-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gfy+C3GC5DzuxmJeOM7E5cpiCCIOUlJZ5fh2wfEqY00VNtVPAZlecP7CO9WWjkmF tvTWp8SYOWR/3OhbIgOXQg== 0001091477-05-000032.txt : 20051130 0001091477-05-000032.hdr.sgml : 20051130 20051130115813 ACCESSION NUMBER: 0001091477-05-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051129 FILED AS OF DATE: 20051130 DATE AS OF CHANGE: 20051130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOREJSI STEWART R CENTRAL INDEX KEY: 0001246903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 051233650 BUSINESS ADDRESS: BUSINESS PHONE: 7858270910 MAIL ADDRESS: STREET 1: 200 SOUTH SANTA FE CITY: SALINA STATE: KS ZIP: 67401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FINANCIAL FUND INC CENTRAL INDEX KEY: 0000790202 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133341573 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034445483 MAIL ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SAVINGS & BANKING INSTITUTIONS FUND INC DATE OF NAME CHANGE: 19860402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERNEST HOREJSI TRUST NO 1B CENTRAL INDEX KEY: 0001091477 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 051233651 BUSINESS ADDRESS: STREET 1: 3601 C STREET, STE 600 CITY: ANCHORAGE STATE: AK ZIP: 99503 BUSINESS PHONE: (303) 442-2156 MAIL ADDRESS: STREET 1: 3601 C STREET, STE 600 CITY: ANCHORAGE STATE: AK ZIP: 99503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CICIORA SUSAN L CENTRAL INDEX KEY: 0001245558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 051233649 BUSINESS ADDRESS: STREET 1: 1680 38TH STREET STREET 2: SUITE 800 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3034422156 MAIL ADDRESS: STREET 1: 1680 38TH STREET, STE 800 CITY: BOULDER STATE: CO ZIP: 80301 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-11-29 0 0000790202 FIRST FINANCIAL FUND INC FF 0001091477 ERNEST HOREJSI TRUST NO 1B 3601 C STREET, STE 600 ANCHORAGE AK 99503 0 0 1 0 0001246903 HOREJSI STEWART R 200 SOUTH SANTA FE SALINA KS 67401 0 0 1 0 0001245558 CICIORA SUSAN L 1680 38TH STREET, STE 800 BOULDER CO 80301 1 0 0 0 Common Stock 2005-11-29 4 S 0 10400 21.8 D 1436300 D Common Stock 2005-11-29 4 S 0 1100 21.81 D 1435200 D Common Stock 2005-11-29 4 S 0 2800 21.83 D 1432400 D Common Stock 2005-11-29 4 S 0 4000 21.78 D 1428400 D Common Stock 2005-11-29 4 S 0 1400 21.75 D 1427000 D Common Stock 2005-11-29 4 S 0 1000 21.61 D 1426000 D Common Stock 2005-11-29 4 S 0 100 21.66 D 1425900 D Common Stock 2005-11-29 4 S 0 1000 21.6 D 1424900 D Common Stock 2005-11-29 4 S 0 600 21.55 D 1424300 D Common Stock 2005-11-29 4 S 0 1000 21.53 D 1423300 D Common Stock 2005-11-29 4 S 0 1000 21.5 D 1422300 D The trustees of the Ernest Horejsi Trust No. 1B (the "Ernest Trust") are Badlands Trust Company ("Badlands"), Susan L. Ciciora and Larry Dunlap. Such trustees may be deemed to control the Ernest Trust and may be deemed to possess indirect beneficial ownership of the Shares held by the Ernest Trust. However, none of the trustees, acting alone, can vote or exercise dispositive authority over Shares held by the Ernest Trust. Accordingly, Badlands, Ms. Ciciora and Mr. Dunlap disclaim beneficial ownership of the Shares beneficially owned, directly or indirectly, by the Ernest Trust. In addition to serving as a trustee, Ms. Ciciora is also a beneficiary of the Ernest Trust. As a result of his advisory role with the Ernest Trust, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the Ernest Trust. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the Ernest Trust. Trusts affiliated with the Ernest Trust, including the Lola Brown Trust No. 1B, the Mildred B. Horejsi Trust, the Susan L. Ciciora Trust, and the Stewart R. Horejsi Trust No. 2, own an aggregate of 8,750,700 Shares of the Fund following these transactions. Stephen C. Miller, President, Badlands Trust Company, LLC, trustee of the Ernest Horejsi Trust No. 1B 2005-11-30 Stewart R. Horejsi 2005-11-30 Susan L. Ciciora 2005-11-30 -----END PRIVACY-ENHANCED MESSAGE-----