-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WG2Jz0LlCybCtkFJWGPKPf9ueMGebO5KPrea6I1KnK0tJ51WKxULyxE3jq5d5mtA bY+YVfbaoW5pIwQ4r7w8jw== 0001104659-07-043059.txt : 20070525 0001104659-07-043059.hdr.sgml : 20070525 20070525150426 ACCESSION NUMBER: 0001104659-07-043059 CONFORMED SUBMISSION TYPE: 424B7 PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070525 DATE AS OF CHANGE: 20070525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMC CORP CENTRAL INDEX KEY: 0000790070 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 042680009 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B7 SEC ACT: 1933 Act SEC FILE NUMBER: 333-140430 FILM NUMBER: 07880396 BUSINESS ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 BUSINESS PHONE: 5084351000 MAIL ADDRESS: STREET 1: 176 SOUTH STREET CITY: HOPKINTON STATE: MA ZIP: 01748-9103 424B7 1 a07-15297_1424b7.htm 424B7

 

Prospectus Supplement No. 15

 

Filed Pursuant to Rule 424(b)(7)

(to Prospectus dated February 2, 2007)

 

Registration No. 333-140430

 

$1,725,000,000 1.75% Convertible Senior Notes due 2011
$1,725,000,000 1.75% Convertible Senior Notes due 2013


This prospectus supplement supplements the prospectus dated February 2, 2007, as supplemented by prospectus supplements dated February 9, 2007, February 16, 2007, February 23, 2007, March 2, 2007, March 9, 2007, March 16, 2007, March 23, 2007, March 30, 2007, April 6, 2007, April 13, 2007, April 20, 2007, April 27, 2007, May 4, 2007, and May 18, 2007, relating to the resale by certain selling securityholders of our 1.75% Convertible Senior Notes due 2011 (the “2011 notes”) and 1.75% Convertible Senior Notes due 2013 (the “2013 notes,” and together with the 2011 notes, the “notes”) and the shares of our common stock issuable upon conversion of the notes.  The prospectus dated February 2, 2007, as supplemented by prospectus supplements dated February 9, 2007, February 16, 2007, February 23, 2007, March 2, 2007, March 9, 2007, March 16, 2007, March 23, 2007, March 30, 2007, April 6, 2007, April 13, 2007, April 20, 2007, April 27, 2007, May 4, 2007, and May 18, 2007, is referred to herein as the “prospectus.”

You should read this prospectus supplement in conjunction with the prospectus.  This prospectus supplement is qualified by reference to the prospectus, except to the extent that the information in this prospectus supplement supersedes or supplements the information contained in the prospectus.

Investing in the notes and our common stock issuable upon conversion of the notes involves risks that are described in the “Risk Factors” section of the prospectus.

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or determined if this prospectus supplement or the accompanying prospectus is truthful or complete.  Any representation to the contrary is a criminal offense.


The date of this prospectus supplement is May 25, 2007.

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SELLING SECURITYHOLDERS

The information in the prospectus in the table under the caption “Selling Securityholders” is amended by:

·                  replacing the information included therein regarding the selling securityholders identified in the first column of the “Revised Information Regarding Selling Securityholders” table below with the information set forth in the “Revised Information Regarding Selling Securityholders” table below; and

·                  adding the information in the below “Additional Selling Securityholders” table regarding certain selling securityholders.

The information set forth below is based on information previously provided by or on behalf of the named selling securityholders.  Information concerning the selling securityholders may change from time to time. The selling securityholders may from time to time offer and sell any or all of the securities under the prospectus (as amended and supplemented hereby).  Because the selling securityholders are not obligated to sell the notes or any shares of common stock issuable upon conversion of the notes, we cannot estimate the amount of the notes or how many shares of common stock that the selling securityholders will hold upon consummation of any such sales. In addition, since the date on which a selling securityholder provided this information to us, such selling securityholder may have sold, transferred or otherwise disposed of all or a portion of its notes or common shares issuable upon conversion of its notes.

Unless described in the prospectus under the caption “Selling Securityholder” (as amended and supplemented hereby), based upon information previously provided by the selling securityholders, none of the selling securityholders beneficially owns in excess of 1% of our outstanding common stock.

Except as noted in the prospectus under the caption “Selling Securityholder” (as amended and supplemented hereby), based upon the information previously provided by the selling securityholders, none of the selling securityholders nor any of their affiliates, officers, directors or principal equity holders has held any position or office or has had any material relationship with us within the past three years.

Revised Information Regarding Selling Securityholders

 

 

Principal amount

 

Principal amount

 

 

 

 

 

 

 

of 2011 notes

 

of 2013 notes

 

Number of Shares of

 

 

 

beneficially

 

beneficially

 

Common Stock

 

 

 

owned and

 

owned and

 

Beneficially

 

Offered

 

Name (1)

 

offered hereby

 

offered hereby

 

Owned (2)(3)

 

Hereby (2)

 

Citigroup Global Markets, Inc. (4)(6)

 

$

83,144,000

 

$

18,480,000

 

6,320,789

 

6,320,789

 

 

Additional Selling Securityholders

 

 

Principal amount

 

Principal amount

 

 

 

 

 

 

 

of 2011 notes

 

of 2013 notes

 

Number of Shares of

 

 

 

beneficially

 

beneficially

 

Common Stock

 

 

 

owned and

 

owned and

 

Beneficially

 

Offered

 

Name (1)

 

offered hereby

 

offered hereby

 

Owned (2)(3)

 

Hereby (2)

 

Brookline Avenue Master Fund, L.P. (7)

 

$

 

$

1,000,000

 

124,396

 

62,198

 


(1)                                  Information concerning other selling securityholders will be set forth in supplements to this prospectus supplement from time to time, if required.

(2)                                  Includes shares of common stock issuable upon conversion of notes, assuming conversion of all the named selling securityholder’s notes at the initial conversion rate of 62.1978 shares of common stock per $1,000 principal amount at maturity of the notes.  This conversion rate is subject to adjustment, however, as described under “Description of Notes — Conversion Rights — Conversion Rate Adjustments” in the prospectus.  As a result, the number of shares of common stock issuable

2

 




                                                upon conversion of the notes beneficially owned and offered by the named selling securityholder may increase or decrease in the future.

(3)                                  In addition to shares of common stock issuable upon conversion of the notes as described in footnote (1), also includes shares of common stock identified to us by the selling securityholder as owned by it.

(4)                                  The selling securityholder is a broker-dealer.

(5)                                  The selling securityholder is an affiliate of a broker-dealer.

(6)                                  This amount reflects an increase from the principal amount of $72,549,000 of 2011 notes previously listed for Citigroup Global Markets Inc. in the prospectus. Citigroup Global Markets Inc. was an initial purchaser of notes in the private placement offering, and an affiliate of Citigroup Global Markets Inc. is a counterparty to certain of convertible note hedge transactions and warrant transactions that we entered into on November 13, 2006 concurrently with execution of the purchaser agreement for our sale of the notes to the initial purchasers.

(7)                                  Brookline Avenue Master Fund, L.P. has indicated that (1) Brookline Avenue Offshore, GP is its general partner, and (2) Brookline Avenue Partners, LP is its Investment Adviser and exercises voting or investment power over the notes and common stock issuable upon the conversion of the notes held by it. Brookline Avenue Master Fund, L.P. has indicated that it beneficially owns $1,000,000 of registered 2013 notes. Shares listed as beneficially owned by Brookline Avenue Master Fund, L.P. in the table above include the common stock issuable upon the conversion of such registered notes.


 

3

 



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