-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HTrbFb8fEq1NI0ySv8URd7UV0P4h31YOSO/r3ITnY1HMeuhGJFyiqLOlKaM/jrFs ZGTToujLIudauHsQbPZRcQ== 0000790202-97-000004.txt : 19971203 0000790202-97-000004.hdr.sgml : 19971203 ACCESSION NUMBER: 0000790202-97-000004 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19970930 FILED AS OF DATE: 19971202 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FINANCIAL FUND INC CENTRAL INDEX KEY: 0000790202 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133341573 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-04605 FILM NUMBER: 97731136 BUSINESS ADDRESS: STREET 1: GATEWAY ENTER THREE 100 MULBERRY ST CITY: NEWARK STATE: NJ ZIP: 07102-4077 BUSINESS PHONE: 2013671496 MAIL ADDRESS: STREET 1: GATEWAY CENTER THREE 100 MULBERRY STREET CITY: NEWARK STATE: NJ ZIP: 07102-4077 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SAVINGS & BANKING INSTITUTIONS FUND INC DATE OF NAME CHANGE: 19860402 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 09/30/97 000 C000000 0000790202 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 FIRST FINANCIAL FUND, INC. 001 B000000 811-4605 001 C000000 9733677530 002 A000000 100 MULBERRY STREET, 9TH FLOOR 002 B000000 NEWARK 002 C000000 NJ 002 D010000 07102 002 D020000 4077 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 WELLINGTON MANAGEMENT COMPANY, LLP 008 B000001 A 008 C000001 801-15908 008 D010001 BOSTON 008 D020001 MA 008 D030001 02109 010 A000001 PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC 010 B000001 811-31104 010 C010001 NEWARK 010 C020001 NJ 010 C030001 07102 010 C040001 4077 011 A000001 PRUDENTIAL SECURITIES INCORPORATED 011 B000001 8-27154 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10292 012 A000001 STATE STREET BANK AND TRUST COMPANY PAGE 2 012 B000001 84-111111 012 C010001 NORTH QUINCY 012 C020001 MA 012 C030001 02171 013 A000001 PRICE WATERHOUSE LLP 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10036 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 NORTH QUINCY 015 C020001 MA 015 C030001 02171 015 E010001 X 018 000000 Y 019 A000000 N 019 B000000 0 020 A000001 MONTGOMERY SECURITIES 020 B000001 94-1701676 020 C000001 53 020 A000002 WEEDEN & CO., L.P. 020 B000002 13-3364318 020 C000002 23 020 A000003 ROBINSON-HUMPHERY CO., INC. (THE) 020 B000003 58-1472560 020 C000003 19 020 A000004 SMITH BARNEY, INC. 020 B000004 13-1912900 020 C000004 18 020 A000005 CANTOR FITZGERALD & CO. 020 B000005 13-3680184 020 C000005 13 020 A000006 INSTINET CORP. 020 B000006 13-3443395 020 C000006 8 020 A000007 FRIEDMAN, BILLINGS, RAMSEY & CO., INC. 020 B000007 52-1630477 020 C000007 8 020 A000008 ITG, INC. 020 B000008 95-4339369 020 C000008 8 020 A000009 LEHMAN BROTHERS, INC. 020 B000009 13-2518466 020 C000009 6 020 A000010 JEFFERIES & CO., INC. 020 B000010 95-2622900 020 C000010 5 021 000000 168 022 A000001 SWISS BANK CORP. 022 C000001 597770 022 D000001 0 PAGE 3 022 A000002 LEHMAN BROTHERS, INC. 022 B000002 13-2518466 022 C000002 256668 022 D000002 0 022 A000003 PAINEWEBBER, INC. 022 B000003 13-2638166 022 C000003 151363 022 D000003 0 022 A000004 LANSTON (AUBREY G.) & CO., INC. 022 B000004 13-5552129 022 C000004 79425 022 D000004 0 022 A000005 MORGAN GUARANTY & TRUST CO. 022 C000005 53956 022 D000005 0 022 A000006 FRIEDMAN, BILLINGS, RAMSEY & CO., INC. 022 B000006 52-1630477 022 C000006 20567 022 D000006 1073 022 A000007 PARIBAS CORP. 022 B000007 13-3235334 022 C000007 18757 022 D000007 0 022 A000008 SMITH BARNEY, INC. 022 B000008 13-1912900 022 C000008 11331 022 D000008 3652 022 A000009 BEAR, STEARNS & CO., INC. 022 B000009 13-3299429 022 C000009 8606 022 D000009 0 022 A000010 SANDLER O'NEILL & PARTNERS, L.P. 022 C000010 2273 022 D000010 6213 023 C000000 1210810 023 D000000 29854 024 000000 Y 025 A000001 LEGG MASON WOOD WALKER, INC. 025 B000001 52-0902557 025 C000001 E 025 D000001 10339 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N PAGE 4 026 D000000 Y 026 E000000 Y 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 N 028 A010000 0 028 A020000 0 028 A030000 0 028 A040000 0 028 B010000 0 028 B020000 0 028 B030000 0 028 B040000 0 028 C010000 0 028 C020000 0 028 C030000 0 028 C040000 0 028 D010000 0 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9543 074 C000000 4 074 D000000 16566 074 E000000 2750 074 F000000 366979 074 G000000 0 074 H000000 0 074 I000000 7188 074 J000000 1648 074 K000000 0 074 L000000 685 074 M000000 111 074 N000000 406477 074 O000000 0 074 P000000 681 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 32125 074 S000000 0 074 T000000 373671 074 U010000 17728 074 U020000 0 074 V010000 21.08 074 V020000 0.00 074 W000000 0.0000 074 X000000 1481 074 Y000000 0 075 A000000 0 075 B000000 301821 076 000000 22.94 077 A000000 Y 077 B000000 N 077 C000000 N PAGE 9 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 Y 077 Q030000 N 078 000000 N 080 C000000 0 081 B000000 0 082 B000000 0 083 B000000 0 084 B000000 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 087 A010000 COMMON STOCK 087 A020000 320228109 087 A030000 FF 088 A000000 N 088 B000000 N 088 C000000 N 088 D000000 N SIGNATURE TITLE EX-27 2 FIRST FINANCIAL FUND
6 0000790202 FIRST FINANCIAL FUND, INC. 001 FIRST FINANICAL FUND, INC. 6-MOS MAR-31-1997 SEP-30-1997 267,040,665 403,029,713 2,333,422 1,113,787 0 406,476,922 0 0 32,805,732 32,805,732 0 187,231,444 17,728,361 17,728,361 1,788,926 0 48,661,772 0 135,989,048 373,671,190 2,597,747 479,826 0 2,046,639 1,030,934 18,290,332 83,854,332 103,175,598 0 0 0 0 0 0 0 103,175,598 757,992 30,371,440 0 0 974,442 646,488 2,046,639 301,821,000 15.26 0.06 5.76 0.00 0.00 0.00 21.08 1.35 0 0.00

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