EX-99.906CERT 3 a09-34363_1ex99d906cert.htm EX-99.906CERT

Exhibit 99.906CERT

 

CERTIFICATIONS PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT

 

I, Stephen C. Miller, President of the First Opportunity Fund, Inc. (the “Registrant”), certify that:

 

1.       The Form N-CSR of the Registrant (the “Report”) fully complies with the requirements of  Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 

2.        The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

 

Date:

December 4, 2009

/s/ Stephen C. Miller

 

 

Stephen C. Miller, President

 

 

(Principal Executive Officer)

 



 

CERTIFICATIONS PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT

 

I, Carl D. Johns, Vice President and Treasurer of the First Opportunity Fund, Inc. (the “Registrant”), certify that:

 

1.        The Form N-CSR of the Registrant (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 

2.        The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Registrant.

 

 

Date:

December 4, 2009

/s/ Carl D. Johns

 

 

Carl D. Johns, Vice President and Treasurer

 

 

(Principal Financial Officer)