
POWER OF ATTORNEY
POWER OF ATTORNEY
The undersigned hereby constitutes and appoints John E. Bruno, Cynthia M.
Clarke, Matthew N. Goldin and Robert J. Toner, and each of them singly
as true and lawful attorneys with full power to them and each of them, to
execute, on behalf of the undersigned, in the capacity listed below, any
and all statements or reports under Section 16 of the Securities Exchange
Act of 1934, as amended, with respect to the beneficial ownership of
reportable securities issued by First Opportunity Fund, Inc. including,
without limitation, all initial statements of beneficial ownership
on Form 3, all statements of changes of beneficial ownership on Form 4 and all
annual statements of beneficial ownership on Form 5, and any and all other
documents that may be required, from time to time, to be filed with the
Securities and Exchange Commission and any exchange upon which such Funds are
listed, to execute any and all amendments or supplements to any such
statements or forms, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission and any exchange upon which such Funds are listed, granting to said
attorney, full power and authority to do so and perform each and every act and
thing requisite and necessary to be done in and about the premises, as fully
to all intents and purposes as the undersigned might or could do in person,
hereby ratifying and confirming all that said attorneys or any of them may
lawfully do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, the undersigned has set his hand on this
7th day of May 2012.
/s/ Nicholas C. Adams
Name: Nicholas C. Adams
Title: Senior Vice President