-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2WBoK+/XayPMu8FuAX8DUxz4QKYSoYh97MyxOHzGBmWMl2E2CFTuWTwSclSY6pg V/KsXFfwI4u01BlhVPWRJQ== 0000940400-03-000566.txt : 20031201 0000940400-03-000566.hdr.sgml : 20031201 20031201161749 ACCESSION NUMBER: 0000940400-03-000566 CONFORMED SUBMISSION TYPE: NT-NSAR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031201 EFFECTIVENESS DATE: 20031201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FINANCIAL FUND INC CENTRAL INDEX KEY: 0000790202 IRS NUMBER: 133341573 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NT-NSAR/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-04605 FILM NUMBER: 031030279 BUSINESS ADDRESS: STREET 1: GATEWAY ENTER THREE 100 MULBERRY ST CITY: NEWARK STATE: NJ ZIP: 07102-4077 BUSINESS PHONE: 2013677530 MAIL ADDRESS: STREET 1: GATEWAY CENTER THREE 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102-4077 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SAVINGS & BANKING INSTITUTIONS FUND INC DATE OF NAME CHANGE: 19860402 NT-NSAR/A 1 extensio.txt EDGAR Submission NT-NSAR Securities and Exchange Commission Washington, DC 20549 FORM 12b-25 Commission File Number: 811-_4605____ NOTIFICATION OF LATE FILING (Check One): [ ]Form 10K [ ]Form 11-K [ ]Form 20-F [ ]Form 10-Q [ x ]Form N-SAR FOR PERIOD ENDED: ___September 30, 2003______________ Nothing in this form shall be construed to imply that the Commission has verified any information contained herein. If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates: PART I Registrant Information Full Name of Registrant: First Financial Fund, Inc.________________________________ Former Name if applicable: Address of principal executive office: 1680 38th Street Suite 800 City, state and zip code: _Boulder, CO 80301_________________________ PART II Rule 12b-25 (b) AND (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25 (b), the following should be completed. (Check box if appropriate.) [ X ] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; (b) The subject annual report, semi-annual report, transition report on Form 10-K, 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the 15th calendar day following the prescribed due date: or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant's statement or other exhibit require by Rule 12b-25(c) has been attached if applicable. PART III NARRATIVE State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F, 10-Q, N-SAR or the transition report portion thereof could not be filed within the prescribed time period. (Attach extra sheets if needed.) Due to Administrator change mid-year extension is requested to ensure the accuracy of all information within Form N-SAR. PART IV OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification: Name: ____Molly Strout____________ Telephone: _508-871-9968___________________ (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the Registrant was required to file such report(s) been filed If the answer is no, identify report(s). [YES or NO] YES (3) Is it is anticipated that any significant change in results of operations from the corresponding period over the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [YES or NO] NO If so: attach an explanation of the anticipated change both narratively and quantitatively, and if appropriate, state the reasons why a reasonable estimate of the results cannot be made. First Financial Fund, Inc._____ (Name of Registrant as Specified in Charter) Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date: ____November 28, 2003___________________ By: Carl Johns (Vice President)_______________ _________________________ Instruction. The form may be signed by an executive officer of the registrant or by another duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. -----END PRIVACY-ENHANCED MESSAGE-----