SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DEWALT DAVID G

(Last) (First) (Middle)
EMC CORPORATION
176 SOUTH STREET

(Street)
HOPKINTON MA 01748

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/29/2004
3. Issuer Name and Ticker or Trading Symbol
EMC CORP [ EMC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Pres. of Documentum Div.
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 10,975 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option Right to Buy(1) (2) 08/09/2009 Common Stock 43,500 $3.37 D
Stock Option Right to Buy(1) (2) 01/06/2010 Common Stock 217,500 $11.13 D
Stock Option Right to Buy(1) (2) 10/17/2010 Common Stock 870,000 $17.3 D
Stock Option Right to Buy(1) (2) 12/11/2011 Common Stock 1,957,500 $8.07 D
Stock Option Right to Buy(1) (2) 12/11/2004 Common Stock 9,345 $8.07 D
Stock Option Right to Buy(1) (3) 01/30/2013 Common Stock 435,000 $6.56 D
Explanation of Responses:
1. Formerly options to acquire shares of common stock of Documentum, Inc. ("Documentum") held by the Reporting Person. In connection with the closing of the acquisition (the "Acquisition") of Documentum by EMC Corporation ("EMC") on December 18, 2003, each outstanding option to acquire Documentum common stock was converted into an option to acquire 2.175 shares of EMC common stock.
2. These options were either fully vested and exercisable prior to the closing of the Acquisition or became fully vested and exercisable in connection with such closing.
3. 217,503 shares under this option are vested and exercisable and the remaining unvested shares shall vest and become exercisable ratably in equal monthly installments over the next 24 calendar months. The unvested shares are subject to potential performance-related acceleration of vesting.
/s/ Barbara E. Coluci, Attorney in Fact 02/09/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.