-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HOCZMF89haRuT9+qa1JZIGLLmOJPiUK7TPFnC4KS0iy2s8PpOuUVTj0+L5X2i0d2 EV8UE9jagEUQ2bJBCuFtgA== 0001193125-08-027663.txt : 20080212 0001193125-08-027663.hdr.sgml : 20080212 20080212172447 ACCESSION NUMBER: 0001193125-08-027663 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080212 DATE AS OF CHANGE: 20080212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VMWARE, INC. CENTRAL INDEX KEY: 0001124610 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943292913 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83098 FILM NUMBER: 08599608 BUSINESS ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: (650) 427-5000 MAIL ADDRESS: STREET 1: 3401 HILLVIEW AVENUE CITY: PALO ALTO STATE: CA ZIP: 94304 FORMER COMPANY: FORMER CONFORMED NAME: VMWARE INC DATE OF NAME CHANGE: 20000923 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

SCHEDULE 13G

 

CUSIP No. 928563402    

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED

PURSUANT TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS

THERETO FILED PURSUANT TO RULE 13d-2(b)

(Amendment No.     )

 

 

 

 

VMware, Inc.

(Name of Issuer)

 

 

Class A Common Stock, par value $0.01 per share

(Title of Class of Securities)

 

 

928563402

(CUSIP Number)

 

 

December 31, 2007

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)


  1  

NAME OF REPORTING PERSON

 

            EMC Corporation

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Massachusetts

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

            326,500,000 shares of Class A Common Stock(1)

 

  6    SHARED VOTING POWER

 

            0

 

  7    SOLE DISPOSITIVE POWER

 

            326,500,000 shares of Class A Common Stock(1)

 

  8    SHARED DISPOSITIVE POWER

 

            0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            326,500,000 shares of Class A Common Stock

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

 

  ¨
11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

            85.3%(2)

   
12  

TYPE OF REPORTING PERSON (See Instructions)

 

            CO

   

 

(1) Includes (i) 26,500,000 shares of Class A Common Stock and (ii) 300,000,000 shares of Class B Common Stock convertible into an equal number of shares of Class A Common Stock at any time. See Item 4. Assumes the conversion of the Class B Common Stock referred to above into shares of Class A Common Stock.
(2) Based on 382,942,188 shares of common stock issued and outstanding on November 2, 2007, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 7, 2007. Assumes the conversion of the Class B Common Stock referred to in footnote (1) into shares of Class A Common Stock.


ITEM 1   (a):    Name of Issuer:      
     VMware, Inc.      
ITEM 1   (b):    Address of Issuer’s Principal Executive Offices:      
     3401 Hillview Avenue, Palo Alto, CA 94304      
ITEM 2   (a):    Name of Person Filing:      
     EMC Corporation      
ITEM 2   (b):    Address of Principal Business Office or, if None, Residence:      
     176 South Street, Hopkinton, MA 01748      
ITEM 2   (c):    Citizenship:      
     EMC Corporation is a Massachusetts corporation      
ITEM 2   (d):    Title of Class of Securities:      
     Class A Common Stock, par value $0.01 per share      
ITEM 2   (e):    CUSIP Number:      
    

928563402

     
ITEM 3:   If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:   
  (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act.
  (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act.
  (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act.
  (d)    ¨    Investment company registered under Section 8 of the Investment Company Act.
  (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h)    ¨    A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
  (j)    ¨    Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
ITEM 4:    Ownership.      
   (a)    Amount Beneficially Owned:      
      See the response to Item 9 on the attached Cover Page      
   (b)    Percent of Class:      
      See the response to Item 11 on the attached Cover Page      
   (c)    Number of shares as to which such persons have:      
      (i)    Sole power to vote or to direct the vote:      
         See the response to Item 5 on the attached Cover Page      
      (ii)    Shared power to vote or to direct the vote:      
         See the response to Item 6 on the attached Cover Page      
      (iii)    Sole power to dispose or to direct the disposition of:      
         See the response to Item 7 on the attached Cover Page      
      (iv)    Shared power to dispose or to direct the disposition of:      
         See the response to Item 8 on the attached Cover Page      


ITEM 5:    Ownership of Five Percent or Less of a Class.   
   Not applicable   
ITEM 6:    Ownership of More than Five Percent on Behalf of Another Person.      
   Not applicable      
ITEM 7:    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   Not applicable
ITEM 8:    Identification and Classification of Members of the Group.      
   Not applicable      
ITEM 9:    Notice of Dissolution of a Group.      
   Not applicable      
ITEM 10:    Certification.      
   Not applicable      


SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 12, 2008

 

EMC CORPORATION
By:  

/s/ Paul T. Dacier

Name:   Paul T. Dacier
Title:   Executive Vice President and General Counsel
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