-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DvuvizFJp7ap5uTrvZhN4Lq8ob1DdwFjWHKiRWYouTQXCYEVq25Q9qAfz7aApTkR XTuc1Gx1KVSvCwUbRZx5Sw== 0001192482-05-000462.txt : 20051110 0001192482-05-000462.hdr.sgml : 20051110 20051110165600 ACCESSION NUMBER: 0001192482-05-000462 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051102 FILED AS OF DATE: 20051110 DATE AS OF CHANGE: 20051110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MTI TECHNOLOGY CORP CENTRAL INDEX KEY: 0000901696 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 953601802 STATE OF INCORPORATION: DE FISCAL YEAR END: 0403 BUSINESS ADDRESS: STREET 1: 14661 FRANKLIN AVENUE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7144817800 MAIL ADDRESS: STREET 1: 14661 FRANKLIN AVENUE CITY: TUSTIN STATE: CA ZIP: 92780 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23418 FILM NUMBER: 051194631 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2005-11-02 0 0000901696 MTI TECHNOLOGY CORP MTIC 0000790070 EMC CORP 176 SOUTH STREET HOPKINTON MA 01748 0 0 1 0 Series A Convertible Preferred Shares 2.065 2004-06-17 Common Stock 1937046 D Warrants to purchase Common Stock 3.10 2004-12-20 2015-06-17 Common Stock 433149 D Series B Convertible Preferred Shares 1.2642 2005-11-02 Common Stock 3955070 D Warrants to purchase Common Stock 1.26 2005-11-02 2015-11-02 Common Stock 1483151 D Each share of Series A Convertible Preferred Stock is convertible at any time. Through an investment made on June 17, 2004, each of the Series A Convertible Preferred shares were convertible into a number of shares of common stock equal to its stated value of $26.4645 per share (subject to adjustment) divided by the conversion price of $2.6465 per share (subject to adjustment). As a result of the purchase of Series B Convertible Preferred Shares, each of the Series A Convertible Preferred shares now has a conversion price of $2.0650. Each share of Series B Convertible Preferred Stock is convertible at any time. Each of the Series B Convertible Preferred shares is convertible into a number of shares of common stock equal to its stated value of $12.6420 per share divided by the conversion price of $1.2642. Paul T. Dacier, Senior Vice President and General Counsel 2005-11-10 -----END PRIVACY-ENHANCED MESSAGE-----