-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JNKbf7Ph8Uz4QtWI4Jc43AZ/fpMzzZQLld2TFV0193oXoPeddOrJW8N8UJcWtLvG qc9AmYVl1ZRZbQpZpQ7Wcw== 0000891804-01-000457.txt : 20010312 0000891804-01-000457.hdr.sgml : 20010312 ACCESSION NUMBER: 0000891804-01-000457 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010309 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE WARBURG PINCUS CAPITAL FUNDS CENTRAL INDEX KEY: 0000790184 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133666126 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: SEC FILE NUMBER: 811-04604 FILM NUMBER: 1565568 BUSINESS ADDRESS: STREET 1: 277 PARK AVE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 8002258011 MAIL ADDRESS: STREET 1: 277 PARK AVE STREET 2: 42ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: DLJ FOCUS FUNDS DATE OF NAME CHANGE: 20000801 FORMER COMPANY: FORMER CONFORMED NAME: DLJ WINTHROP FOCUS FUNDS DATE OF NAME CHANGE: 19990304 FORMER COMPANY: FORMER CONFORMED NAME: WINTHROP FOCUS FUNDS DATE OF NAME CHANGE: 19920703 DEFA14A 1 0001.txt CREDIT SUISSE WARBURG PINCUS CAPITAL FUNDS As filed with the Securities and Exchange Commission on March 9, 2001 ================================================================================ SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant [ ] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [x] Definitive Additional Materials [ ] Soliciting Material under Rule 14a-12 CREDIT SUISSE WARBURG PINCUS CAPITAL FUNDS (formerly DLJ Focus Funds) (Name of Registrant as Specified In Its Charter) Not Applicable ----------------------------------------------- (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box): [x] No fee required [ ] Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11 (1) Title of each class of securities to which transaction applies: ------------------------------------------------------------ (2) Aggregate number of securities to which transaction applies: ------------------------------------------------------- (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11(set forth the amount on which the filing fee is calculated and state how it was determined): ------------------------------------------------------- (4) Proposed maximum aggregate value of transaction: ------------------------------------------------------- (5) Total fee paid: ------------------------------------------------------- [ ] Fee paid previously with preliminary materials. [ ] Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: ___________________ (2) Form, Schedule or Registration Statement No.: __________________ (3) Filing Party: ___________________ (4) Date Filed: ___________________ ================================================================================ WARBURG PINCUS FUNDS PART OF CREDIT ASSET SUISSE MANAGEMENT CSAM-ADP **URGENT REMINDER** March 9, 2001 Dear Shareholder: We have previously mailed to you proxy materials relating to the Special Meeting of Shareholders of your Credit Suisse Warburg Pincus fund scheduled for March 23, 2001. YOUR VOTE FOR THIS IMPORTANT MEETING HAS NOT YET BEEN RECEIVED. We encourage you to utilize one of the following options today for recording your vote promptly: 1) VOTE BY TELEPHONE: CALL THE TOLL FREE NUMBER LISTED ON YOUR VOTING INSTRUCTION FORM. HAVE THE 12-DIGIT CONTROL NUMBER FOUND ON YOUR VOTING INSTRUCTION FORM READY WHEN PROMPTED. 2) VOTE BY INTERNET: GO TO WWW.PROXYVOTE.COM, ENTER THE 12-DIGIT CONTROL NUMBER ON YOUR VOTING INSTRUCTION FORM AND FOLLOW THE INSTRUCTIONS ON THE SITE. 3) VOTE BY MAIL: SIGN AND DATE YOUR CARD. MAIL IN THE POSTAGE-PAID RETURN ENVELOPE PROVIDED. FOR THE REASONS SET FORTH IN THE PROXY STATEMENT, YOUR BOARD MEMBERS UNANIMOUSLY RECOMMEND A VOTE FOR ALL PROPOSALS AND BELIEVE THE PROPOSALS ARE IN THE BEST INTEREST OF SHAREHOLDERS OF THE FUNDS. If you have any questions regarding the proxy, please call the Funds' proxy solicitor, D.F. King & Co., Inc., toll free at 1-800-290-6424. Sincerely, /s/ Martin Jaffe Martin Jaffe Secretary =============================================================== YOUR VOTE IS IMPORTANT. PLEASE VOTE TODAY TO AVOID UNNECESSARY SOLICITATION COSTS. =============================================================== WARBURG PINCUS FUNDS PART OF CREDIT ASSET SUISSE MANAGEMENT CSAM-EQU **URGENT REMINDER** March 9, 2001 Dear Shareholder: We have previously mailed to you proxy materials relating to the Special Meeting of Shareholders of your Credit Suisse Warburg Pincus fund scheduled for March 23, 2001. YOUR VOTE FOR THIS IMPORTANT MEETING HAS NOT YET BEEN RECEIVED. We encourage you to utilize one of the following options today for recording your vote promptly: 1) VOTE BY INTERNET: BY GOING TO WWW.WARBURG.COM AND FOLLOWING THE INSTRUCTIONS ON THE SITE. FOR YOUR CONVENIENCE, HAVE YOUR VOTING INSTRUCTION FORM AVAILABLE. 2) VOTE BY TELEPHONE: BY CALLING A REPRESENTATIVE AT 1-800-290-6424. FOR YOUR CONVENIENCE, HAVE YOUR VOTING INSTRUCTION FORM AVAILABLE. 3) VOTE BY FAX: SIGN, DATE, AND FAX THE PROXY CARD TO 1-212-269-2796. 4) VOTE BY MAIL: SIGN AND DATE YOUR CARD. MAIL IN THE POSTAGE-PAID RETURN ENVELOPE PROVIDED. FOR THE REASONS SET FORTH IN THE PROXY STATEMENT, YOUR BOARD MEMBERS UNANIMOUSLY RECOMMEND A VOTE FOR ALL PROPOSALS AND BELIEVE THE PROPOSALS ARE IN THE BEST INTEREST OF SHAREHOLDERS OF THE FUNDS. If you have any questions regarding the proxy, please call the Funds' proxy solicitor, D.F. King & Co., Inc., toll free at 1-800-290-6424. Sincerely, /s/ Martin Jaffe Martin Jaffe Secretary =============================================================== YOUR VOTE IS IMPORTANT. PLEASE VOTE TODAY TO AVOID UNNECESSARY SOLICITATION COSTS. =============================================================== -----END PRIVACY-ENHANCED MESSAGE-----